Welcome to our dedicated page for Marqeta SEC filings (Ticker: MQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Marqeta, Inc. discloses operating results and governance changes through SEC filings tied to its modern card issuing platform. Recent Form 8-K reports furnish quarterly and annual earnings releases, including Total Processing Volume, net revenue, gross profit, GAAP results and Adjusted EBITDA.
The filing record also documents leadership and officer-designation matters, including executive appointments, principal financial and accounting officer roles, compensation arrangements and equity awards. Definitive proxy materials cover board matters, executive compensation, shareholder voting items and related corporate-governance disclosures.
Kangwankij Patti reported acquisition or exercise transactions in this Form 4 filing.
Marqeta, Inc. Chief Financial Officer Patti Kangwankij received new equity awards in the form of restricted and performance stock units. The grant includes 1,474,231 restricted stock units, each convertible into one share of Class A Common Stock. One-third of these units vest on March 1, 2027, with the remainder vesting in equal quarterly installments thereafter, subject to continued service.
She also received 631,813 performance stock units tied to “Rule of 40” gross profit and adjusted EBITDA targets. This figure reflects the target number of shares, with up to 200% of that amount eligible to vest upon maximum achievement of the performance goals and continued service over the performance period.
Pollak Todd reported acquisition or exercise transactions in this Form 4 filing.
Marqeta, Inc. reported that Chief Revenue Officer Todd Pollak received new equity awards in the form of restricted stock units and performance stock units tied to Class A Common Stock. He was granted 693,756 restricted stock units, each convertible into one share, which begin vesting on June 1, 2026. One-twelfth of these units vest on that date, with additional vesting in equal quarterly installments on September 1, December 1, March 1, and June 1 thereafter, subject to his continued service.
Pollak was also granted 297,324 performance stock units under a “Rule of 40” structure, each convertible into one share at target performance. These PSUs may vest over time based on gross profit and adjusted EBITDA targets in the award agreement, contingent on continued service. At maximum achievement, up to 200% of the target PSU shares would vest.
Marqeta, Inc. officer Sumner Crystal reported new equity awards and a small stock sale. On March 16, 2026, Crystal received 693,756 restricted stock units and 297,324 performance stock units, each convertible into one share of Class A common stock.
The restricted stock units begin vesting on June 1, 2026, with one-twelfth vesting then and the remainder vesting quarterly, subject to continued service. The performance stock units can earn up to 200% of the target shares based on gross profit and adjusted EBITDA goals. Crystal also sold 5,055 Class A shares at a weighted average price of $3.9814, in trades ranging from $3.96 to $4.02, and held 517,320 shares afterward.
Barkema Sarah reported acquisition or exercise transactions in this Form 4 filing.
Marqeta, Inc. reported that Principal Accounting Officer Sarah Barkema received a grant of 406,589 restricted stock units (RSUs), each convertible into one share of Class A common stock. The award represents her entire reported equity position of 406,589 units after the transaction.
One-twelfth of the RSUs vest on June 1, 2026, with additional one-twelfth installments of the remaining units vesting quarterly on each September 1, December 1, March 1, and June 1 thereafter, subject to her continued service. This is a compensation-related equity award, not an open-market share purchase or sale.
MQ Rule 144 notice: the filing lists 8,559 Restricted Stock Units dated 06/12/2025 described as "Issuer" securities. The record also discloses two prior 10b5-1 sales by Martha A. Cummings: 01/15/2026 and 02/17/2026, each showing 2,853 Common share entries with associated amounts of 12589.15 and 11410.00 respectively.
Crystal Sumner reported proposed sales of Common stock under Rule 144 via Morgan Stanley Smith Barney LLC. The notice lists 5,056 shares proposed for sale on 02/17/2026 and 5,055 shares proposed on 01/15/2026. The filing references Restricted Stock Units dated 03/01/2024 as the security type.
Marqeta, Inc. officer Crystal Sumner exercised 254,958 restricted stock units, converting them into the same number of shares of Class A common stock at an effective price of $0.0000 per share. Following this derivative exercise, she held 662,470 Class A shares directly.
To cover tax obligations on the vested restricted stock units, 140,095 Class A shares were withheld by Marqeta at $4.08 per share, described as tax withholding and not a market transaction. After this withholding, Sumner directly owned 522,375 Class A shares. The filing notes the transactions are exempt under Section 16(b) rules.
Marqeta, Inc. Chief Revenue Officer Todd Pollak exercised restricted stock units into 254,958 shares of Class A Common Stock, with each unit converting into one share. Following the exercise and related tax withholding, he directly holds 717,754 Class A shares.
To cover tax obligations on the vested units, 140,095 shares of Class A Common Stock were withheld by Marqeta at a value of $4.08 per share, which the company notes was not a market transaction. The filing states these transactions are exempt from certain short-swing profit rules under the Securities Exchange Act.
Marqeta, Inc. Chief Executive Officer Michael Milotich exercised restricted stock units into 254,958 shares of Class A common stock on March 9, 2026. Of these shares, 139,473 were withheld by the company at $4.08 per share to cover tax obligations, which the footnotes state was not a market transaction. After these compensation-related events, he holds 1,171,647 Class A shares directly. The filing notes these transactions are exempt from Section 16(b) under Rules 16b-6(b) and 16b-3(e).
Marqeta, Inc. director and Chief Executive Officer Michael Milotich reported a series of equity compensation transactions dated March 1, 2026. Multiple restricted stock units and performance stock units vested and were converted into shares of Class A common stock, reflecting the achievement of gross profit and adjusted EBITDA performance targets set in prior awards.
A portion of the newly vested shares was withheld by Marqeta at a price of $3.89 per share to cover tax withholding and remittance obligations, which the company notes were not market transactions. After these derivative exercises, vesting events, and tax-withholding dispositions, Milotich directly owned 1,056,162 shares of Marqeta Class A common stock.