STOCK TITAN

3M grants 15,860 restricted stock units to EVP George

3M’s Chief Information & Digital Officer received a new equity award of 15,860 restricted stock units vesting over time.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M CO (symbol: MMM) is the issuer of record for a Form 4 filing submitted to the SEC. George Bobby K reported acquisition or exercise transactions in this Form 4 filing.

3M CO (MMM) reported that executive officer Bobby K. George, EVP and Chief Information & Digital Officer, received a grant of 15,860 Restricted Stock Units on September 1, 2026. Each unit represents a contingent right to one share of 3M common stock and vests in three equal installments beginning on the first anniversary of the grant date. Following this award, he directly holds 15,860 restricted stock units. No Rule 10b5-1 trading plan is reported for this grant.

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Insider George Bobby K
Role EVP, Chief Info & Digital Off
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 15,860 -- --
Holdings After Transaction: Restricted Stock Units — 15,860 contracts (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
  2. F2. The restricted stock units vest in three equal installments beginning on the first anniversary of the grant date.
Restricted Stock Units granted 15,860 units Equity award to EVP, Chief Information & Digital Officer on September 1, 2026
Underlying common shares 15,860 shares Each Restricted Stock Unit represents one share of 3M common stock
Holdings after transaction 15,860 restricted stock units Directly owned by the executive following the grant
Vesting installments 3 equal installments Beginning on the first anniversary of the September 1, 2026 grant date
Restricted Stock Units financial
"The security reported is described as Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
vest financial
"The restricted stock units vest in three equal installments"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

What insider transaction did 3M (MMM) report for Bobby K. George?

3M reported that Bobby K. George, EVP and Chief Information & Digital Officer, received a grant of 15,860 Restricted Stock Units on September 1, 2026 as equity compensation, with all units held directly after the transaction.

How many Restricted Stock Units were granted to the 3M (MMM) executive?

The executive received 15,860 Restricted Stock Units. After the grant, he directly holds 15,860 restricted stock units, all tied to 3M common stock on a one-for-one basis.

What does each Restricted Stock Unit represent in the 3M (MMM) Form 4?

Each Restricted Stock Unit represents a contingent right to receive one share of 3M common stock, according to the footnote describing the equity award.

What is the vesting schedule for the 3M (MMM) executive’s Restricted Stock Units?

The Restricted Stock Units vest in three equal installments, with vesting beginning on the first anniversary of the grant date, and the remaining installments following thereafter as equal portions.

Was the 3M (MMM) insider equity grant made under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating a pre-arranged trading plan, so no Rule 10b5-1 plan is reported for this grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
George Bobby K

(Last)(First)(Middle)
3M CENTER

(Street)
ST. PAUL MINNESOTA 55144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Info & Digital Off
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/01/2026A15,860 (2) (2)Common Stock15,860(1)15,860D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. The restricted stock units vest in three equal installments beginning on the first anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Bobby K. George09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)