3M CFO exercises stock grants for 10,944 shares

Maheshwari’s RSUs vest in three equal installments beginning October 1, 2025.

Rhea-AI Filing Summary

3M CO (symbol: MMM) is the issuer of record for a Form 4 filing submitted to the SEC. 3M CFO Anurag Maheshwari reported exercising 10,944 restricted stock units for common shares on October 1, 2026. The common-stock transaction lists $163.02 per share; 4,991 shares were delivered or withheld for payment of exercise price or tax liability. The RSU entry reports 10,945 units following the transaction. Each unit represents a contingent right to receive one share of 3M common stock.

Insider Trade Summary

10,944 shares exercised/converted

Exercise 3 txns

Insider Maheshwari Anurag

Role EVP & Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2	10,944	$0.00	$0.00
Exercise	Common Stock	10,944	$163.02	$1.78M
Exercise Price or Tax Liability	Common Stock	4,991	$163.02	$814K

Holdings After Transaction: Restricted Stock Units — 10,945 contracts (Direct); Common Stock — 12,365 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. F2. The restricted stock units will vest in three equal installments beginning on October 1, 2025.

Key Figures

Restricted stock units exercised: 10,944 units Common-stock price listed: $163.02 per share Shares delivered or withheld: 4,991 shares +1 more

4 metrics

Restricted stock units exercised 10,944 units October 1, 2026

Common-stock price listed $163.02 per share October 1, 2026 transaction

Shares delivered or withheld 4,991 shares For payment of exercise price or tax liability

Restricted stock units following transaction 10,945 units Reported after the October 1, 2026 transaction

Key Terms

restricted stock unit, contingent right, vest

3 terms

restricted stock unit financial

"Each restricted stock unit represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right technical

"a contingent right to receive one share of 3M common stock"

vest financial

"will vest in three equal installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did 3M CFO Anurag Maheshwari receive from RSUs?

Anurag Maheshwari reported an exercise of 10,944 restricted stock units for 10,944 common shares on October 1, 2026. The common-stock transaction lists $163.02 per share, and 4,991 shares were delivered or withheld for payment of exercise price or tax liability.

How do Anurag Maheshwari’s 3M RSUs vest?

Maheshwari’s restricted stock units vest in three equal installments beginning October 1, 2025. Each unit represents a contingent right to receive one share of 3M common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:08 PM Accepted by SEC EDGAR 10/02/2026 - 04:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Maheshwari Anurag

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MINNESOTA 55144

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		M		10,944	A	$163.02	17,356	D
Common Stock	10/01/2026		F		4,991	D	$163.02	12,365	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/01/2026		M			10,944	(2)	(2)	Common Stock	10,944	$0	10,945	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

2. The restricted stock units will vest in three equal installments beginning on October 1, 2025.

	Patricia L. Meagher, attorney-in-fact for Anurag Maheshwari	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)