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3M tech chief converts stock grants into 53 shares

Each restricted stock unit represents a contingent right to one 3M common share and vests 100% three years from the grant date.

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Form Type
4

Rhea-AI Filing Summary

3M (MMM) EVP Chief Tech Officer Tushar A. Kshirsagar reported conversion of 53 restricted stock units into 53 common shares on October 7, 2026. The common-stock acquisition line reports $162.12 per share; 53 common shares were also withheld for FICA tax. His reported post-transaction position included 1,226 restricted stock units.

Insider Kshirsagar Tushar A.
Role EVP Chief Tech Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F4 53 $0.00 $0.00
Exercise Common Stock 53 $162.12 $9K
Tax Withholding Common Stock F1, F2 53 $162.12 $9K
Holdings After Transaction: Restricted Stock Units — 1,226 contracts (Direct); Common Stock — 4,775.066 shares (Direct)
Footnotes (4)
  1. F1. Shares withheld for FICA tax for retirement eligible executives.
  2. F2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
  3. F3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
  4. F4. The restricted stock units vest 100% three years from the grant date.
Restricted stock units converted 53 units October 7, 2026
Common shares acquired 53 shares October 7, 2026
Common shares withheld for FICA tax 53 shares October 7, 2026
Reported per-share price $162.12 per share Common-stock acquisition on October 7, 2026
Restricted stock units following transaction 1,226 units Reported post-transaction position
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of 3M common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share of 3M common stock"
FICA tax regulatory
"Shares withheld for FICA tax for retirement eligible executives."
General Employee Stock Purchase Plan financial
"Includes shares acquired under 3M's General Employee Stock Purchase Plan."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MMM shares did Tushar A. Kshirsagar receive and have withheld?

On October 7, 2026, Tushar A. Kshirsagar reported converting 53 restricted stock units into 53 common shares, and 53 common shares were withheld for FICA tax. The common-stock acquisition line reports $162.12 per share, and his reported post-transaction position included 1,226 restricted stock units.

What do 3M restricted stock units represent and when do they vest?

Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kshirsagar Tushar A.

(Last)(First)(Middle)
3M CENTER
BLDG. 220-9E-02

(Street)
ST. PAUL MINNESOTA 55144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Chief Tech Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/07/2026M53A$162.124,828.066D
Common Stock10/07/2026F53(1)D$162.124,775.066(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)10/07/2026M53 (4) (4)Common Stock53$01,226D
Explanation of Responses:
1. Shares withheld for FICA tax for retirement eligible executives.
2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
4. The restricted stock units vest 100% three years from the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Tushar A. Kshirsagar10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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