Mount Logan CFO updates Form 3 share holdings

Mount Logan Capital Inc. Chief Financial Officer Nikita Klassen filed an amended Form 3 to correct previously reported share holdings.

Rhea-AI Filing Summary

Mount Logan Capital Inc. Chief Financial Officer Nikita Klassen filed an amended Form 3 to correct previously reported share holdings. The amendment explains that of the 16,736 shares of common stock initially reported, 7,403 shares were withheld to satisfy tax withholding obligations on the vesting of restricted stock units.

After reflecting these withheld shares, Klassen now directly holds 9,333 shares of Mount Logan Capital common stock. The amendment states that all other information from the original Form 3 remains unchanged.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Klassen Nikita

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock, par value $0.001 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.001 per share — 9,333 shares (Direct)

Footnotes (1)

1. F1. This amendment is being filed to update the number of shares of Common Stock held directly by the Reporting Person to reflect the fact that, of the 16,736 shares initially reported, 7,403 were withheld to satisfy tax withholding obligations on the vesting of restricted stock units and are accordingly removed from the original Form 3. All other information disclosed in the original Form 3 filed on September 22, 2026, remains unchanged.

Key Figures

Directly held shares after amendment: 9,333 shares Initially reported shares: 16,736 shares Shares withheld for tax: 7,403 shares

3 metrics

Directly held shares after amendment 9,333 shares Common stock held directly by CFO after Form 3/A update

Initially reported shares 16,736 shares Common stock initially reported on original Form 3

Shares withheld for tax 7,403 shares Withheld to satisfy tax obligations on RSU vesting

Key Terms

restricted stock units, tax withholding obligations, Form 3, amendment

4 terms

restricted stock units financial

"on the vesting of restricted stock units and are accordingly removed"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"7,403 were withheld to satisfy tax withholding obligations on the vesting"

Form 3 regulatory

"removed from the original Form 3. All other information disclosed"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

amendment regulatory

"This amendment is being filed to update the number of shares"

An amendment is a formal change or addition to an existing legal, regulatory, or corporate document, such as a contract, prospectus, regulatory filing, or company charter. It matters to investors because amendments can alter rights, deadlines, obligations, or risk profiles tied to an investment; think of it like editing a recipe—changing an ingredient or cooking time can significantly affect the final result.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Mount Logan Capital (MLCI) CFO Nikita Klassen’s Form 3/A report?

The Form 3/A is an amendment correcting Nikita Klassen’s reported share holdings. It clarifies prior figures and updates the direct common stock position to 9,333 shares after accounting for shares withheld for tax obligations on vested restricted stock units.

How many Mount Logan Capital (MLCI) shares does the CFO now hold directly?

After the amendment, CFO Nikita Klassen directly holds 9,333 shares of Mount Logan Capital common stock. This figure reflects an adjustment for shares that were previously reported but actually withheld to cover tax obligations on vesting restricted stock units.

Why were 7,403 Mount Logan Capital (MLCI) shares removed from the original Form 3?

The amendment explains that 7,403 of the originally reported 16,736 shares were withheld to satisfy tax withholding obligations. These shares related to the vesting of restricted stock units and therefore are not part of the CFO’s continuing direct share ownership.

Does the Form 3/A for Mount Logan Capital (MLCI) indicate any new share purchases or sales?

The amendment does not report new purchases or sales. It instead corrects the earlier disclosure by removing 7,403 shares that were withheld for tax on restricted stock unit vesting, leaving 9,333 shares as the CFO’s directly held common stock position.

What stayed the same in Nikita Klassen’s Mount Logan Capital (MLCI) Form 3/A?

The amendment notes that all other information from the original Form 3 remains unchanged. Only the number of directly held common shares was updated to 9,333, after excluding 7,403 shares withheld to satisfy tax withholding obligations on RSU vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 05:30 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Klassen Nikita

(Last) (First) (Middle)

650 MADISON AVE.

3RD FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Mount Logan Capital Inc. [ MLCI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
09/22/2025

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	9,333(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This amendment is being filed to update the number of shares of Common Stock held directly by the Reporting Person to reflect the fact that, of the 16,736 shares initially reported, 7,403 were withheld to satisfy tax withholding obligations on the vesting of restricted stock units and are accordingly removed from the original Form 3. All other information disclosed in the original Form 3 filed on September 22, 2026, remains unchanged.

Remarks:

	/s/ Nikita Klassen	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)