3M EVP Rhodes exercises 17,904 RSUs, withholds shares

3M executive Kevin H. Rhodes, EVP and Chief Legal Officer, reported the vesting and settlement of restricted stock units into common shares.

Accepted by SEC EDGAR 02/09/2026 - 04:25 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

3M executive Kevin H. Rhodes, EVP and Chief Legal Officer, reported the vesting and settlement of restricted stock units into common shares. On February 6, 2026, 17,904 restricted stock units were converted into 17,904 shares of 3M common stock at $172.65 per share. A separate transaction labeled with code F shows 6,915 shares of common stock withheld at the same price, typically reflecting shares retained to cover tax obligations. After these transactions, Rhodes directly owned 44,727.3379 shares of 3M common stock. Footnotes explain that each restricted stock unit equaled one share and that the units vested three years after their February 7, 2023 grant date, with dividend equivalents accrued under 3M's Deferred Compensation Plan.

Insider Trade Summary

17,904 shares exercised/converted

Exercise 3 txns

Insider Rhodes Kevin H

Role EVP, Chief Legal Off & Secret

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	17,904	$0.00	$0.00
Exercise	Common Stock	17,904	$172.65	$3.09M
Exercise Price or Tax Liability	Common Stock	6,915	$172.65	$1.19M

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 44,727.3379 shares (Direct)

Holdings Before and After: Restricted Stock Units, 17,904 to 0 contracts (Direct); Common Stock, 33,738.3379 to 44,727.3379 shares (Direct)

Footnotes (3)

1. F1. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
2. F2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
3. F3. The restricted stock units vest 100% three years from the grant date of February 7, 2023.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did 3M (MMM) EVP Kevin H. Rhodes report?

Kevin H. Rhodes reported the vesting of restricted stock units into 3M common stock. On February 6, 2026, 17,904 restricted stock units converted into 17,904 common shares, reflecting previously granted equity compensation becoming directly owned stock.

How many 3M shares did Kevin H. Rhodes acquire and at what price?

Rhodes acquired 17,904 shares of 3M common stock at $172.65 per share. These shares came from the settlement of restricted stock units, where each unit represented a contingent right to receive one share of 3M common stock upon vesting.

Why does the Form 4 for 3M (MMM) show 6,915 shares with transaction code F?

The 6,915 shares reported with code F were disposed of at $172.65 per share. Code F typically indicates shares withheld by the company to satisfy tax withholding obligations related to the vesting of equity awards such as restricted stock units.

How many 3M shares does Kevin H. Rhodes own after these transactions?

After the reported transactions, Rhodes directly owned 44,727.3379 3M shares. This figure reflects his beneficial ownership of common stock following the RSU settlement and the share withholding transaction reported on February 6, 2026.

What do the restricted stock unit footnotes mean in the 3M (MMM) Form 4?

The footnotes clarify how the restricted stock units work and vest. Each unit equaled one 3M share, vested 100% three years after the February 7, 2023 grant, and included dividend share equivalents accrued quarterly under 3M’s Deferred Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rhodes Kevin H

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MN 55144-1000

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Legal Off & Secret

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		M		17,904	A	$172.65	51,642.3379	D
Common Stock	02/06/2026		F		6,915	D	$172.65	44,727.3379(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	02/06/2026		M			17,904	(3)	(3)	Common Stock	17,904	$0	0	D

Explanation of Responses:

1. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

3. The restricted stock units vest 100% three years from the grant date of February 7, 2023.

	Patricia L. Meagher, attorney-in-fact for Kevin H. Rhodes	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.