Welcome to our dedicated page for Midwestone SEC filings (Ticker: MOFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MidWestOne Financial Group, Inc. (MOFG) SEC Filings on Stock Titan provide structured access to the company’s regulatory disclosures as a financial holding company in the commercial banking sector. MidWestOne files reports with the U.S. Securities and Exchange Commission in connection with its Nasdaq-listed common stock and its role as parent of MidWestOne Bank, which operates banking offices in Iowa, Minnesota, Wisconsin, and Colorado.
Investors reviewing MidWestOne’s SEC filings will encounter Form 8-K current reports describing material events such as quarterly and annual earnings releases, balance sheet repositioning actions, capital raises, dividend declarations, governance changes, and conference call announcements. For example, recent 8-K filings have furnished earnings press releases and financial supplements for multiple quarters, disclosed a common equity capital raise and related securities impairment, and reported board actions on cash dividends and bylaw amendments.
A significant filing is the October 23, 2025 Form 8-K detailing the Agreement and Plan of Merger with Nicolet Bankshares, Inc. This document outlines the all-stock merger terms, the exchange ratio for MidWestOne common shares, the planned merger of MidWestOne Bank into Nicolet National Bank, expected ownership percentages in the combined company, and customary closing conditions and termination provisions. Related 8-K items also reference written communications under Securities Act Rule 425 and support agreements with directors and named executive officers.
On this page, Stock Titan surfaces MidWestOne’s SEC filings as they are made available on EDGAR and enhances them with AI-powered summaries. These summaries are designed to highlight key elements of filings such as earnings trends, notable balance sheet and capital disclosures, merger-related provisions, and board or compensation decisions, helping readers interpret lengthy documents more efficiently. Users can also track patterns across filings, including recurring dividend declarations, conference call announcements, and updates on the proposed merger with Nicolet Bankshares, Inc.
MidWestOne Financial Group, Inc. received an amended Schedule 13G from Wellington-affiliated entities reporting a small ownership stake in its common stock. As of 12/31/2025, Wellington Management Group LLP, Wellington Group Holdings LLP and Wellington Investment Advisors Holdings LLP beneficially owned 354,908 shares, or about 1.7% of the common stock.
These shares are held of record by clients of various Wellington investment advisers. The filing shows 0 shares with sole voting or dispositive power and shared voting power over 235,060 shares, with shared dispositive power over all 354,908 shares. Wellington certifies the holdings are in the ordinary course of business and not for influencing control of MidWestOne.
Jennison Associates LLC has filed an amended Schedule 13G reporting its beneficial ownership of MidWestOne Financial Group, Inc. common stock. As of 12/31/2025, Jennison reports beneficial ownership of 517,960 shares, representing 2.5% of the outstanding common stock.
Jennison has sole voting power over all 517,960 shares and shared dispositive power over the same amount, with no sole dispositive power. The firm certifies the position is held in the ordinary course of business and not for the purpose of influencing control of MidWestOne.
MidWestOne Financial Group, Inc. held a Special Meeting of shareholders to vote on its proposed merger with Nicolet Bankshares, Inc.. Of 20,634,267 common shares outstanding as of the record date, 15,712,195 were represented in person or by proxy, a turnout of 76.14% of eligible shares.
Shareholders approved the merger agreement, with 15,086,997 shares voted for, 369,731 against, and 255,467 abstaining. They also approved, on a non-binding advisory basis, the merger-related compensation of named executive officers, with 11,006,254 shares for, 4,375,061 against, and 330,880 abstentions. A proposal to allow adjournment of the Special Meeting, if necessary to solicit additional proxies for the merger proposal, was also approved with 15,165,623 shares for, 230,095 against, and 316,477 abstentions.
MidWestOne Financial Group senior vice president and chief risk officer Susan M. Moore reported an equity award and updated share holdings. On January 15, 2026, she acquired 1,125 restricted stock units of common stock at $0 per share as a time-based grant. These units vest on January 15, 2027, or on the legal close date of the merger of MidWestOne Financial Group, Inc. with and into Nicolet Bankshares, Inc., whichever comes first, with Nicolet Bankshares, Inc. as the surviving corporation.
After this award, Moore beneficially owned 11,349.499 shares directly, which include 9.808 dividend equivalents credited in lieu of cash dividends on unvested RSUs. She also held 1,345.938 shares indirectly through the MidWestOne Financial Group, Inc. 401(k) Plan as of December 31, 2025.
MidWestOne Financial Group, Inc. Chief Accounting Officer John J. Ruppel reported an equity award and updated share holdings. On January 15, 2026, he acquired 199 restricted stock units at $0 under a time-based grant. These units vest on January 15, 2027, or on the legal close of the merger announced on October 23, 2025 between MidWestOne Financial Group, Inc. and Nicolet Bankshares, Inc., whichever occurs first.
Following the award, Ruppel directly beneficially owned 3,552.401 shares of common stock, which include 7.394 dividend equivalents, 10.539 shares from dividend reinvestment, and a 20-share correction to a prior award. He also indirectly held 800.749 shares through the company’s 401(k) Plan as of December 31, 2025, after an increase of 175.589 shares from plan allocations. The filing notes that the former Employee Stock Ownership Plan was merged into the 401(k) on May 7, 2025.
MidWestOne Financial Group, Inc. Chief Executive Officer and director Charles N. Reeves reported an equity award of 3,288 shares of common stock on January 15, 2026, recorded at a price of $0 per share as a grant of time-based restricted stock units. These RSUs vest on January 15, 2027, or on the legal close date of the merger announced October 23, 2025 between MidWestOne Financial Group, Inc. and Nicolet Bankshares, Inc., whichever occurs first. Following this grant, Reeves beneficially owns 64,975.109 shares of common stock directly, plus 32,000 shares held indirectly through an IRA and 237.92 shares held indirectly through a 401(k), which include dividend equivalents and dividend reinvestment shares credited since his last reported filing.
MidWestOne Financial Group, Inc. reported an equity grant to VP and Chief Information Officer Paul A. Ho-Sing-Loy. On January 15, 2026, he acquired 1,243 shares of common stock at a price of $0 under a time-based restricted stock unit award.
These restricted stock units vest on January 15, 2027, or on the legal close date of the merger announced October 23, 2025 between MidWestOne Financial Group, Inc. and Nicolet Bankshares, Inc., whichever occurs first. Following this grant, he beneficially owned 6,523 shares of common stock held directly.
MidWestOne Financial Group, Inc. President and COO Len D. Devaisher reported receiving 2,131 shares of common stock on January 15, 2026 as a grant of time-based restricted stock units at a price of $0 per share. These RSUs vest on January 15, 2027, or on the legal close date of the merger announced October 23, 2025 between MidWestOne Financial Group, Inc. and Nicolet Bankshares, Inc., whichever occurs first.
Following this grant, Devaisher beneficially owns 32,932.603 shares of common stock directly, plus 853.927 shares held indirectly in a MidWestOne 401(k) account and 3,000 shares held indirectly in an IRA. The filing notes 13.623 dividend equivalent units were credited to unvested RSUs instead of cash dividends, and that 401(k) shares increased by 12.049 shares through dividend reinvestment since the prior filing.
MidWestOne Financial Group, Inc. reported that SVP & Chief Credit Officer Gary L. Sims acquired 1,066 shares of common stock as restricted stock units on January 15, 2026 at a price of $0 per share. These time-based restricted stock units vest on January 15, 2027, or on the legal close date of the merger announced October 23, 2025 between MidWestOne Financial Group, Inc. and Nicolet Bankshares, Inc., whichever occurs first.
Following this grant, Sims beneficially owns 17,866.922 shares of common stock directly, which include 17.006 dividend equivalents credited to unvested restricted stock units instead of cash dividends. He also indirectly holds 1,811.984 shares through his account in the MidWestOne Financial Group, Inc. 401(k) Plan as of December 31, 2025.
MidWestOne Financial Group Senior EVP, CFO and Treasurer Barry S. Ray reported an equity award of 2,663 shares of common stock on January 15, 2026. These are restricted stock units granted at a price of $0 per share, which will vest on January 15, 2027 or on the legal close date of the previously announced merger with Nicolet Bankshares, Inc., whichever occurs first.
After this grant, Ray beneficially owned 25,925.443 shares of MidWestOne common stock directly, including dividend equivalents credited to unvested time-based RSUs, and 1,866.121 shares indirectly through his MidWestOne 401(k) Plan account as of December 31, 2025. The 401(k) balance reflects allocations to his account and the prior merger of the company’s Employee Stock Ownership Plan into the 401(k) Plan.