Monroe Capital CFO disposes shares in HRZN merger

Monroe Capital Corp’s CFO and CIO, Lewis Solimene, reported a disposal of 980.591 shares of common stock.

Rhea-AI Filing Summary

Monroe Capital Corp’s CFO and CIO, Lewis Solimene, reported a disposal of 980.591 shares of common stock. The shares were returned to the company in a disposition to the issuer and his direct holdings in this security fell to zero shares after the transaction.

The disposition occurred upon completion of the merger under the Agreement and Plan of Merger among Horizon Technology Finance Corporation, Monroe Capital Corporation and related entities. Each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance common stock, which closed at $4.57 on April 13, 2026, the last trading day before the merger closed.

Insider Trade Summary

Disposition: 980.591 shares

Disposition 1 txn

Insider Solimene Lewis

Role CFO and CIO

Type	Security	Shares	Price	Value
Disposition	Common Stock	980.591	$0.00	$0.00

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. F1. Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.

Key Figures

Shares disposed: 980.591 shares Post-transaction holdings: 0 shares Exchange ratio: 0.9402 shares +1 more

4 metrics

Shares disposed 980.591 shares Common stock returned to issuer in merger-related disposition

Post-transaction holdings 0 shares Direct MRCC common stock holdings after disposition

Exchange ratio 0.9402 shares Horizon Technology Finance shares per MRCC common share

Horizon share price $4.57 HRZN closing price on April 13, 2026, before merger close

Key Terms

Agreement and Plan of Merger, Disposition to issuer, converted into the right to receive, par value, +1 more

5 terms

Agreement and Plan of Merger regulatory

"transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025"

An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.

Disposition to issuer financial

"transaction_action": "issuer disposition""

converted into the right to receive financial

"each share of MRCC common stock ... was converted into the right to receive 0.9402 shares of HRZN common stock"

par value financial

"MRCC common stock, par value $0.001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

Merger Agreement regulatory

"the "Merger Agreement""

A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MRCC CFO Lewis Solimene report?

Lewis Solimene reported a disposition of 980.591 shares of Monroe Capital Corp common stock. The shares were returned to the issuer in connection with the completion of a merger, reducing his directly held shares of this stock to zero after the transaction.

Was the MRCC insider transaction an open-market sale or part of a merger?

The MRCC insider transaction was part of a merger, not an open-market sale. The filing describes a disposition to the issuer completed pursuant to a merger agreement, with MRCC shares converted into the right to receive Horizon Technology Finance Corporation common stock.

How many Monroe Capital (MRCC) shares did the CFO dispose of?

The CFO disposed of 980.591 shares of Monroe Capital Corp common stock. After this issuer disposition related to the merger, his reported direct holdings of this MRCC security were zero shares, indicating no remaining direct ownership in that specific common stock line.

What did each MRCC share convert into in the Horizon merger?

Each MRCC common share converted into the right to receive 0.9402 shares of Horizon Technology Finance Corporation common stock. This fixed share-exchange ratio is defined in the merger agreement governing the combination between Monroe Capital Corporation and Horizon Technology Finance Corporation.

What was Horizon Technology Finance’s share price before the MRCC merger closed?

Horizon Technology Finance Corporation common stock closed at $4.57 on April 13, 2026. This was the last trading day before closing of the merger, and the price is cited in connection with the MRCC share conversion into Horizon common stock.

Did the MRCC CFO retain any derivative securities after this Form 4 transaction?

No derivative securities are listed as remaining in this Form 4. The derivative summary section is empty, and the reported total shares following the disposition of 980.591 MRCC common shares is zero for this specific non-derivative holding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 04/14/2026 - 06:51 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Solimene Lewis

(Last) (First) (Middle)

C/O MONROE CAPITAL CORPORATION

155 NORTH WACKER DRIVE, 35TH FLOOR

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MONROE CAPITAL Corp [ MRCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CIO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		D(1)		980.591	D	(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.

	/s/ Lewis Solimene by Nelson Mullins Riley & Scarborough LLP with Power of Attorney	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)