Welcome to our dedicated page for Monroe Capital SEC filings (Ticker: MRCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Monroe Capital Corporation (NASDAQ: MRCC) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a publicly traded business development company. These documents, filed with the U.S. Securities and Exchange Commission, explain how MRCC reports its investment portfolio, leverage, distributions and material corporate events.
Investors can review current and periodic reports such as Forms 10-Q and 10-K for details on Monroe Capital Corporation’s senior, unitranche and junior secured debt investments, its unsecured debt and equity positions, and portfolio statistics such as net asset value, non-accrual levels and asset class mix. These filings also describe the company’s use of Net Investment Income and Adjusted Net Investment Income as key performance measures.
MRCC’s Form 8-K filings are especially important for tracking significant developments. Recent 8-Ks discuss the Agreement and Plan of Merger with Horizon Technology Finance Corporation, the Asset Purchase Agreement with Monroe Capital Income Plus Corporation, the anticipated Asset Sale of substantially all investment assets, and the planned NAV-for-NAV share exchange in which MRCC will merge with and into HRZN. Other 8-Ks cover the wind-down and dissolution of MRCC Senior Loan Fund I, LLC, conditional redemption notices for the company’s 4.75% Notes due 2026, earnings releases and distribution declarations.
Through this page, users can also monitor debt and capital structure disclosures, including information on revolving credit facilities and notes, as well as any future proxy materials related to shareholder approvals for the Asset Sale and merger. Stock Titan enhances these filings with AI-powered summaries that highlight key points in lengthy documents, helping readers quickly understand what each filing means for MRCC’s portfolio, cash flows and planned corporate transactions.
Monroe Capital Corporation (MRCC) is asking shareholders to approve a proposed asset sale to Monroe Capital Income Plus Corporation (MCIP) and a subsequent merger with Horizon Technology Finance Corporation (HRZN). The two transactions are contingent on each other and will be voted on at a virtual special meeting on March 13, 2026.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets. MRCC highlights expected benefits including lower per‑share operating expenses, improved trading liquidity, and net investment income that is projected to be neutral in the first year and accretive over time versus MRCC on a stand‑alone basis.
HRZN’s external manager has agreed, only if the transactions close, to waive up to $4 million of advisory fees over the first four full fiscal quarters, at a rate of up to $1 million per quarter. The materials also include extensive forward‑looking statement disclaimers and urge shareholders of both MRCC and HRZN to read the joint proxy statement and related SEC filings.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.
Monroe Capital Corporation (MRCC) and Horizon Technology Finance (HRZN) are asking stockholders to approve a two‑step transaction that combines the companies. First, MRCC will sell all of its investment assets and related liabilities to Monroe Capital Income Plus Corporation for cash at fair value, leaving MRCC holding only net cash after debt repayment, costs and undistributed net investment income. Immediately afterward, MRCC will merge into HRZN in a stock‑for‑stock deal where each MRCC share converts into HRZN common stock at an exchange ratio based on each company’s net asset value per share calculated shortly before closing, with cash paid instead of fractional shares.
Both boards, guided by independent special committees, unanimously recommend that HRZN and MRCC stockholders vote in favor of their respective proposals at special meetings on March 13, 2026. HRZN will remain the surviving BDC, advised by Horizon Technology Finance Management, and has agreed to a $4 million management and incentive fee waiver spread over four quarters after closing. The merger is intended to qualify as a tax‑free reorganization for MRCC holders (other than cash in lieu of fractional shares), while the asset sale is taxable at the fund level.
Monroe Capital Corporation officer Ronald A. Holinsky, who serves as CCO, CLO & Secretary, filed an initial ownership report on Form 3 for the company. As of the event date of 01/14/2026, he reports that no securities of Monroe Capital Corporation are beneficially owned. The filing is made by one reporting person and confirms there are no non-derivative or derivative holdings to disclose.
Monroe Capital Corporation reported that it entered into Amendment No. 9 to its Second Amended and Restated Senior Secured Revolving Credit Agreement. The amendment creates a temporary Borrowing Base Flex Period that adjusts borrowing base mechanics and concentration limits, establishes financing arrangements linked to the company’s 4.75% Notes due 2026, raises interest margins by 0.75% to 2.375% for ABR loans and 3.375% for SOFR, Eurocurrency and RFR loans, and strengthens mandatory prepayment provisions for specified proceeds received during this flex period.
The company also disclosed that on January 15, 2026 it redeemed all outstanding 4.75% Notes due 2026 in an aggregate principal amount of $130,000,000 at 100% of principal plus accrued and unpaid interest. After this redemption, no 2026 Notes remain outstanding and interest on those notes stopped accruing as of the redemption date.
Monroe Capital Corporation reported a leadership change in its legal and compliance functions. On January 14, 2026, the board appointed Ronald A. Holinsky as Chief Compliance Officer, Chief Legal Officer and Corporate Secretary, effective the same day. He replaces Kristan Gregory as Chief Compliance Officer and Lewis W. Solimene, Jr. as Corporate Secretary, while Mr. Solimene continues as Chief Financial Officer and Chief Investment Officer.
The company states that Mr. Holinsky’s appointment is not the result of any arrangement with another person, involves no family relationships with current directors or officers, and is not linked to any related-party transactions. He is 55 and brings prior senior legal and compliance experience from Monroe Capital, Lincoln Financial, and Janney Montgomery Scott, as well as a business and law education from West Virginia University and the University of Baltimore School of Law.
Monroe Capital Corporation reports that MRCC Senior Loan Fund I, LLC, its senior secured loan co-investment vehicle with Life Insurance Company of the Southwest, has formally entered wind-down and dissolution.
On December 10, 2025, SLF’s Board of Managers approved resolutions under the 2017 LLC Agreement to dissolve SLF and conduct an orderly liquidation of remaining portfolio investments and other non-cash assets on or before December 31, 2025.
The company does not expect to incur early termination penalties or fees in connection with ending the LLC Agreement and does not expect any material continuing obligations after termination.
Monroe Capital Corporation declared a fourth quarter distribution of $0.18 per share on its common stock.
The distribution will be paid on December 31, 2025 to stockholders of record as of December 23, 2025, so only holders on that record date will receive this distribution.
Monroe Capital Corporation plans to redeem $130 million aggregate principal of its 4.75% Notes due 2026 on January 15, 2026. The redemption is conditional on completing one or more financing transactions that generate at least $130 million of net proceeds before the redemption date. The company may delay the redemption date, including beyond 60 days after the conditional notices, until the financing is completed. It may also rescind the notice and not redeem the notes if the financing condition is not met. The notes are expected to be redeemed at 100% of their principal amount, plus accrued and unpaid interest through, but excluding, the redemption date.
Monroe Capital Corporation reported weaker results for the quarter ended September 30, 2025. Total investment income fell to $8.2 million from $15.7 million a year earlier, and net investment income dropped to $1.8 million from $6.5 million.
Realized and unrealized losses on investments produced a net decrease in net assets from operations of $1.1 million, versus a $5.0 million increase in the prior-year quarter. Net asset value declined to $173.0 million, or $7.99 per share, from $191.8 million, or $8.85 per share, at December 31, 2024. The company reduced its investment portfolio and debt, with investments at fair value down to $360.7 million and debt outstanding down to $212.8 million.