Welcome to our dedicated page for Marex Group SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Marex Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Marex Group's regulatory disclosures and financial reporting.
Marex Group Ltd (MRX) is issuing $2,000,000 of senior unsecured Autocallable Contingent Income (with Memory) Barrier Notes linked to the worst performer of the Invesco QQQ Trust, the iShares Russell 2000 ETF and the S&P 500 Index, maturing on September 7, 2029. Each Note has a $1,000 principal amount and pays a contingent monthly coupon of $9.88 (0.988%, 11.856% per annum) only if, on the relevant determination date, all three underlyings are at or above their Coupon Triggers, set at 80% of initial values. The Notes are automatically called, paying principal plus coupon, if on any quarterly Call Observation Date all underlyings are at or above their Call Thresholds, equal to 100% of initial values. Principal is protected at maturity only if the worst-performing underlying is not below its Barrier Value, set at 60% of its initial value; otherwise repayment is reduced 1-for-1 with the decline and investors can lose up to all principal. The price to the public is $1,000 per Note, with proceeds to Marex of $994 per Note and an Estimated Initial Value of $993.80 per Note. Application has been made to list the Notes on the Vienna Multilateral Trading Facility, and payments are subject to Marex’s credit risk.
Marex Group Ltd (MRX) is offering senior unsecured Autocallable Contingent Income Barrier Notes linked to the MerQube US Large-Cap Vol Advantage Index, each with a $1,000 principal amount and scheduled to mature on September 30, 2031, subject to early automatic redemption. Application has been made to list the notes on the Vienna MTF.
The notes pay a 4.00% quarterly Contingent Coupon (16.00% per year) only if the index is at or above 60% of its Initial Value on each determination date; otherwise no coupon is paid and investors may receive no income. The notes are automatically called if the index is at or above 100% of its Initial Value on specified observation dates, returning principal plus the applicable coupon.
If the notes are not called, principal repayment at maturity depends on index performance. If the index decline is less than 40%, investors receive $1,000 plus the final coupon; if the index finishes below 60% of its Initial Value, repayment is $1,000 × (1 + Reference Return), creating 1-for-1 downside and up to 100% loss of principal. The estimated initial value is expected to be $860–$910 per $1,000 note, reflecting issuer funding and structuring costs. Returns also depend on Marex’s creditworthiness, and the complex, leveraged, volatility-targeted index includes a 6% per annum decrement and up to 500% exposure, which can magnify losses.
Marex Group Ltd (MRX) is offering $1,250,000 of Issuer Callable Contingent Income Barrier Notes, each with $1,000 principal, linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Index, maturing September 5, 2031.
The Notes pay a monthly Contingent Coupon of $10.92 per $1,000 (13.104% per annum) only if each index closes at or above its Coupon Trigger (75% of its Initial Value); otherwise no coupon is paid. Marex may redeem the Notes monthly from December 4, 2026 at par plus any due coupon. Principal is at risk: if not redeemed and the worst index ends below its Barrier Value (70% of Initial Value), repayment is reduced 1-for-1 with the index loss, down to zero.
The Estimated Initial Value is $987.80 per Note, below the $1,000 price, reflecting hedging and funding costs. Application has been made to list the Notes on the Vienna MTF. Payments depend on Marex’s senior unsecured credit.
Marex Group Ltd (MRX) is offering $3,468,000 of Capped Leveraged Buffered Notes linked to the SPDR® Gold Shares (GLD), maturing on September 6, 2028. Each Note has a $1,000 principal amount and pays no interest.
At maturity, investors receive leveraged upside exposure at a 200% Upside Participation Rate, subject to a 41% Maximum Return. A 10% Buffer Percentage protects against moderate declines, but losses beyond this buffer are 1:1, so investors may lose up to 90% of principal. The Initial Value of GLD is $408.42, and the Estimated Initial Value of each Note is $994, below the $1,000 price to the public. The Notes are senior unsecured obligations of Marex, not insured or guaranteed by any government scheme, and are subject to Marex’s credit risk.
Application has been made to list the Notes on the Vienna MTF. Underwriting discount is $1 per Note, with net proceeds to Marex of $3,464,532. The Notes are intended for buy-and-hold investors comfortable with gold-linked volatility, structural caps, and limited liquidity.
Marex Group Ltd (symbol: MRX) is the issuer of record for a Form 424B3 filing submitted to the SEC.
Marex Group Ltd (symbol: MRX) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Marex Group Ltd (MRX) is offering Issuer Callable Contingent Income Barrier Notes linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq‑100 indexes, each with a $1,000 principal amount per Note and scheduled to mature on March 8, 2028.
The Notes pay a contingent coupon of 1.167% per month (14.004% per annum) only if on each determination date all three indexes are at or above 80% of their initial levels. Principal is protected only if the worst-performing index is at or above 70% of its initial level at final valuation; otherwise losses are 1‑for‑1 and can reach 100% of principal. Marex may redeem the Notes early on specified dates starting March 8, 2027 at par plus any due coupon. The Estimated Initial Value on the trade date is expected to be $940–$990 per Note, below the $1,000 price to the public. Application has been made to list the Notes on the Vienna MTF.
Marex Group Ltd (MRX) is offering capped leveraged buffered senior unsecured notes linked to the SPDR Gold Shares (GLD), maturing on September 6, 2028, with a principal amount of $1,000 per Note. The Notes provide 2.0x leveraged upside to GLD’s positive return, subject to a maximum total return of 41%.
At maturity, if GLD’s return is positive, investors receive the lesser of 2x the Reference Return or the 41% cap. If the Reference Return is between 0% and -10%, principal is returned. Below the -10% Buffer Percentage, losses match GLD’s further decline, up to a 90% loss of principal.
The Initial Value of GLD is $408.42. The Notes pay no interest, provide no ownership or dividends in GLD, and are subject to Marex’s credit risk. The Estimated Initial Value is expected to be $960–$990 per $1,000 Note, lower than the price to public. Application has been made to list the Notes on the Vienna MTF, but liquidity is not assured.
Marex Group Ltd (MRX) is offering $5,954,000 of Autocallable Contingent Income Barrier Notes, senior unsecured debt securities linked to the worst performer among three State Street ETFs: XLE, XLF and XBI. Each Note has a $1,000 principal amount and matures on December 2, 2027, unless automatically called earlier.
The Notes pay a monthly contingent coupon of 1.361% of principal (16.332% per annum) only if each ETF is at or above its Coupon Trigger (70% of its Initial Value). If all ETFs are at or above their Call Thresholds (100% of Initial Value) on specified observation dates starting March 2027, the Notes are automatically called at par plus that month’s coupon.
A Trigger Event occurs if any ETF closes below its Barrier Value (65% of Initial Value) on any trading day during the observation period. If a Trigger Event occurs and the worst-performing ETF finishes below its Initial Value, investors are exposed 1‑for‑1 to that decline and can lose up to 100% of principal$995.40 per Note, which is lower than the price to public.
Marex Group Ltd (symbol: MRX) is the issuer of record for a Form 424B2 filing submitted to the SEC.