STOCK TITAN

[Form 4] MKS Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

John Edward Williams, EVP & GM, PSD of MKS Inc. (MKSI), reported restricted stock units (RSUs) vesting on 08/15/2025. A grant of 947.285 RSUs vested (each RSU converts to one share), which increased the reporting person’s beneficial ownership of common stock to 7,343.75 shares on a direct basis. The company withheld 308 shares to satisfy tax withholding obligations at a price shown of $104.73; the withholding was not a discretionary sale by the reporting person. The transactions were reported on Form 4 and executed under codes indicating vesting and tax-withholding treatment.

John Edward Williams, EVP e GM della PSD di MKS Inc. (MKSI), ha dichiarato il vesting di unità azionarie vincolate (RSU) il 15/08/2025. Un premio di 947,285 RSU è maturato (ogni RSU corrisponde a un'azione), portando la partecipazione diretta del dichiarante a 7.343,75 azioni. La società ha trattenuto 308 azioni per il pagamento delle imposte alla quota prezzo indicata di $104,73; tale ritenuta non costituisce una vendita discrezionale da parte del dichiarante. Le operazioni sono state segnalate nel Modulo 4 e annotate con codici che indicano il vesting e la trattenuta a fini fiscali.

John Edward Williams, EVP y GM de PSD en MKS Inc. (MKSI), informó la consolidación de unidades restringidas de acciones (RSU) el 15/08/2025. Una concesión de 947,285 RSU se hizo efectiva (cada RSU equivale a una acción), aumentando la propiedad beneficiaria directa del informante a 7.343,75 acciones. La compañía retuvo 308 acciones para cubrir las obligaciones fiscales al precio indicado de $104,73; la retención no fue una venta discrecional por parte del informante. Las transacciones se informaron en el Formulario 4 y se ejecutaron con códigos que reflejan el vesting y la retención fiscal.

MKS Inc.(MKSI) PSD의 EVP 겸 GM인 John Edward Williams는 2025-08-15에 제한부 주식단위(RSU)의 베스팅이 발생했음을 보고했습니다. 947.285 RSU가 베스트되었으며(각 RSU는 1주로 전환), 보고자의 직접 소유 주식 수가 7,343.75주로 증가했습니다. 회사는 세금 원천징수를 위해 308주를 원천징수했으며 표시된 가격은 $104.73입니다; 이 원천징수는 보고자의 임의 매도가 아닙니다. 거래는 Form 4에 보고되었고 베스팅 및 세금 원천징수 처리를 나타내는 코드로 실행되었습니다.

John Edward Williams, EVP et GM de la PSD chez MKS Inc. (MKSI), a déclaré le vesting d'unités d'actions restreintes (RSU) le 15/08/2025. Une attribution de 947,285 RSU a vesté (chaque RSU se convertit en une action), portant la détention bénéficiaire directe du déclarant à 7 343,75 actions. La société a retenu 308 actions pour satisfaire les obligations fiscales au prix indiqué de 104,73 $ ; cette retenue n'était pas une vente discrétionnaire de la part du déclarant. Les opérations ont été signalées sur le Formulaire 4 et exécutées avec des codes indiquant le vesting et le traitement fiscal par retenue.

John Edward Williams, EVP & GM der PSD von MKS Inc. (MKSI), meldete das Vesting von Restricted Stock Units (RSUs) zum 15.08.2025. Ein Zuschuss von 947,285 RSUs wurde fällig (jede RSU wird in eine Aktie umgewandelt) und erhöhte das direkte wirtschaftliche Eigentum der meldenden Person auf 7.343,75 Aktien. Das Unternehmen einbehalten 308 Aktien, um die Steuerabzüge zum angegebenen Preis von $104,73 zu erfüllen; die Einbehaltung war kein freier Verkauf durch die meldende Person. Die Transaktionen wurden auf Formular 4 gemeldet und unter Codes ausgeführt, die Vesting und Steuerabzug kennzeichnen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting and tax-withholding; indicates continued alignment via equity compensation, no discretionary sale reported.

The filing documents the scheduled vesting of 947.285 RSUs for an executive, increasing direct beneficial ownership to 7,343.75 shares. The company withheld 308 shares to meet tax obligations at a reported price of $104.73, and the filing explicitly states this withholding was not a discretionary trade by the reporting person. This is a standard compensation-related disclosure rather than an opportunistic insider sale or purchase, so it is typically considered neutral from a market-sentiment perspective but does reflect ongoing equity-based retention incentives.

TL;DR: Form 4 correctly records vesting and withholding; no compliance red flags present in the disclosed transactions.

The Form 4 shows transactions dated 08/15/2025 with code M for vesting of derivative securities (RSUs) and code F for shares withheld to satisfy tax withholding. The explanatory note clarifies the nature of the withholding. The form is signed by an attorney-in-fact and lists the filer as one reporting person. Based on the data provided, disclosure appears complete and consistent with standard Section 16 reporting obligations.

John Edward Williams, EVP e GM della PSD di MKS Inc. (MKSI), ha dichiarato il vesting di unità azionarie vincolate (RSU) il 15/08/2025. Un premio di 947,285 RSU è maturato (ogni RSU corrisponde a un'azione), portando la partecipazione diretta del dichiarante a 7.343,75 azioni. La società ha trattenuto 308 azioni per il pagamento delle imposte alla quota prezzo indicata di $104,73; tale ritenuta non costituisce una vendita discrezionale da parte del dichiarante. Le operazioni sono state segnalate nel Modulo 4 e annotate con codici che indicano il vesting e la trattenuta a fini fiscali.

John Edward Williams, EVP y GM de PSD en MKS Inc. (MKSI), informó la consolidación de unidades restringidas de acciones (RSU) el 15/08/2025. Una concesión de 947,285 RSU se hizo efectiva (cada RSU equivale a una acción), aumentando la propiedad beneficiaria directa del informante a 7.343,75 acciones. La compañía retuvo 308 acciones para cubrir las obligaciones fiscales al precio indicado de $104,73; la retención no fue una venta discrecional por parte del informante. Las transacciones se informaron en el Formulario 4 y se ejecutaron con códigos que reflejan el vesting y la retención fiscal.

MKS Inc.(MKSI) PSD의 EVP 겸 GM인 John Edward Williams는 2025-08-15에 제한부 주식단위(RSU)의 베스팅이 발생했음을 보고했습니다. 947.285 RSU가 베스트되었으며(각 RSU는 1주로 전환), 보고자의 직접 소유 주식 수가 7,343.75주로 증가했습니다. 회사는 세금 원천징수를 위해 308주를 원천징수했으며 표시된 가격은 $104.73입니다; 이 원천징수는 보고자의 임의 매도가 아닙니다. 거래는 Form 4에 보고되었고 베스팅 및 세금 원천징수 처리를 나타내는 코드로 실행되었습니다.

John Edward Williams, EVP et GM de la PSD chez MKS Inc. (MKSI), a déclaré le vesting d'unités d'actions restreintes (RSU) le 15/08/2025. Une attribution de 947,285 RSU a vesté (chaque RSU se convertit en une action), portant la détention bénéficiaire directe du déclarant à 7 343,75 actions. La société a retenu 308 actions pour satisfaire les obligations fiscales au prix indiqué de 104,73 $ ; cette retenue n'était pas une vente discrétionnaire de la part du déclarant. Les opérations ont été signalées sur le Formulaire 4 et exécutées avec des codes indiquant le vesting et le traitement fiscal par retenue.

John Edward Williams, EVP & GM der PSD von MKS Inc. (MKSI), meldete das Vesting von Restricted Stock Units (RSUs) zum 15.08.2025. Ein Zuschuss von 947,285 RSUs wurde fällig (jede RSU wird in eine Aktie umgewandelt) und erhöhte das direkte wirtschaftliche Eigentum der meldenden Person auf 7.343,75 Aktien. Das Unternehmen einbehalten 308 Aktien, um die Steuerabzüge zum angegebenen Preis von $104,73 zu erfüllen; die Einbehaltung war kein freier Verkauf durch die meldende Person. Die Transaktionen wurden auf Formular 4 gemeldet und unter Codes ausgeführt, die Vesting und Steuerabzug kennzeichnen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams John Edward

(Last) (First) (Middle)
C/O MKS INC.
2 TECH DRIVE

(Street)
ANDOVER MA 01810

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MKS INC [ MKSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & GM, PSD
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 M 947.285 A (1) 3,948.099 D
Common Stock 08/15/2025 F(2) 308 D $104.73 3,640.099 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 08/15/2025 M 947.285 (3) (3) Common Stock 947.285 (1) 7,343.75 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.
2. These shares were withheld by MKS Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.
3. These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.
/s/ James Kruger, attorney-in-fact 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did MKSI insider John Edward Williams report on Form 4?

The filing reports the vesting of 947.285 RSUs on 08/15/2025, increasing his direct beneficial ownership to 7,343.75 shares.

Why were 308 MKSI shares listed as disposed of on the Form 4?

The 308 shares were withheld by MKS Inc. to satisfy tax withholding obligations triggered by RSU vesting; the filing states this was not a discretionary sale.

What price is shown for the shares withheld for taxes?

The filing shows a price of $104.73 associated with the reported withholding of 308 shares.

Does the Form 4 indicate any voluntary insider sales or purchases?

No; the filing indicates vesting of RSUs and company withholding for taxes and explicitly states the withholding was not a discretionary trade by the reporting person.

What is the reporting person’s role at MKSI?

The reporting person is listed as an Officer with title EVP & GM, PSD and also a Director.
MKS Inc.

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MKSI Stock Data

6.79B
66.73M
0.61%
114.05%
5.54%
Scientific & Technical Instruments
Industrial Instruments for Measurement, Display, and Control
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United States
ANDOVER