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Mount Logan Capital (MLCI) Form 3: Goldthorpe Discloses Direct Ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Edward J. Goldthorpe, identified as Chief Executive Officer and a Director of Mount Logan Capital Inc. (MLCI), reported beneficial ownership of 215,570 shares of the issuer's common stock (par value $0.001).The event date that triggered this initial Form 3 filing is 09/12/2025. The Form 3 indicates the shares are held directly. The filing was signed under power of attorney by Nikita Klassen on 09/22/2025. This is an initial disclosure of insider holdings required under Section 16 reporting rules and does not include derivative positions or other transactions.

Positive

  • Timely compliance with Section 16 initial disclosure requirements for an insider
  • Clear ownership of 215,570 common shares reported as direct beneficial ownership
  • No derivative securities reported, simplifying the ownership picture

Negative

  • None.

Insights

TL;DR: Initial insider disclosure shows CEO/Director direct ownership of common shares, fulfilling Section 16 reporting obligations.

The Form 3 is a routine, compliance-focused filing that documents Edward J. Goldthorpe's direct beneficial ownership of 215,570 common shares in Mount Logan Capital Inc. As both CEO and a director, timely filing of this initial statement is important for transparency and insider trading compliance. The filing contains no derivative positions and no amendments, so there is no indicated change in compensation structure or equity grants within this document.

TL;DR: Disclosure confirms insider stake size but provides no financial performance or transaction detail to assess material impact.

The disclosed holding of 215,570 shares is a factual ownership snapshot; without share price or percentage ownership relative to outstanding shares, the filing does not permit assessment of economic significance. No options, warrants, or conversions are reported. For valuation impact or voting-power analysis, investors need the companys outstanding share count or market price, which are not provided here.

Insider Goldthorpe Edward J.
Role Chief Executive Officer
Type Security Shares Price Value
holding Common Stock, par value $0.001 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.001 per share — 215,570 shares (Direct)

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Edward J. Goldthorpe report on the Form 3 for MLCI?

He reported beneficial ownership of 215,570 shares of Mount Logan Capital Inc. common stock, held directly.

What roles does the reporting person hold at Mount Logan Capital Inc. (MLCI)?

The Form 3 lists Edward J. Goldthorpe as both a Director and the Chief Executive Officer.

When is the event date that triggered this Form 3 filing?

The Date of Event Requiring Statement is 09/12/2025.

Who signed the Form 3 and when was it signed?

The filing was signed under power of attorney by Nikita Klassen on 09/22/2025.

Does the Form 3 report any derivative securities or option grants for MLCI?

No. Table II for derivative securities lists no entries; the filing reports no derivative positions.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Goldthorpe Edward J.

(Last) (First) (Middle)
650 MADISON AVE.
3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025
3. Issuer Name and Ticker or Trading Symbol
Mount Logan Capital Inc. [ MLCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share 215,570 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Nikita Klassen by power of attorney 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.