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Marcus & Millichap (MMI) EVP & COO awarded 19,218 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Marcus & Millichap EVP & COO John David Parker reported an equity award of 19,218 restricted stock units on the company’s stock. The grant was made on February 10, 2026 and is held as a derivative security directly in his name.

Each restricted stock unit represents the right to receive one share of Marcus & Millichap common stock in the future. The award vests in four equal annual installments beginning on March 10, 2027, meaning the units convert into shares over time as service-based conditions are met.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parker John David

(Last) (First) (Middle)
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400

(Street)
CALABASAS CA 91302

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Marcus & Millichap, Inc. [ MMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & COO
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/10/2026 A 19,218 (2) (2) Common Stock 19,218 $0 19,218 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
2. The restricted stock units vest in four equal annual installments beginning March 10, 2027.
/s/ John David Parker 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did MMI EVP & COO John David Parker report?

John David Parker reported receiving 19,218 restricted stock units tied to Marcus & Millichap common stock. The award was granted on February 10, 2026 and is classified as a derivative security held directly in his name as part of his compensation.

How many Marcus & Millichap (MMI) restricted stock units were granted in this filing?

The filing shows a grant of 19,218 restricted stock units to John David Parker. Each unit represents a contingent right to one share of Marcus & Millichap common stock, giving him potential future ownership as the units vest over time.

When do John David Parker’s 19,218 MMI restricted stock units start vesting?

The 19,218 restricted stock units begin vesting on March 10, 2027. They vest in four equal annual installments starting on that date, meaning portions of the award convert into common shares each year, assuming the vesting conditions continue to be satisfied.

What does each MMI restricted stock unit in this Form 4 represent?

Each restricted stock unit represents a contingent right to receive one share of Marcus & Millichap common stock. The units do not immediately deliver shares; instead, they convert into common stock as the specified vesting schedule is met over future years.

Is the MMI Form 4 transaction a stock purchase or an equity award?

The Form 4 reflects an equity award, not an open-market stock purchase. It is coded as an acquisition from a grant, meaning the 19,218 restricted stock units were awarded to John David Parker as compensation rather than bought or sold in the market.

How many derivative securities does John David Parker hold after this MMI transaction?

After the reported transaction, John David Parker beneficially owns 19,218 derivative securities in the form of restricted stock units. This figure matches the size of the newly granted award and is reported as directly held in the Form 4 filing.
Marcus & Millichap Inc

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