STOCK TITAN

3M Co (NYSE: MMM) EVP exercises options, then sells 7,880 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M Company Executive Vice President John Patrick Banovetz exercised non-qualified stock options for 7,880 shares of common stock at $154.69 per share on July 23, 2026, then sold 7,880 shares at $170.44 per share in an open-market or private transaction. The reported option position from this grant was reduced to 0 shares after the exercise.

Positive

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Negative

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Insider Banovetz John Patrick
Role Executive Vice President
Sold 7,880 shs ($1.34M)
Approx. gross sale proceeds $1.34M
Approx. exercise cost $1.22M
Approx. pre-tax spread $124K
Type Security Shares Price Value
Exercise Non-qualified Stock Option (Right to Buy) 7,880 $0.00 $0.00
Exercise Common Stock 7,880 $154.69 $1.22M
Sale Common Stock F1, F2 7,880 $170.44 $1.34M
Holdings After Transaction: Non-qualified Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 50,056.816 shares (Direct)
Footnotes (2)
  1. F1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
  2. F2. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
Options exercised 7,880 shares Non-qualified stock options exercised on July 23, 2026
Option exercise price $154.6900 per share Exercise price of the non-qualified stock option grant
Shares sold 7,880 shares Common stock sold on July 23, 2026 after option exercise
Sale price $170.4400 per share Per-share price for the reported common stock sale
Option expiration 2027-02-06 Expiration date of the exercised non-qualified stock option
Net shares bought/sold -7,880 shares Net share change across reported buy/sell transactions (net-sell)
Non-qualified Stock Option (Right to Buy) financial
"Security title listed as Non-qualified Stock Option (Right to Buy)"
General Employee Stock Purchase Plan financial
"Includes shares acquired under 3M's General Employee Stock Purchase Plan."
Deferred Compensation Plan financial
"Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan."
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
dividend share equivalents financial
"Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan."

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FAQ

What insider transaction did 3M (MMM) executive John Patrick Banovetz report?

John Patrick Banovetz reported exercising non-qualified stock options for 7,880 shares of 3M common stock at $154.69 per share on July 23, 2026, then selling 7,880 shares of common stock at $170.44 per share in an open-market or private transaction the same day.

How many 3M (MMM) shares did John Patrick Banovetz sell and at what price?

He sold 7,880 shares of 3M common stock at a price of $170.44 per share on July 23, 2026. This sale followed the exercise of stock options for the same number of shares earlier that day.

What were the terms of the stock options John Patrick Banovetz exercised at 3M (MMM)?

Banovetz exercised 7,880 non-qualified stock options with an exercise price of $154.69 per share. The options related to 3M common stock and carried an expiration date of February 6, 2027, with the exercise reported on July 23, 2026.

Were John Patrick Banovetz’s 3M (MMM) transactions under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox was not marked, indicating the reported transactions were not designated as being made under a Rule 10b5-1 trading plan. No footnotes in this report describe any pre-arranged trading plan.

What does the Form 4 say about John Patrick Banovetz’s remaining option position in 3M (MMM)?

For the reported non-qualified stock option covering 7,880 shares, the filing shows 0 shares remaining after the exercise. This indicates that particular option grant was fully exercised as of July 23, 2026, with no balance left from that grant.

What additional details do the footnotes provide about John Patrick Banovetz’s 3M (MMM) holdings?

Footnotes explain that his reported share holdings include shares acquired under 3M’s General Employee Stock Purchase Plan and dividend share equivalents accrued quarterly under 3M’s Deferred Compensation Plan, clarifying the components of his overall share balance.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banovetz John Patrick

(Last)(First)(Middle)
3M CENTER

(Street)
ST. PAUL MINNESOTA 55144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/23/2026M7,880A$154.6957,936.816D
Common Stock07/23/2026S7,880D$170.4450,056.816(1)(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified Stock Option (Right to Buy)$154.6907/23/2026M7,88002/07/201802/06/2027Common Stock7,880$00D
Explanation of Responses:
1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
/s/ Patricia L. Meagher, attorney-in-fact for John P. Banovetz07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)