3M director records deferred stock award grant

3M CO non-employee director Audrey Choi recorded an acquisition of 1,360.402 shares of common stock equivalents as compensation.

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Form Type

Rhea-AI Filing Summary

3M CO non-employee director Audrey Choi recorded an acquisition of 1,360.402 shares of common stock equivalents as compensation. These were credited at a reference price of $143.34 per share under 3M's Compensation Plan for Non-Employee Directors.

After this grant, the indirect holdings in this account total 6,169.927 common stock equivalents. According to the plan terms, the director has elected to defer compensation into a common stock equivalents account and has no voting or investment powers with respect to this account.

Insider Trade Summary

Grant/Award: 1,360.402 shares

Grant/Award 1 txn

Insider Choi Audrey

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,360.402	$143.34	$195K

Holdings After Transaction: Common Stock — 6,169.927 shares (Indirect, By Corporation)

Footnotes (2)

F1. Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F2. This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Key Figures

Compensation grant size: 1,360.402 common stock equivalents Reference price per equivalent: $143.34 per share Indirect holdings after grant: 6,169.927 common stock equivalents

3 metrics

Compensation grant size 1,360.402 common stock equivalents Grant under 3M Compensation Plan for Non-Employee Directors

Reference price per equivalent $143.34 per share Value used for the 1,360.402-unit grant

Indirect holdings after grant 6,169.927 common stock equivalents Total in deferred compensation account after transaction

Key Terms

Compensation Plan for Non-Employee Directors, deferred dividend reinvestment shares, common stock equivalents account, non-employee director

4 terms

Compensation Plan for Non-Employee Directors financial

"Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors."

deferred dividend reinvestment shares financial

"Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors."

common stock equivalents account financial

"compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan"

non-employee director financial

"This non-employee director has elected to defer all or a portion of compensation otherwise payable"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did 3M (MMM) director Audrey Choi report in this Form 4?

Audrey Choi reported an acquisition of 1,360.402 common stock equivalents as compensation. The award was credited under 3M’s Compensation Plan for Non-Employee Directors, rather than bought in the open market, reflecting routine director compensation deferral.

Was the 3M (MMM) Audrey Choi transaction a stock purchase or a grant?

The transaction was a compensation-related grant, not an open-market purchase. Choi received 1,360.402 common stock equivalents through deferred director compensation, with a reference value of $143.34 per share, under 3M’s Compensation Plan for Non-Employee Directors.

How many 3M (MMM) shares or equivalents does Audrey Choi hold after this transaction?

Following the transaction, Audrey Choi’s indirect holdings in the compensation-related account total 6,169.927 common stock equivalents. These interests arise from deferred director compensation and are not traditional share purchases or sales in the market.

Does Audrey Choi have voting rights over the 3M (MMM) common stock equivalents reported?

According to the disclosure, Audrey Choi has no voting or investment powers over the common stock equivalents. They are held in a deferred compensation account under 3M’s Compensation Plan for Non-Employee Directors, which governs how these equivalents are maintained.

What is 3M’s Compensation Plan for Non-Employee Directors as referenced in the Form 4?

3M’s Compensation Plan for Non-Employee Directors allows directors to defer cash or stock compensation into a common stock equivalents account. The filing notes the acquisition of deferred dividend reinvestment shares and explains that the director lacks voting and investment authority over this account.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 04:17 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Choi Audrey

(Last)

(First)

(Middle)

3M CENTER

(Street)

ST. PAUL

MINNESOTA

55144

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/12/2026		A		1,360.402	A	$143.34	6,169.927⁽¹⁾⁽²⁾	I	By Corporation

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

2. This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

	Patricia L. Meagher, attorney-in-fact for Audrey Choi	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR