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3M EVP Jonathan G. Van Wyck acquires 1,501 shares

Each restricted stock unit represents a contingent right to one 3M common share, with vesting in three equal annual installments beginning November 1, 2026.

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Form Type
4

Rhea-AI Filing Summary

3M (MMM) EVP Chief Strategy Officer Jonathan G. Van Wyck reported the exercise/conversion of 1,501 restricted stock units and acquisition of 1,501 common shares on October 30, 2026. The common-stock line lists $174.34 per share. He also delivered or withheld 460 shares for payment of exercise price or tax liability; the reported post-transaction position was 3,004 restricted stock units. The units vest in three equal annual installments beginning November 1, 2026.

Insider Van Wyck Jonathan G.
Role EVP Chief Strategy Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3 1,501 $0.00 $0.00
Exercise Common Stock 1,501 $174.34 $262K
Exercise Price or Tax Liability Common Stock F1 460 $174.34 $80K
Holdings After Transaction: Restricted Stock Units — 3,004 contracts (Direct); Common Stock — 1,301.5043 shares (Direct)
Holdings Before and After: Restricted Stock Units, 4,505 to 3,004 contracts (Direct); Common Stock, 260.5043 to 1,301.5043 shares (Direct)
Footnotes (3)
  1. F1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
  3. F3. The restricted stock units vest in three equal annual installments beginning on November 1, 2026.
Restricted stock units exercised or converted 1,501 units October 30, 2026
Common shares acquired 1,501 shares Reported derivative exercise/conversion on October 30, 2026
Shares delivered or withheld for payment of exercise price or tax liability 460 shares October 30, 2026
Restricted stock units following transaction 3,004 units Reported after the October 30, 2026 transaction
Reported common-stock line price $174.34 per share October 30, 2026
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of 3M common stock"
annual installments financial
"vest in three equal annual installments beginning on November 1, 2026"
General Employee Stock Purchase Plan financial
"Includes shares acquired under 3M's General Employee Stock Purchase Plan"

FAQ

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What transactions did 3M (MMM) EVP Jonathan G. Van Wyck report?

Jonathan G. Van Wyck reported the exercise/conversion of 1,501 restricted stock units and acquisition of 1,501 common shares on October 30, 2026. The common-stock line lists $174.34 per share, and 460 shares were delivered or withheld for payment of exercise price or tax liability. The reported post-transaction position was 3,004 restricted stock units.

What does a 3M (MMM) restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Wyck Jonathan G.

(Last)(First)(Middle)
3M CENTER

(Street)
ST. PAUL MINNESOTA 55144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/30/2026M1,501A$174.341,761.5043D
Common Stock10/30/2026F460D$174.341,301.5043(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)10/30/2026M1,501 (3) (3)Common Stock1,501$03,004D
Explanation of Responses:
1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
3. The restricted stock units vest in three equal annual installments beginning on November 1, 2026.
/s/ Patricia L. Meagher, attorney-in-fact for Jonathan G. Van Wyck11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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