STOCK TITAN

Mohawk (MHK) CEO logs RSU grant, tax share disposal and clawback

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mohawk Industries CEO Jeffrey S. Lorberbaum reported multiple equity changes in Mohawk Industries common stock. On February 27, 2026, he received a grant of 19,387 restricted stock units, which, according to the footnotes, will vest in equal one-third installments each year over three years.

On February 28, 2026, 1,541 shares were disposed of at $125.27 per share to cover tax obligations upon vesting of restricted stock units. On March 2, 2026, 533 restricted stock units were cancelled for no consideration in connection with recovery of erroneously awarded compensation. Following these direct transactions, he directly owned 85,389 shares of common stock and reported additional indirect holdings through several investment and trust entities.

Positive

  • None.

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Insider LORBERBAUM JEFFREY S
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
Other Common Stock 533 $0.00 --
Tax Withholding Common Stock 1,541 $125.27 $193K
Grant/Award Common Stock 19,387 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 85,389 shares (Direct); Common Stock — 8,132,685 shares (Indirect, Aladdin Partners, LP)
Footnotes (1)
  1. Restricted stock units that will vest 1/3 each year for 3 years. Disposition related to meeting tax obligations upon vesting of restricted stock units. On March 2, 2026, the Issuer cancelled 533 restricted stock units for no consideration in connection with the Issuer's recovery of erroneously awarded compensation.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LORBERBAUM JEFFREY S

(Last) (First) (Middle)
160 SOUTH INDUSTRIAL BLVD.
P.O. BOX 12069

(Street)
CALHOUN GA 30703

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOHAWK INDUSTRIES INC [ MHK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 A(1) 19,387 A $0.0 87,463 D
Common Stock 02/28/2026 F(2) 1,541 D $125.27 85,922 D
Common Stock 03/02/2026 J(3) 533 D $0.0 85,389 D
Common Stock 8,132,685 I Aladdin Partners, LP
Common Stock 420,668 I Dalton Fund
Common Stock 19,140 I Dalton Partners
Common Stock 453,074 I JSL Legacy Fund LP
Common Stock 33,600 I MCL Family Funds Tr
Common Stock 315,002 I PAS Trust
Common Stock 194 I by Managed Account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units that will vest 1/3 each year for 3 years.
2. Disposition related to meeting tax obligations upon vesting of restricted stock units.
3. On March 2, 2026, the Issuer cancelled 533 restricted stock units for no consideration in connection with the Issuer's recovery of erroneously awarded compensation.
By: /s/ Melissa Jackmin, Attorney-in-fact For: Jeffrey S Lorberbaum 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Mohawk Industries (MHK) CEO Jeffrey Lorberbaum report?

Jeffrey Lorberbaum reported a grant of 19,387 restricted stock units in Mohawk Industries common stock. Footnotes state these units vest in three equal annual installments over three years, aligning his compensation with longer-term company performance and continued service.

Why were 1,541 Mohawk Industries (MHK) shares disposed of in this Form 4?

The Form 4 shows a disposition of 1,541 common shares at $125.27 per share. Footnotes explain this was a tax-withholding transaction to satisfy tax obligations arising from the vesting of restricted stock units, rather than an open-market discretionary sale.

What does the cancellation of 533 restricted stock units mean for Mohawk (MHK)?

The filing reports cancellation of 533 restricted stock units for no consideration on March 2, 2026. A footnote explains this related to recovery of erroneously awarded compensation, reducing previously granted equity tied to the CEO’s incentive awards.

How many Mohawk Industries (MHK) shares does the CEO own directly after these transactions?

After the reported transactions, Jeffrey Lorberbaum directly owned 85,389 shares of Mohawk Industries common stock. This figure reflects the new balance following the restricted stock unit grant, tax-withholding share disposition, and compensation-related cancellation disclosed in the Form 4.

What indirect Mohawk Industries (MHK) holdings are reported for the CEO?

The Form 4 lists indirect ownership of Mohawk shares through several entities, including Aladdin Partners, LP with 8,132,685 shares and Dalton Fund with 420,668 shares. Additional indirect positions appear in Dalton Partners, JSL Legacy Fund LP, MCL Family Funds Tr, PAS Trust, and a managed account.