STOCK TITAN

3M (MMM) director David Bozeman receives 1,360-share stock award and reports indirect holdings

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bozeman David P reported acquisition or exercise transactions in this Form 4 filing.

3M director David P. Bozeman reported a stock award of 1,360.402 shares of common stock at $143.34 per share. This was classified as a grant or award, so it reflects equity compensation rather than an open‑market purchase.

Following the grant, Bozeman directly holds 1,360.402 common shares. A separate line shows an indirect holding of 1,669.945 common shares held by a corporation, which includes deferred dividend reinvestment shares connected to 3M’s Compensation Plan for Non‑Employee Directors.

Positive

  • None.

Negative

  • None.
Insider Bozeman David P
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,360.402 $143.34 $195K
holding Common Stock By Corporation -- -- --
Holdings After Transaction: Common Stock — 1,360.402 shares (Direct, null); Common Stock By Corporation — 1,669.945 shares (Indirect, By Corporation)
Footnotes (1)
  1. [object Object]
Stock award shares 1,360.402 shares Grant of common stock to David P. Bozeman
Grant price per share $143.34 per share Valuation of awarded 3M common stock
Direct holdings after grant 1,360.402 shares Direct 3M common stock owned by Bozeman
Indirect holdings by corporation 1,669.945 shares 3M common stock held indirectly via a corporation
Grant, award, or other acquisition financial
"transaction code description "Grant, award, or other acquisition""
Compensation Plan for Non-Employee Directors financial
"pursuant to 3M's Compensation Plan for Non-Employee Directors"
deferred dividend reinvestment shares financial
"Includes acquisition of deferred dividend reinvestment shares"
indirect ownership financial
"ownership_type "indirect" and nature_of_ownership "By Corporation""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bozeman David P

(Last)(First)(Middle)
3M CENTER

(Street)
ST. PAUL MINNESOTA 55144

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026A1,360.402A$143.341,360.402D
Common Stock By Corporation1,669.945(1)IBy Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
/s/ Patricia L. Meagher, attorney-in-fact for David P. Bozeman05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did 3M (MMM) director David P. Bozeman report in this Form 4?

David P. Bozeman reported receiving a grant of 1,360.402 3M common shares. The transaction is coded as an award, indicating equity compensation rather than an open‑market trade, and establishes his new directly held share position at that amount.

At what price was David P. Bozeman’s 3M (MMM) stock award valued?

The 1,360.402 3M common shares awarded to David P. Bozeman were valued at $143.34 per share. This price reflects the grant valuation used in the Form 4, not necessarily a cash purchase price in the open market.

How many 3M (MMM) shares does David P. Bozeman hold directly after this transaction?

After the reported grant, David P. Bozeman directly holds 1,360.402 3M common shares. This figure represents his direct ownership position following the award classified as a grant or other acquisition on the Form 4.

What indirect 3M (MMM) share holdings are associated with David P. Bozeman?

The Form 4 shows an indirect holding of 1,669.945 3M common shares held by a corporation. According to a footnote, this includes deferred dividend reinvestment shares linked to 3M’s Compensation Plan for Non‑Employee Directors.

Was David P. Bozeman’s 3M (MMM) Form 4 transaction a market buy or sell?

The transaction is coded as a grant or award acquisition, not a market buy or sell. It reflects equity compensation in the form of 1,360.402 common shares, rather than an open‑market purchase or sale of 3M stock.