3M files initial Form 3 for EVP George Bobby K

3M CO filed an initial Form 3 reporting that George Bobby K serves as EVP, Chief Info & Digital Off and is an officer of the company.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 3/A for what the company says now.

Rhea-AI Filing Summary

3M CO filed an initial Form 3 reporting that George Bobby K serves as EVP, Chief Info & Digital Off and is an officer of the company. The filing does not report any equity transactions or derivative positions and references a Power of Attorney as an exhibit.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Derivative exercises reported: 0

3 metrics

Reported buy transactions 0 Buy transactions count in Form 3 transaction summary

Reported sell transactions 0 Sell transactions count in Form 3 transaction summary

Derivative exercises reported 0 ExerciseCount in transaction summary for derivative securities

Key Terms

Form 3, beneficial ownership, Power of Attorney

3 terms

Form 3 regulatory

"filed an initial Form 3 reporting that George Bobby K serves as EVP"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"The Form 3 is an initial statement of beneficial ownership and does not"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Power of Attorney regulatory

"references a Power of Attorney as an exhibit"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does 3M (MMM) report in the Form 3 for George Bobby K?

3M reports that George Bobby K is an officer serving as EVP, Chief Info & Digital Off. The Form 3 is an initial statement of beneficial ownership and does not list any equity transactions in this filing.

Does the 3M (MMM) Form 3 for George Bobby K show any stock trades?

No. The transaction summary shows 0 buy and 0 sell transactions and no derivative exercises. This Form 3 functions as an initial ownership report without recording any trades in company securities.

Is George Bobby K a director or a ten percent owner of 3M (MMM)?

According to the Form 3, George Bobby K is not a director and not a ten percent owner. He is reported solely as an officer in the role of EVP, Chief Info & Digital Off for 3M CO.

Does the 3M (MMM) Form 3 mention a Rule 10b5-1 trading plan?

No. The document-level 10b5-1 indicator is null, meaning it does not state that the report relates to a trading plan. The filing also shows no transactions that would be tied to such a plan.

What additional document is referenced in the 3M (MMM) Form 3 remarks?

The remarks reference an exhibit labeled 24.1 Power of Attorney. This typically authorizes another person to sign certain documents on the reporting person’s behalf, but no further terms are detailed here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 04:56 PM Accepted by SEC EDGAR 08/14/2026 - 04:56 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

George Bobby K

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MINNESOTA 55144

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026

3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Info & Digital Off

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit Index - 24.1 Power of Attorney

No securities are beneficially owned.

	/s/ Patricia L. Meagher, attorney-in-fact for Bobby K. George	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)