STOCK TITAN

Modine (NYSE: MOD) VP Agen disposes 388 shares in tax-withholding transaction

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Modine Manufacturing VP and Chief Human Resources Officer Brian Jon Agen reported a small share disposition to cover taxes. On May 16, 2026, 388 shares of common stock were disposed of in a private transaction at $271.26 per share to satisfy tax withholding obligations.

After this tax-withholding transaction, Agen directly holds 89,627 Modine shares, which includes 1,474 units of Modine common stock in his Modine 401(k) Retirement Plan account. The event reflects routine tax-related share handling rather than an open-market trade.

Positive

  • None.

Negative

  • None.
Insider Agen Brian Jon
Role VP, CHRO
Type Security Shares Price Value
Tax Withholding Common stock 388 $271.26 $105K
Holdings After Transaction: Common stock — 89,627 shares (Direct, null)
Footnotes (1)
  1. Shares disposed of in a private transaction to cover tax withholding. This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
Shares used for tax withholding 388 shares Disposed of on May 16, 2026 to cover taxes
Transaction price per share $271.26 per share Value assigned to 388 shares for tax withholding
Shares held after transaction 89,627 shares Total Modine shares directly held following disposition
401(k) plan units 1,474 units Modine common stock units in 401(k) included in total holdings
Tax-withholding shares summary 388 shares Reported as tax withholding in transactionSummary
tax withholding financial
"Shares disposed of in a private transaction to cover tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
Form 4 regulatory
"INSIDER FILING DATA (Form 4): { "issuerName": "MODINE MANUFACTURING CO""
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
401(k) Retirement Plan financial
"held in the Reporting Person's Modine 401(k) Retirement Plan account."
Common stock financial
"security_title": "Common stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Agen Brian Jon

(Last)(First)(Middle)
1500 DEKOVEN AVE.

(Street)
RACINE WISCONSIN 53403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock05/16/2026F388(1)D$271.2689,627(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares disposed of in a private transaction to cover tax withholding.
2. This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
/s/ Erin J. Roth, Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did MOD VP Brian Jon Agen report on this Form 4?

Brian Jon Agen reported disposing of 388 shares of Modine common stock. The shares were transferred in a private transaction specifically to cover tax withholding obligations, rather than as an open-market trade, and were priced at $271.26 per share.

Was the MOD Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 388 Modine shares were disposed of in a private transaction to satisfy tax withholding obligations, as disclosed in the footnotes, which classifies it as a routine tax-withholding disposition.

How many MOD shares does Brian Jon Agen hold after this tax-withholding disposition?

After the transaction, Brian Jon Agen holds 89,627 Modine shares directly. This total includes 1,474 units of Modine common stock held in his Modine 401(k) Retirement Plan account, as specified in the filing footnotes.

What price per share was used for Brian Jon Agen’s MOD tax-withholding transaction?

The 388 Modine shares used for tax withholding were valued at $271.26 per share. This price is disclosed as the transaction price per share associated with the private disposition covering the reporting person’s tax obligations.

What role does Brian Jon Agen hold at Modine Manufacturing (MOD)?

Brian Jon Agen serves as Vice President and Chief Human Resources Officer at Modine Manufacturing. The Form 4 identifies him as an officer of the company, though he is not listed as a director or a ten percent owner.

How many MOD shares were used specifically for tax withholding in this Form 4?

The filing shows that 388 shares of Modine common stock were used to cover tax withholding. The transaction is coded as a tax-withholding disposition and described in the footnotes as a private transaction to satisfy the reporting person’s tax obligations.