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3M (MMM) EVP Kevin Rhodes amends Form 4 to correct tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

3M Company executive Kevin H. Rhodes filed an amended Form 4 updating a prior tax-related share disposition. The amendment corrects the number of 3M common shares withheld to cover taxes to 5,837.141 shares on a transaction dated February 2, 2026. After this tax-withholding disposition, Rhodes directly held 32,633.1969 3M common shares. The footnote explains that the originally reported withheld amount had been estimated and is now updated to reflect the actual shares withheld.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rhodes Kevin H

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144-1000

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Legal Off & Secret
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 F 5,837.141(1) D $0 32,633.1969 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
Patricia L. Meagher, attorney-in-fact for Kevin H. Rhodes 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did 3M (MMM) report for Kevin H. Rhodes?

3M reported that executive Kevin H. Rhodes corrected a prior insider filing to show 5,837.141 common shares were withheld on February 2, 2026 to satisfy tax obligations, leaving him with direct ownership of 32,633.1969 3M common shares after the tax-withholding disposition.

Why did Kevin H. Rhodes file an amended Form 4 for 3M (MMM)?

Kevin H. Rhodes filed an amended Form 4 because the original number of 3M shares reported as withheld for taxes was only an estimate. The amendment updates the filing with the actual number of shares withheld to cover his tax liability on the underlying equity transaction.

How many 3M (MMM) shares were withheld for Kevin H. Rhodes’s taxes?

The amended Form 4 states that 5,837.141 shares of 3M common stock were withheld to satisfy Kevin H. Rhodes’s tax liability on February 2, 2026. This replaces a previously estimated figure that had been disclosed for the same tax-withholding transaction.

How many 3M (MMM) shares does Kevin H. Rhodes own after the amendment?

Following the corrected tax-withholding disposition, Kevin H. Rhodes directly owns 32,633.1969 shares of 3M common stock. This figure reflects his direct holdings after 5,837.141 shares were withheld to cover taxes associated with an earlier equity-related transaction.

Does the amended 3M (MMM) Form 4 indicate an open-market sale by Kevin H. Rhodes?

No, the amended Form 4 describes a tax-withholding disposition, not an open-market sale. Shares were withheld by 3M to pay taxes owed on an equity transaction, as indicated by the F transaction code and the description related to tax liability payment.

What does transaction code F mean in the 3M (MMM) Form 4 amendment?

Transaction code F on the amended Form 4 indicates that 3M shares were used to pay the exercise price or related tax liability. For Kevin H. Rhodes, 5,837.141 common shares were withheld by the issuer specifically to satisfy his tax obligation on the underlying award.
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