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  4. [Form 4] MOBIX LABS, INC Insider Trading Activity

Mobix Labs (MOBX) director granted 19,805 shares and holds vested options

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALDRICH DAVID J reported acquisition or exercise transactions in this Form 4 filing.

Mobix Labs director David J. Aldrich reported equity awards in MOBX stock. He received grants of 14,805 shares of Class A Common Stock on February 25, 2026 and 5,000 shares on March 30, 2026, both at a stated price of $0.00 per share, reflecting compensation rather than open‑market purchases. Following these awards, he directly holds 52,693 Class A shares. Footnotes state the February 25, 2026 award consisted of Restricted Stock Units that vested on April 1, 2026, and that his beneficial ownership has been adjusted for a 1‑for‑10 reverse stock split effective April 6, 2026. He also holds fully vested options to buy 13,341 shares at $68.40 per share expiring on April 4, 2032 and 2,000 shares at $41.80 per share expiring on August 10, 2030.

Positive

  • None.

Negative

  • None.
Insider ALDRICH DAVID J
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 5,000 $0.00 --
Grant/Award Class A Common Stock 14,805 $0.00 --
holding Option (Right to Buy) -- -- --
holding Option (Right to Buy) -- -- --
Holdings After Transaction: Class A Common Stock — 52,693 shares (Direct, null); Option (Right to Buy) — 2,000 shares (Direct, null)
Footnotes (1)
  1. These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026. The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026. These options are fully vested and exercisable.
Share award Feb 25, 2026 14,805 shares Class A Common Stock grant at $0.00 per share
Share award Mar 30, 2026 5,000 shares Class A Common Stock grant at $0.00 per share
Direct holdings after transactions 52,693 shares Class A Common Stock beneficially owned after reported awards
Option position 1 13,341 shares at $68.40 Fully vested option, expires April 4, 2032
Option position 2 2,000 shares at $41.80 Fully vested option, expires August 10, 2030
Reverse stock split ratio 1-for-10 Reverse split effected April 6, 2026; holdings adjusted
Restricted Stock Units ("RSUs") financial
"These Restricted Stock Units ("RSUs") were granted to the Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
reverse stock split financial
"as a result of a 1-for-10 reverse stock split effected by the Issuer"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
beneficially owned financial
"The number of shares beneficially owned by the Reporting Person has been adjusted"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
fully vested and exercisable financial
"These options are fully vested and exercisable."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALDRICH DAVID J
(Last)(First)(Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220
(Street)
IRVINE CALIFORNIA 92618
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock02/25/2026A14,805(1)A$0.0047,693(2)D
Class A Common Stock03/30/2026A5,000A$0.0052,693D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy)$41.8 (3)08/10/2030Class A Common Stock2,0002,000D
Option (Right to Buy)$68.4 (3)04/04/2032Class A Common Stock13,34113,341D
Explanation of Responses:
1. These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.
2. The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
3. These options are fully vested and exercisable.
Remarks:
The share amounts reported in Tables I and II and the exercise prices of the options in Table II have been adjusted to reflect a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
/s/ Terri Aprati, Attorney-in-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR