Welcome to our dedicated page for Marex Group plc SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Marex Group plc (NASDAQ: MRX), a diversified global financial services platform operating across energy, commodities and financial markets. As a foreign private issuer, Marex files an annual report on Form 20-F and periodic Form 6-K reports that furnish press releases and financial information to U.S. investors.
Recent Form 6-K filings include earnings-related disclosures, such as interim results, third quarter results and preliminary trading updates. These documents provide detail on revenue, adjusted profit before tax, segment performance across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, as well as information on net commission income, net trading income, net interest income and net physical commodities income. They also discuss non-IFRS measures, their definitions and reconciliations to the most comparable IFRS metrics.
Other 6-Ks relate to corporate actions and governance, including press releases about purchases of ordinary shares by the Chief Executive Officer and other directors and officers. These filings help investors track insider share dealings and understand how management and board members are building or adjusting their holdings in Marex.
Filings may also reference capital and ratings developments, such as senior debt issuances, Additional Tier 1 instruments and credit ratings from S&P Global Ratings for Marex Group and its U.S. subsidiary, Marex Capital Markets Inc. Together, these disclosures provide insight into the Group’s capital structure, funding and external credit assessment.
On Stock Titan, Marex’s SEC filings are updated as new documents are released on EDGAR. AI-powered tools can assist users by surfacing key points from lengthy filings, highlighting segment trends, explaining non-IFRS measures and drawing attention to notable items such as insider transactions and earnings commentary, helping readers navigate the technical language common in cross-border capital markets reporting.
Marex Group plc is offering $8,500,000 of Issuer Callable Contingent Income Barrier Notes linked to the worst performing of the iShares MSCI EAFE ETF (EFA), the Russell 2000 (RTY) and the Nasdaq-100 (NDX). The Notes have a $1,000 principal amount per note, a 3.525% per quarter contingent coupon (equivalent to 14.10% per annum) and mature on May 24, 2027 with a Final Valuation Date of May 19, 2027. The issuer may redeem the Notes on quarterly Call Payment Dates beginning on August 20, 2026. The Estimated Initial Value on the Trade Date was $998.00 per Note, which the document states is less than the price to public.
Marex Group plc is offering issuer-callable Contingent Income Barrier Notes linked to the worst-performing of the EFA, RTY and NDX. Each Note has a $1,000 Principal Amount, quarterly contingent coupons of 3.525% per quarter (equivalent to 14.10% per annum) subject to coupon triggers, and a maturity date of May 24, 2027. The Notes are redeemable at Marex’s option on quarterly Call Payment Dates; if not redeemed and the Worst Performing Underlying falls below its Barrier Value, investors are exposed on a one-to-one basis to losses in principal. The Estimated Initial Value on the Trade Date is expected between $985.00 and $995.00 per Note, which is less than the public offering price.
Marex Group plc is offering Capped Leveraged Buffered Notes linked to the S&P 500® Index due May 22, 2028. The Notes are sold in $1,000 principal increments and provide a 200.00% Upside Participation Rate subject to a Maximum Return of 28.00% and a -10.00% Buffer Percentage. The Estimated Initial Value is expected to be between $950.00 and $995.00 per Note, which is less than the price to public. If the Reference Return at the Final Valuation Date is below the Buffer Percentage, holders will incur losses on a 1:1 basis beyond the 10% buffer (up to 90% loss of principal). The Notes pay no interest, are senior unsecured obligations of Marex, and are subject to Marex credit risk. An application has been made to list the Notes on the Vienna MTF.
Marex Group plc priced $1,327,000 of autocallable contingent income barrier notes linked to the worst performing of AppLovin (APP), Palantir (PLTR) and Super Micro (SMCI). Each $1,000 note has an Estimated Initial Value of $999.10 and a public offering price of $1,000. The notes pay a monthly Contingent Coupon of $39.00 per $1,000 (3.90% monthly, 46.80% per annum) if on each Coupon Determination Date every underlying is at or above its Coupon Trigger (50% of its Initial Value). The notes may be automatically called if each underlying is at or above 100% of its Initial Value on a Call Observation Date; otherwise final payment depends on the Worst Performing Underlying’s Reference Return with a Barrier Value equal to 50% of Initial Value and potential loss up to 100% of principal.
Marex Group plc is offering $1,010,000 principal amount of Principal Return Twin Win Notes linked to the iShares® MSCI Emerging Markets ETF (EEM), with a Maturity Date of May 22, 2028 and Final Valuation Date of May 15, 2028.
The Notes pay no interest and return at maturity either $1,000 + $1,000 × Absolute Reference Return if no Trigger Event occurs or $1,000 + $1,000 × Trigger Return (Trigger Return = 5.70%) if a Trigger Event occurs. The Estimated Initial Value on the Trade Date is $968.70 per Note, below the price to public of $1,000 per Note. The Notes are senior unsecured obligations of Marex, subject to Marex credit risk, potential limited liquidity and complex U.S. federal income tax treatment.
Marex Group plc is offering Principal Return Twin Win Notes linked to the iShares MSCI Emerging Markets ETF (EEM) with a $1,000 principal amount per Note. The Notes mature on May 22, 2028 with a Final Valuation Date of May 15, 2028. The Initial Value of the Reference Asset was $67.21 on the Pricing Date. The Notes pay at maturity either $1,000 + $1,000 × Absolute Reference Return if no Trigger Event occurs, or $1,000 + $1,000 × Trigger Return if a Trigger Event occurs; the Trigger Return is 5.70%. A Trigger Event is any Closing Price during the Observation Period below the Lower Barrier Value of $44.36 (66.00% of Initial Value) or above the Upper Barrier Value of $82.00 (122.00% of Initial Value). The Notes do not pay interest, are senior unsecured obligations of Marex and are subject to Marex credit risk, limited liquidity, and tax and foreign‑market risks described in the Risk Factors.
Marex Group plc officer Paolo Tonucci reported selling 16,668 Ordinary Shares of the company in open-market transactions. The sales occurred on May 11, 2026 at weighted average prices of $55.7185 and $56.315 per share under a pre-arranged Rule 10b5-1 plan entered into on October 22, 2025. After these trades, he continues to hold more than 1.3 million shares, which includes 286,871 shares underlying deferred bonus plan awards that give him a contingent right to receive one ordinary share for each award upon vesting.
Marex Group plc filed a Form 13F reporting institutional holdings. The filing lists 1,464 Form 13F information-table entries with a total market value of $15,818,985,941. The report names 3 other included managers and is signed by Scott Linsley on 05-13-2026.
Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing of AppLovin (APP), Palantir (PLTR) and Super Micro Computer (SMCI). Each Note has a $1,000 Principal Amount and a maturity date of May 20, 2027.
The Notes pay a monthly Contingent Coupon of $39.00 per $1,000 (a 46.80% per annum rate) if each Underlying meets its Coupon Trigger of 50.00% of initial value on Coupon Determination Dates. The Notes are autocallable if each Underlying is at or above 100.00% of its initial value on a Call Observation Date. At maturity, if the worst performing Underlying is below its Barrier Value of 50.00% of initial value, principal is exposed on a 1:1 basis (possible loss up to 100%).
Marex Group plc has launched a consent solicitation for holders of its 6.404% Senior Notes due 2029 to approve amendments to the existing Indenture.
Holders of record at 5:00 p.m. New York time on May 6, 2026 who deliver consents by 5:00 p.m. on May 15, 2026 may receive a cash payment of $1.00 per $1,000 principal amount. The proposed changes would align the 2029 Notes with Marex’s 2028 and 2031 SEC-registered notes and their indentures.
The amendments are designed to allow a new Bermuda-incorporated holding company to assume Marex’s obligations on the Notes in connection with a proposed redomiciliation, subject to shareholder, court and regulatory approvals and receipt of consents from at least a majority in aggregate principal amount of the Notes.