3M Tushar A. Kshirsagar reports 4,775 direct shares

Q: How many MMM common shares did Tushar A. Kshirsagar report holding?

As of October 1, 2026, he reported 4,775 shares held directly, 658 held through a 401(k) Trust, 1,902 held by his spouse, and 317 held through his spouse’s 401(k) Trust.

The award schedules vary: options vest over three grant anniversaries, while restricted stock units follow two disclosed vesting patterns.

Filing Impact

(Moderate)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

3M (MMM) reported holdings for Tushar A. Kshirsagar, EVP Chief Tech Officer, as of October 1, 2026: 4,775 common shares held directly, 658 through a 401(k) Trust, 1,902 by his spouse, and 317 through his spouse’s 401(k) Trust. The report also lists non-qualified stock options and restricted stock units. One option position covers 13,959 underlying shares at a $102.89 exercise price and expires February 4, 2033. Each RSU represents a contingent right to one common share; disclosed awards have different vesting schedules.

Insider Trade Summary

17 transactions reported

Mixed 17 txns

Insider Kshirsagar Tushar A.

Role EVP Chief Tech Officer

Type	Security	Shares	Price	Value
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Restricted Stock Units ^{F4, F3}	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Non-qualified Stock Option (Right to Buy) ^F2	--	--	--
holding	Restricted Stock Units ^{F4, F5}	--	--	--
holding	Restricted Stock Units ^{F4, F5}	--	--	--
holding	Restricted Stock Units ^{F4, F5}	--	--	--
holding	Restricted Stock Units ^{F4, F5}	--	--	--
holding	Common Stock ^F1	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Non-qualified Stock Option (Right to Buy) — 29,982 contracts (Direct); Restricted Stock Units — 13,793 contracts (Direct); Common Stock — 4,775.066 shares (Direct); Common Stock — 658 shares (Indirect, By 401(k) Trust); Common Stock — 1,902.254 shares (Indirect, By Spouse); Common Stock — 317 shares (Indirect, By Spouse 401(k) Trust)

Footnotes (5)

F1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
F3. The restricted stock units vest in three equal annual installments beginning May 3, 2025.
F4. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F5. The restricted stock units vest 100% three years from the grant date.

Key Figures

Common shares held directly: 4,775 shares Common shares held through a 401(k) Trust: 658 shares Common shares held by spouse: 1,902 shares +3 more

6 metrics

Common shares held directly 4,775 shares As of October 1, 2026

Common shares held through a 401(k) Trust 658 shares As of October 1, 2026

Common shares held by spouse 1,902 shares As of October 1, 2026

Common shares held through spouse’s 401(k) Trust 317 shares As of October 1, 2026

Option underlying shares 13,959 shares Non-qualified stock options with a $102.89 exercise price, expiring February 4, 2033

Restricted Stock Units 1,991 shares Vesting in three equal annual installments beginning May 3, 2025

Key Terms

Non-qualified Stock Option (Right to Buy), Restricted Stock Units, General Employee Stock Purchase Plan

3 terms

Non-qualified Stock Option (Right to Buy) financial

"Non-qualified Stock Option (Right to Buy)"

Restricted Stock Units financial

"The restricted stock units vest in three equal annual installments"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

General Employee Stock Purchase Plan financial

"shares acquired under 3M's General Employee Stock Purchase Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MMM common shares did Tushar A. Kshirsagar report holding?

As of October 1, 2026, he reported 4,775 shares held directly, 658 held through a 401(k) Trust, 1,902 held by his spouse, and 317 held through his spouse’s 401(k) Trust.

When do Tushar A. Kshirsagar’s MMM stock options and restricted stock units vest?

The stock options vest and become exercisable in three equal installments on each of the first, second and third anniversaries of the grant date. An RSU award covering 1,991 shares vests in three equal annual installments beginning May 3, 2025; other reported RSUs vest 100% three years from the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/09/2026 - 08:38 AM Accepted by SEC EDGAR 10/09/2026 - 08:35 AM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kshirsagar Tushar A.

(Last)

(First)

(Middle)

3M CENTER

BLDG. 220-9E-02

(Street)

ST. PAUL

MINNESOTA

55144

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026

3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP Chief Tech Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,775.066⁽¹⁾	D
Common Stock	658	I	By 401(k) Trust
Common Stock	1,902.254	I	By Spouse
Common Stock	317	I	By Spouse 401(k) Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-qualified Stock Option (Right to Buy)	02/06/2019⁽²⁾	02/04/2028	Common Stock	714	$205.62	D
Non-qualified Stock Option (Right to Buy)	02/05/2020⁽²⁾	02/02/2029	Common Stock	1,746	$177.01	D
Non-qualified Stock Option (Right to Buy)	02/04/2021⁽²⁾	02/01/2030	Common Stock	1,421	$138.39	D
Non-qualified Stock Option (Right to Buy)	02/02/2022⁽²⁾	01/31/2031	Common Stock	2,162	$154.04	D
Non-qualified Stock Option (Right to Buy)	02/08/2023⁽²⁾	02/06/2032	Common Stock	3,869	$142.94	D
Non-qualified Stock Option (Right to Buy)	02/07/2024⁽²⁾	02/04/2033	Common Stock	13,959	$102.89	D
Restricted Stock Units	⁽³⁾	⁽³⁾	Common Stock	1,991	⁽⁴⁾	D
Non-qualified Stock Option (Right to Buy)	02/12/2026⁽²⁾	02/09/2035	Common Stock	3,342	$148.87	D
Non-qualified Stock Option (Right to Buy)	02/06/2027⁽²⁾	02/05/2036	Common Stock	2,769	$172.65	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	5,775	⁽⁴⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	1,435	⁽⁴⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	1,279	⁽⁴⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	3,313	⁽⁴⁾	D

Explanation of Responses:

1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.

2. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

3. The restricted stock units vest in three equal annual installments beginning May 3, 2025.

4. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

5. The restricted stock units vest 100% three years from the grant date.

	/s/ Patricia L. Meagher, attorney-in-fact for Tushar A. Kshirsagar	10/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR