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[Form 4] Maravai LifeSciences Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 Overview: Maravai LifeSciences Holdings, Inc. (MRVI) disclosed that director John A. DeFord acquired 89,139 shares of Class A common stock on 16 June 2025.

Transaction details: The shares were granted as restricted stock units (RSUs) under the company’s 2020 Omnibus Incentive Plan at an assigned value of $2.16 per share. These RSUs will vest in full on the earlier of (i) one year from the grant date or (ii) the date of the 2026 annual shareholder meeting.

Post-transaction ownership: Following the award, DeFord’s beneficial ownership rises to 159,185 shares, all held directly.

Implications: A director increasing his stake—albeit via equity compensation—tends to align management and shareholder interests and can be interpreted as a vote of confidence in MRVI’s long-term prospects. Because the grant stems from an incentive plan rather than an open-market purchase, any cash outlay by the insider is not indicated in the filing.

Panoramica sul Modulo 4: Maravai LifeSciences Holdings, Inc. (MRVI) ha comunicato che il direttore John A. DeFord ha acquisito 89.139 azioni ordinarie di Classe A il 16 giugno 2025.

Dettagli della transazione: Le azioni sono state assegnate come unità azionarie vincolate (RSU) nell’ambito del Piano Incentivi Omnibus 2020 della società, con un valore attribuito di 2,16 dollari per azione. Queste RSU matureranno completamente al verificarsi della prima delle seguenti condizioni: (i) un anno dalla data di assegnazione oppure (ii) la data dell’assemblea annuale degli azionisti del 2026.

Proprietà dopo la transazione: Dopo l’assegnazione, la proprietà effettiva di DeFord sale a 159.185 azioni, tutte detenute direttamente.

Implicazioni: L’aumento della partecipazione da parte di un direttore — sebbene tramite compensi azionari — tende ad allineare gli interessi del management con quelli degli azionisti e può essere interpretato come un segnale di fiducia nelle prospettive a lungo termine di MRVI. Poiché l’assegnazione deriva da un piano di incentivi e non da un acquisto sul mercato aperto, nel documento non è indicata alcuna uscita di denaro da parte dell’insider.

Resumen del Formulario 4: Maravai LifeSciences Holdings, Inc. (MRVI) informó que el director John A. DeFord adquirió 89,139 acciones comunes Clase A el 16 de junio de 2025.

Detalles de la transacción: Las acciones fueron otorgadas como unidades de acciones restringidas (RSU) bajo el Plan de Incentivos Omnibus 2020 de la compañía, con un valor asignado de $2.16 por acción. Estas RSU se consolidarán en su totalidad al cumplirse la primera de las siguientes condiciones: (i) un año desde la fecha de otorgamiento o (ii) la fecha de la reunión anual de accionistas de 2026.

Propiedad después de la transacción: Tras la adjudicación, la propiedad beneficiaria de DeFord aumenta a 159,185 acciones, todas en posesión directa.

Implicaciones: Que un director aumente su participación —aunque sea mediante compensación en acciones— suele alinear los intereses de la gerencia con los de los accionistas y puede interpretarse como un voto de confianza en las perspectivas a largo plazo de MRVI. Dado que la asignación proviene de un plan de incentivos y no de una compra en el mercado abierto, la presentación no indica ningún desembolso en efectivo por parte del insider.

서식 4 개요: Maravai LifeSciences Holdings, Inc.(MRVI)는 이사 John A. DeFord가 2025년 6월 16일에 클래스 A 보통주 89,139주를 취득했다고 공시했습니다.

거래 세부사항: 해당 주식은 회사의 2020년 종합 인센티브 계획에 따라 제한 주식 단위(RSU)로 부여되었으며, 주당 할당 가치는 2.16달러입니다. 이 RSU는 부여일로부터 1년이 경과하거나 2026년 연례 주주총회일 중 빠른 시점에 전액 권리 확정됩니다.

거래 후 소유 현황: 수여 후 DeFord의 실제 소유 주식 수는 159,185주로 모두 직접 보유 중입니다.

의미: 이사가 지분을 늘리는 것은—비록 주식 보상 형태이지만—경영진과 주주 간 이해관계를 일치시키는 경향이 있으며 MRVI의 장기 전망에 대한 신뢰의 표시로 해석될 수 있습니다. 이 부여가 공개 시장 매입이 아닌 인센티브 계획에 따른 것이므로 내부자의 현금 지출은 공시에 나타나지 않습니다.

Résumé du Formulaire 4 : Maravai LifeSciences Holdings, Inc. (MRVI) a déclaré que le directeur John A. DeFord a acquis 89 139 actions ordinaires de Classe A le 16 juin 2025.

Détails de la transaction : Les actions ont été attribuées sous forme d’unités d’actions restreintes (RSU) dans le cadre du Plan d’Incitations Omnibus 2020 de la société, avec une valeur assignée de 2,16 $ par action. Ces RSU seront entièrement acquises au plus tôt entre (i) un an après la date d’attribution ou (ii) la date de l’assemblée générale annuelle des actionnaires de 2026.

Propriété après la transaction : Après cette attribution, la propriété bénéficiaire de DeFord s’élève à 159 185 actions, toutes détenues directement.

Implications : Le fait qu’un administrateur augmente sa participation — même via une rémunération en actions — tend à aligner les intérêts de la direction avec ceux des actionnaires et peut être interprété comme un signe de confiance dans les perspectives à long terme de MRVI. Puisque l’attribution provient d’un plan d’incitation et non d’un achat sur le marché libre, aucune sortie de trésorerie de la part de l’initié n’est mentionnée dans le dépôt.

Überblick Formular 4: Maravai LifeSciences Holdings, Inc. (MRVI) gab bekannt, dass Direktor John A. DeFord am 16. Juni 2025 89.139 Aktien der Klasse A Stammaktien erworben hat.

Transaktionsdetails: Die Aktien wurden als Restricted Stock Units (RSUs) im Rahmen des Omnibus-Anreizplans 2020 des Unternehmens gewährt, mit einem zugewiesenen Wert von 2,16 USD pro Aktie. Diese RSUs werden vollständig unverfallbar am früheren Zeitpunkt von (i) einem Jahr nach dem Gewährungsdatum oder (ii) dem Datum der Hauptversammlung 2026.

Eigentum nach der Transaktion: Nach der Zuteilung steigt DeFords wirtschaftliches Eigentum auf 159.185 Aktien, die alle direkt gehalten werden.

Auswirkungen: Wenn ein Direktor seinen Anteil erhöht – wenn auch durch Aktienvergütung – neigt dies dazu, die Interessen des Managements mit denen der Aktionäre in Einklang zu bringen und kann als Vertrauensbeweis in die langfristigen Aussichten von MRVI gewertet werden. Da die Zuteilung aus einem Anreizplan stammt und kein Kauf am offenen Markt erfolgt ist, wird im Bericht kein Barauslagen des Insiders angegeben.

Positive
  • Director ownership increases by 89,139 shares, raising total holdings to 159,185 and enhancing alignment with shareholders.
  • Equity award vests within one year, encouraging near-term board engagement and retention.
Negative
  • None.

Insights

TL;DR: Director received 89k RSUs, boosting stake to 159k shares; signals alignment but no cash purchase.

From a capital-markets standpoint, DeFord’s RSU grant modestly increases insider ownership, which many investors view as a governance positive. The transaction adds ~0.07% to MRVI’s 135 million share count—immaterial for dilution—but confirms ongoing use of equity incentives to attract and retain leadership. Given the $2.16 reference price, the award value is roughly $192k, a small expense relative to MRVI’s market cap. Because the filing shows a code "A" rather than "P," the acquisition is not an open-market buy and therefore carries less immediate signaling power. Overall impact: mildly constructive.

TL;DR: Fresh RSU grant under 2020 Plan ties director compensation to performance; limited dilution, neutral financial impact.

The one-year/next-AGM vesting schedule promotes short-term board retention while still aligning incentives with shareholder returns through equity-based pay. No indicators of insider selling or material governance concerns are present. As the award is routine under an approved plan, it is unlikely to shift voting dynamics or trigger proxy advisory scrutiny.

Panoramica sul Modulo 4: Maravai LifeSciences Holdings, Inc. (MRVI) ha comunicato che il direttore John A. DeFord ha acquisito 89.139 azioni ordinarie di Classe A il 16 giugno 2025.

Dettagli della transazione: Le azioni sono state assegnate come unità azionarie vincolate (RSU) nell’ambito del Piano Incentivi Omnibus 2020 della società, con un valore attribuito di 2,16 dollari per azione. Queste RSU matureranno completamente al verificarsi della prima delle seguenti condizioni: (i) un anno dalla data di assegnazione oppure (ii) la data dell’assemblea annuale degli azionisti del 2026.

Proprietà dopo la transazione: Dopo l’assegnazione, la proprietà effettiva di DeFord sale a 159.185 azioni, tutte detenute direttamente.

Implicazioni: L’aumento della partecipazione da parte di un direttore — sebbene tramite compensi azionari — tende ad allineare gli interessi del management con quelli degli azionisti e può essere interpretato come un segnale di fiducia nelle prospettive a lungo termine di MRVI. Poiché l’assegnazione deriva da un piano di incentivi e non da un acquisto sul mercato aperto, nel documento non è indicata alcuna uscita di denaro da parte dell’insider.

Resumen del Formulario 4: Maravai LifeSciences Holdings, Inc. (MRVI) informó que el director John A. DeFord adquirió 89,139 acciones comunes Clase A el 16 de junio de 2025.

Detalles de la transacción: Las acciones fueron otorgadas como unidades de acciones restringidas (RSU) bajo el Plan de Incentivos Omnibus 2020 de la compañía, con un valor asignado de $2.16 por acción. Estas RSU se consolidarán en su totalidad al cumplirse la primera de las siguientes condiciones: (i) un año desde la fecha de otorgamiento o (ii) la fecha de la reunión anual de accionistas de 2026.

Propiedad después de la transacción: Tras la adjudicación, la propiedad beneficiaria de DeFord aumenta a 159,185 acciones, todas en posesión directa.

Implicaciones: Que un director aumente su participación —aunque sea mediante compensación en acciones— suele alinear los intereses de la gerencia con los de los accionistas y puede interpretarse como un voto de confianza en las perspectivas a largo plazo de MRVI. Dado que la asignación proviene de un plan de incentivos y no de una compra en el mercado abierto, la presentación no indica ningún desembolso en efectivo por parte del insider.

서식 4 개요: Maravai LifeSciences Holdings, Inc.(MRVI)는 이사 John A. DeFord가 2025년 6월 16일에 클래스 A 보통주 89,139주를 취득했다고 공시했습니다.

거래 세부사항: 해당 주식은 회사의 2020년 종합 인센티브 계획에 따라 제한 주식 단위(RSU)로 부여되었으며, 주당 할당 가치는 2.16달러입니다. 이 RSU는 부여일로부터 1년이 경과하거나 2026년 연례 주주총회일 중 빠른 시점에 전액 권리 확정됩니다.

거래 후 소유 현황: 수여 후 DeFord의 실제 소유 주식 수는 159,185주로 모두 직접 보유 중입니다.

의미: 이사가 지분을 늘리는 것은—비록 주식 보상 형태이지만—경영진과 주주 간 이해관계를 일치시키는 경향이 있으며 MRVI의 장기 전망에 대한 신뢰의 표시로 해석될 수 있습니다. 이 부여가 공개 시장 매입이 아닌 인센티브 계획에 따른 것이므로 내부자의 현금 지출은 공시에 나타나지 않습니다.

Résumé du Formulaire 4 : Maravai LifeSciences Holdings, Inc. (MRVI) a déclaré que le directeur John A. DeFord a acquis 89 139 actions ordinaires de Classe A le 16 juin 2025.

Détails de la transaction : Les actions ont été attribuées sous forme d’unités d’actions restreintes (RSU) dans le cadre du Plan d’Incitations Omnibus 2020 de la société, avec une valeur assignée de 2,16 $ par action. Ces RSU seront entièrement acquises au plus tôt entre (i) un an après la date d’attribution ou (ii) la date de l’assemblée générale annuelle des actionnaires de 2026.

Propriété après la transaction : Après cette attribution, la propriété bénéficiaire de DeFord s’élève à 159 185 actions, toutes détenues directement.

Implications : Le fait qu’un administrateur augmente sa participation — même via une rémunération en actions — tend à aligner les intérêts de la direction avec ceux des actionnaires et peut être interprété comme un signe de confiance dans les perspectives à long terme de MRVI. Puisque l’attribution provient d’un plan d’incitation et non d’un achat sur le marché libre, aucune sortie de trésorerie de la part de l’initié n’est mentionnée dans le dépôt.

Überblick Formular 4: Maravai LifeSciences Holdings, Inc. (MRVI) gab bekannt, dass Direktor John A. DeFord am 16. Juni 2025 89.139 Aktien der Klasse A Stammaktien erworben hat.

Transaktionsdetails: Die Aktien wurden als Restricted Stock Units (RSUs) im Rahmen des Omnibus-Anreizplans 2020 des Unternehmens gewährt, mit einem zugewiesenen Wert von 2,16 USD pro Aktie. Diese RSUs werden vollständig unverfallbar am früheren Zeitpunkt von (i) einem Jahr nach dem Gewährungsdatum oder (ii) dem Datum der Hauptversammlung 2026.

Eigentum nach der Transaktion: Nach der Zuteilung steigt DeFords wirtschaftliches Eigentum auf 159.185 Aktien, die alle direkt gehalten werden.

Auswirkungen: Wenn ein Direktor seinen Anteil erhöht – wenn auch durch Aktienvergütung – neigt dies dazu, die Interessen des Managements mit denen der Aktionäre in Einklang zu bringen und kann als Vertrauensbeweis in die langfristigen Aussichten von MRVI gewertet werden. Da die Zuteilung aus einem Anreizplan stammt und kein Kauf am offenen Markt erfolgt ist, wird im Bericht kein Barauslagen des Insiders angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeFord John A

(Last) (First) (Middle)
C/O MARAVAI LIFESCIENCES HOLDINGS, INC.
10770 WATERIDGE CIRCLE, SUITE 200

(Street)
SAN DIEGO CA 92121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MARAVAI LIFESCIENCES HOLDINGS, INC. [ MRVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/16/2025 A 89,139(1) A $2.16 159,185 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units awarded under the Maravai LifeSciences Holdings, Inc. 2020 Omnibus Incentive Plan on June 16, 2025, which vest in full upon the earlier of one year from the date of grant or the date of the 2026 Maravai LifeSciences Holdings, Inc. annual meeting of stockholders.
Remarks:
/s/ Kurt Oreshack, by power of attorney for John DeFord 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many MRVI shares did director John A. DeFord acquire on 16 June 2025?

He received 89,139 restricted stock units of Class A common stock.

What is John A. DeFord’s total beneficial ownership in MRVI after the transaction?

Following the grant, DeFord beneficially owns 159,185 shares directly.

When do the newly granted MRVI RSUs vest?

The RSUs vest in full on the earlier of one year from 16 Jun 2025 or the 2026 annual shareholder meeting.

Was the acquisition an open-market purchase?

No. The Form 4 lists transaction code "A," indicating an equity grant rather than a market purchase.

What was the reference price assigned to the RSUs in the Form 4?

The filing reports a $2.16 price per share for valuation purposes.
Maravai Lifesciences Holdings, Inc.

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SAN DIEGO