[144] Modine Manufacturing Co SEC Filing

Rhea-AI Filing Summary

Modine Manufacturing Co (MOD) filing a Form 144 notifies the market of a proposed sale of 14,204 common shares by an affiliated person through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $1,915,977.56. The shares were acquired as Restricted Stock Units on July 21, 2023 and the filer indicates no securities sold in the prior three months. The filing includes the filer's representation that they are not aware of undisclosed material adverse information and references Rule 10b5-1 procedures if applicable.

Insights

Securities Analyst

TL;DR: Routine insider notice of planned sale; small position relative to total shares outstanding suggests limited market impact.

The Form 144 reports a proposed sale of 14,204 common shares valued at $1.92 million executed through Morgan Stanley Smith Barney. The securities were RSUs acquired on July 21, 2023, and no sales in the prior three months are reported. This disclosure fulfills regulatory sale-notice requirements and signals an intent to sell rather than an immediate completed sale. Given the information supplied, there are no earnings or operational metrics to assess.

Corporate Governance Expert

TL;DR: Proper compliance disclosure; includes customary attestation about material nonpublic information and Rule 10b5-1 reference.

The filing contains the standard attestation that the selling person does not possess undisclosed material adverse information and notes the option to reference a 10b5-1 trading plan. It documents the nature of acquisition (RSUs) and broker details, meeting procedural transparency expectations for insider sales. No governance issues, exceptions, or unexplained transactions are present in the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	14204	1915977.56	52490229	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/21/2023	Restricted Stock Units	Issuer			14204	07/21/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Modine Manufacturing Co's (MOD) Form 144 disclose?

The filing discloses a proposed sale of 14,204 common shares (RSUs) valued at $1,915,977.56, to be sold via Morgan Stanley Smith Barney on the NYSE.

When were the shares being sold by MOD acquired?

The shares were acquired as Restricted Stock Units on July 21, 2023.

Does the Form 144 report recent sales by the same person for MOD?

No. The filing states Nothing to Report for securities sold during the past three months.

What attestation does the seller make in MOD's Form 144?

The seller represents they do not know any material adverse information about the issuer that has not been publicly disclosed and references Rule 10b5-1 if a trading plan applies.

Through which broker will MOD's shares be sold?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.