3M (NYSE: MMM) EVP updates Form 4 to correct tax share withholding

Rhea-AI Filing Summary

3M Company Executive Vice President John Patrick Banovetz filed an amended insider trading report updating a prior estimate of shares withheld to cover taxes. On the reported date, 5,629 shares of common stock were disposed of as a tax-withholding disposition, not an open-market sale. After this withholding, Banovetz directly held 38,745.1246 shares of 3M common stock.

Insider Trade Summary

Net Seller: 5,629 shares

Net Sell 1 txn

Insider Banovetz John Patrick

Role Executive Vice President

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	5,629	$0.00	$0.00

Holdings After Transaction: Common Stock — 38,745.1246 shares (Direct)

Footnotes (1)

1. F1. The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

FAQ

What did 3M (MMM) executive John Patrick Banovetz report in this Form 4/A?

John Patrick Banovetz reported an amended insider transaction showing 5,629 3M common shares were withheld to pay taxes. The amendment corrects a previously estimated tax-withholding amount and reflects the actual shares used for that liability.

Was the 3M (MMM) Form 4/A transaction an open-market sale of shares?

No, the Form 4/A shows a tax-withholding disposition, not an open-market sale. Shares were withheld to satisfy a tax liability associated with equity compensation, rather than sold by the executive on the open market.

How many 3M (MMM) shares were withheld for taxes in the amended filing?

The amended filing reports that 5,629 shares of 3M common stock were withheld to cover taxes. This replaces an earlier estimate of the withheld amount and provides the precise number used for the tax payment.

How many 3M (MMM) shares does John Patrick Banovetz hold after this transaction?

After the tax-withholding disposition, John Patrick Banovetz directly holds 38,745.1246 shares of 3M common stock. This figure reflects his remaining direct ownership following the shares withheld to satisfy the tax obligation.

Why was an amendment (Form 4/A) necessary for this 3M (MMM) insider transaction?

The amendment was necessary because the number of shares previously reported as withheld for taxes was only an estimate. The Form 4/A updates the report with the actual number of shares used to pay the tax liability.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/18/2026 - 04:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banovetz John Patrick

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MN 55144

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		F		5,629(1)	D	$0	38,745.1246	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

	/s/ Patricia L. Meagher, attorney-in-fact for John P. Banovetz	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.