Welcome to our dedicated page for Monroe Capital SEC filings (Ticker: MRCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Monroe Capital Corporation (NASDAQ: MRCC) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a publicly traded business development company. These documents, filed with the U.S. Securities and Exchange Commission, explain how MRCC reports its investment portfolio, leverage, distributions and material corporate events.
Investors can review current and periodic reports such as Forms 10-Q and 10-K for details on Monroe Capital Corporation’s senior, unitranche and junior secured debt investments, its unsecured debt and equity positions, and portfolio statistics such as net asset value, non-accrual levels and asset class mix. These filings also describe the company’s use of Net Investment Income and Adjusted Net Investment Income as key performance measures.
MRCC’s Form 8-K filings are especially important for tracking significant developments. Recent 8-Ks discuss the Agreement and Plan of Merger with Horizon Technology Finance Corporation, the Asset Purchase Agreement with Monroe Capital Income Plus Corporation, the anticipated Asset Sale of substantially all investment assets, and the planned NAV-for-NAV share exchange in which MRCC will merge with and into HRZN. Other 8-Ks cover the wind-down and dissolution of MRCC Senior Loan Fund I, LLC, conditional redemption notices for the company’s 4.75% Notes due 2026, earnings releases and distribution declarations.
Through this page, users can also monitor debt and capital structure disclosures, including information on revolving credit facilities and notes, as well as any future proxy materials related to shareholder approvals for the Asset Sale and merger. Stock Titan enhances these filings with AI-powered summaries that highlight key points in lengthy documents, helping readers quickly understand what each filing means for MRCC’s portfolio, cash flows and planned corporate transactions.
Horizon Technology Finance Corporation is preparing for a special meeting of stockholders scheduled for March 13, 2026, using scripted phone and message communications to encourage stockholders to review proxy materials and cast their votes.
The materials relate to proposals involving the proposed sale of assets by Monroe Capital Corporation (MRCC) to Monroe Capital Income Plus Corporation and the proposed merger of MRCC with and into Horizon Technology Finance Corporation. A joint proxy statement and prospectus have been filed in a Form N-14 registration statement (File No. 333-290114) and mailed to shareholders of both HRZN and MRCC. The scripts emphasize that the board recommends voting “FOR” each proposal and describe phone, mail, and internet methods for voting, while also including detailed forward-looking statement warnings and references to SEC filings for more information.
Horizon Technology Finance Corporation released a video message from its CEO encouraging shareholders to vote on proposals at an upcoming special meeting. The Board believes the transactions described in these proposals, including an asset sale by Monroe Capital Corporation and a merger of Monroe Capital Corporation into Horizon, would bring a significant capital infusion at a low cost and expand Horizon’s platform. The Board also highlights expected benefits such as greater portfolio diversification and potential upside for stockholders. The communication includes extensive forward-looking statement warnings and directs Horizon and Monroe Capital Corporation shareholders to the Form N-14 registration statement and joint proxy statement filed with the SEC for detailed information about the proposed transactions.
Monroe Capital Corporation is asking shareholders to vote at a special meeting on March 13, 2026 on proposals related to a planned asset sale and merger. Holders of common shares as of January 15, 2026 can vote their shares by March 12, 2026.
The proposals involve an asset sale by Monroe Capital Corporation to Monroe Capital Income Plus Corporation and a merger of Monroe Capital Corporation with and into Horizon Technology Finance Corporation. A joint proxy statement and Form N-14 registration statement (File No. 333-290114) filed by Horizon provide detailed information and have been mailed to shareholders.
The communication includes extensive forward-looking statement disclosures outlining risks and uncertainties that could cause actual results and transaction outcomes to differ from current expectations, and it urges shareholders of both companies to carefully read the joint proxy statement, registration statement and related SEC filings before voting.
Horizon Technology Finance Corporation and Monroe Capital Corporation describe a proposed asset sale by MRCC to Monroe Capital Income Plus Corporation and a merger of MRCC with and into HRZN, to be voted on at HRZN’s 2026 Special Meeting on March 13, 2026.
Shareholders of record as of January 15, 2026 are encouraged to vote their common shares by March 12, 2026. The communication emphasizes that votes are important and directs investors to the Joint Proxy Statement and related Registration Statement on Form N-14 (File No. 333-290114) for full details of the proposals and associated risks.
Monroe Capital Corporation (MRCC) is asking shareholders to approve a proposed asset sale to Monroe Capital Income Plus Corporation (MCIP) and a subsequent merger with Horizon Technology Finance Corporation (HRZN). The two transactions are contingent on each other and will be voted on at a virtual special meeting on March 13, 2026.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets. MRCC highlights expected benefits including lower per‑share operating expenses, improved trading liquidity, and net investment income that is projected to be neutral in the first year and accretive over time versus MRCC on a stand‑alone basis.
HRZN’s external manager has agreed, only if the transactions close, to waive up to $4 million of advisory fees over the first four full fiscal quarters, at a rate of up to $1 million per quarter. The materials also include extensive forward‑looking statement disclaimers and urge shareholders of both MRCC and HRZN to read the joint proxy statement and related SEC filings.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.
Monroe Capital Corporation (MRCC) and Horizon Technology Finance (HRZN) are asking stockholders to approve a two‑step transaction that combines the companies. First, MRCC will sell all of its investment assets and related liabilities to Monroe Capital Income Plus Corporation for cash at fair value, leaving MRCC holding only net cash after debt repayment, costs and undistributed net investment income. Immediately afterward, MRCC will merge into HRZN in a stock‑for‑stock deal where each MRCC share converts into HRZN common stock at an exchange ratio based on each company’s net asset value per share calculated shortly before closing, with cash paid instead of fractional shares.
Both boards, guided by independent special committees, unanimously recommend that HRZN and MRCC stockholders vote in favor of their respective proposals at special meetings on March 13, 2026. HRZN will remain the surviving BDC, advised by Horizon Technology Finance Management, and has agreed to a $4 million management and incentive fee waiver spread over four quarters after closing. The merger is intended to qualify as a tax‑free reorganization for MRCC holders (other than cash in lieu of fractional shares), while the asset sale is taxable at the fund level.
Monroe Capital Corporation officer Ronald A. Holinsky, who serves as CCO, CLO & Secretary, filed an initial ownership report on Form 3 for the company. As of the event date of 01/14/2026, he reports that no securities of Monroe Capital Corporation are beneficially owned. The filing is made by one reporting person and confirms there are no non-derivative or derivative holdings to disclose.
Monroe Capital Corporation reported that it entered into Amendment No. 9 to its Second Amended and Restated Senior Secured Revolving Credit Agreement. The amendment creates a temporary Borrowing Base Flex Period that adjusts borrowing base mechanics and concentration limits, establishes financing arrangements linked to the company’s 4.75% Notes due 2026, raises interest margins by 0.75% to 2.375% for ABR loans and 3.375% for SOFR, Eurocurrency and RFR loans, and strengthens mandatory prepayment provisions for specified proceeds received during this flex period.
The company also disclosed that on January 15, 2026 it redeemed all outstanding 4.75% Notes due 2026 in an aggregate principal amount of $130,000,000 at 100% of principal plus accrued and unpaid interest. After this redemption, no 2026 Notes remain outstanding and interest on those notes stopped accruing as of the redemption date.
Monroe Capital Corporation reported a leadership change in its legal and compliance functions. On January 14, 2026, the board appointed Ronald A. Holinsky as Chief Compliance Officer, Chief Legal Officer and Corporate Secretary, effective the same day. He replaces Kristan Gregory as Chief Compliance Officer and Lewis W. Solimene, Jr. as Corporate Secretary, while Mr. Solimene continues as Chief Financial Officer and Chief Investment Officer.
The company states that Mr. Holinsky’s appointment is not the result of any arrangement with another person, involves no family relationships with current directors or officers, and is not linked to any related-party transactions. He is 55 and brings prior senior legal and compliance experience from Monroe Capital, Lincoln Financial, and Janney Montgomery Scott, as well as a business and law education from West Virginia University and the University of Baltimore School of Law.