STOCK TITAN

MIAMI INTERNATIONAL (MIAX) EVP sells 16K shares after option exercise

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MIAMI INTERNATIONAL HOLDINGS, INC. executive Shelly Brown, EVP and Chief Strategy Officer, exercised options for 16,000 shares of Common Stock at $12.00 per share and sold 16,000 shares in an open-market transaction at a weighted average price of $42.13 per share.

The transactions were executed under a previously established Rule 10b5-1 trading plan and in multiple trades between $42.00 and $42.32 per share. Following these transactions, Brown directly holds 353,990 shares of Common Stock, and the exercised nonqualified stock options are fully used with none remaining outstanding.

Positive

  • None.

Negative

  • None.
Insider Brown Shelly
Role EVP, Chief Strategy Officer
Sold 16,000 shs ($674K)
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) 16,000 $0.00 --
Exercise Common Stock 16,000 $12.00 $192K
Sale Common Stock 16,000 $42.13 $674K
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 369,990 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 22, 2025. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The options are fully vested.
Shares sold 16,000 shares Open-market sale of Common Stock on 2026-07-06
Weighted average sale price $42.13 per share Common Stock sale executed in multiple trades
Option exercise shares 16,000 shares Nonqualified stock options exercised into Common Stock
Option exercise price $12.00 per share Conversion price for nonqualified stock options
Shares held after transactions 353,990 shares Direct Common Stock holdings following Form 4 transactions
Sale price range $42.00–$42.32 per share Range of prices for multiple sale trades
Net buy/sell shares -16,000 shares Net effect of reported buy/sell activity
Rule 10b5-1 Plan regulatory
"This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Nonqualified Stock Option (Right to Buy) financial
"security_title: Nonqualified Stock Option (Right to Buy)"
weighted average sales price financial
"The price reported above reflects the weighted average sales price"
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did MIAX executive Shelly Brown do in this Form 4 filing?

Shelly Brown exercised options for 16,000 MIAX common shares at $12.00 and sold 16,000 shares in the open market at a weighted average price of $42.13. These transactions were reported as part of her insider holdings update.

How many MIAX shares does Shelly Brown hold after these transactions?

After the reported trades, Shelly Brown directly holds 353,990 shares of MIAX common stock. This figure reflects her position following the 16,000-share option exercise and the 16,000-share open-market sale disclosed in the Form 4 filing.

At what prices were Shelly Brown’s MIAX share sale and option exercise executed?

The options were exercised at $12.00 per share for 16,000 MIAX shares. The subsequent sale of 16,000 shares occurred in multiple trades between $42.00 and $42.32 per share, with a weighted average sale price of $42.13.

Were Shelly Brown’s MIAX share sales pre-planned under a Rule 10b5-1 plan?

Yes. The filing states the sale was executed under a previously established Rule 10b5-1 plan adopted on December 22, 2025. Such plans pre-schedule trades, indicating the timing of this transaction was set in advance rather than opportunistic.

What happened to Shelly Brown’s MIAX nonqualified stock options in this filing?

Brown exercised 16,000 nonqualified stock options, each with a $12.00 exercise price, into an equal number of MIAX common shares. After this exercise, the reported option position for these specific awards is zero, meaning those options are fully used.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Shelly

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/06/2026M(1)16,000A$12369,990D
Common Stock07/06/2026S(1)16,000D$42.13(2)353,990D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1207/06/2026M(1)16,000 (3)08/02/2026Common Stock16,000$00D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 22, 2025.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)