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Marex Group (MRX) SEC Filings, Oct 13-19, 2026

MRX NASDAQ
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Marex Group Ltd is offering $2,100,000 principal amount of senior unsecured notes, priced at $1,000 per note. The pricing table lists $2,100,000 of proceeds to Marex and no underwriting discount. Linked to the best-performing of six equity indexes and ETFs, the notes mature October 22, 2029, pay no interest, and depend on Marex’s ability to pay.

If any underlying’s closing value is at or above 175% of its initial value on any trading day during the observation period, a Trigger Event fixes the maturity payment at $1,120 per $1,000 principal amount, a 12% return, regardless of the underlying’s final performance. Without a Trigger Event, a positive final return of the best-performing underlying is reflected in the note return, with the maximum return below 75%; if its final value is no higher than its initial value, the payment is principal.

The estimated initial value is $982.30 per note, below the $1,000 public price. Marex says secondary-market value may differ, and a sale before maturity could result in a loss. The 5.85% comparable yield is for U.S. tax purposes only and is not a projection of actual yield.

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Marex Group Limited (MRX) is offering preliminary notes with a $1,000 principal amount per Note, linked to the best-performing of six equity indexes and ETFs and due at maturity on October 22, 2029. A Trigger Event occurs if any underlying closes at or above 175% of its initial value on any trading day during the observation period. If triggered, the return at maturity is fixed at 12%, regardless of how far an underlying rises or falls. If no trigger occurs, a positive return in the best-performing underlying determines the notes’ return, which will be below 75%; if that underlying finishes at or below its initial value, the payment is principal.

The notes pay no interest and are senior unsecured obligations subject to Marex’s credit risk. Their estimated initial value is expected to be between $945.00 and $995.00 per Note, below the $1,000.00 price to the public. The final valuation date is October 15, 2029. The stated dates and terms are subject to change. Marex has applied to list the notes on the Vienna MTF; it says there is no established market and MCMI is not required to purchase notes in the secondary market.

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Marex Group Ltd is offering $1,000,000 aggregate principal amount of autocallable contingent-income barrier notes, priced at $1,000 per $1,000 principal amount. Proceeds to the issuer are $994,000 after a $6,000 underwriting discount. The estimated initial value is $993.50 per note, below the public price.

The notes are linked to the worst performer of QQQ, IWM and the S&P 500 Index. They pay a 0.975% monthly coupon (11.70% per annum) only when all three meet their 80%-of-initial-value coupon triggers; missed coupons may be paid later if all three subsequently meet the triggers. The notes may be automatically called if all three reach their initial values on a quarterly observation date. If not called, a final value below the worst performer’s 60% barrier exposes principal to that asset’s decline, potentially up to a total loss. The notes mature October 18, 2029 and are senior unsecured Marex debt.

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Marex Group Ltd is offering $1,100,000 of issuer-callable contingent income barrier notes, priced at $1,000 per note. The pricing table lists $1,094,500 in proceeds to the issuer after a $5,500 underwriting discount. The estimated initial value is $993.60 per note.

Coupons are 3.675% per quarter (14.70% per annum, or $36.75 per $1,000 if payable) only when all three indexes meet their coupon triggers on a determination date; each trigger and barrier is 70.00% of its index’s initial value. A Trigger Event occurs if any index closes below its barrier on any trading day. If the notes are not redeemed and the worst-performing index finishes below its initial value, principal repayment declines with that index and can fall to zero. Marex may redeem all, but not part, on a Call Payment Date; the stated maturity date is October 21, 2027, subject to adjustment under the note terms.

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Marex Group Ltd is offering preliminary terms for autocallable fixed-income barrier notes with a $1,000 principal amount per note. The notes reference the worst-performing of the Roundhill Memory ETF (DRAM), VanEck Gold Miners ETF (GDX) and Invesco QQQ Trust (QQQ).

Each note pays fixed monthly interest of $10.13 (1.013% of principal; 12.156% per annum) until maturity or automatic call, regardless of the underlyings’ performance. Beginning November 16, 2026, the notes are automatically called on a monthly observation date if each underlying’s closing price is at or above its initial value; payment is principal plus applicable interest.

If not called, the maturity payment is $1,000 plus final interest when the worst-performing underlying’s return is at least -30.00%. Below -30.00%, principal repayment is calculated as $1,000 multiplied by its final value and divided by 95% of its initial value, with possible loss of up to 100%. Estimated initial value is expected at $920.00–$960.00 per note, below the $1,000 public price. All payments are subject to Marex’s credit risk.

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Marex Group Ltd President Simon Van Den Born reported selling 15,272 ordinary shares on October 12, 2026, in two transactions: 14,012 shares at a weighted average price of $71.9860 per share and 1,260 shares at $72.6308 per share. The first transaction covered prices from $71.35 to $72.34; the second, $72.355 to $72.98. The sales were effected under a Rule 10b5-1 plan entered into on June 12, 2026.

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Marex Group Ltd (MRX) officer Paolo Tonucci, identified as Chief Strategist and CEO, Capital Markets, sold 15,506 ordinary shares at a weighted average price of $71.9819 per share and 1,160 ordinary shares at a weighted average price of $72.6382 per share on October 12, 2026. The sales were made pursuant to a Rule 10b5-1 plan entered into on October 22, 2025. The respective transaction prices ranged from $71.39 to $72.37 and from $72.42 to $72.98.

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Marex Group Limited is offering $1,131,000 aggregate principal amount of contingent income (with memory) barrier notes, at $1,000 per note, due October 17, 2029. The notes are linked to the worst-performing stock among GE Vernova, General Motors and Gilead Sciences. The stated underwriting discount is $0.00, and issuer proceeds are $1,131,000.

The contingent coupon is 1.384% per month (16.608% per annum) if all three stocks are at or above their respective coupon triggers on a determination date. An unpaid coupon may be paid later if all three meet their triggers. At maturity, if the worst-performing stock’s return is below -50.00%, the payment declines with that stock’s return and principal loss can reach 100%. The estimated initial value is $990.70 per note, below the $1,000 price to public.

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Marex Group Ltd (MRX) officer Paolo Roberto Tonucci gave notice of a proposed sale of 66,666 common shares, with an indicated aggregate market value of $4,819,285.14. The securities information lists October 12, 2026, as the approximate sale date; the notice is dated October 13, 2026.

The shares were acquired from the issuer in a private transaction on December 31, 2019. The listed sales are in connection with a selling plan dated October 22, 2025, intended to comply with Rule 10b5-1(c). Tonucci also reported sales of 16,668 shares on August 10, 2026, 16,666 shares on July 13, 2026, and 16,666 shares on September 14, 2026.

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Marex Group Limited is offering, subject to completion, issuer callable contingent income barrier notes with a $1,000 principal amount per Note, linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes. The notes are scheduled to mature on October 21, 2027, subject to adjustment; stated dates may change and will be set in the related pricing supplement.

Each quarterly coupon is 3.675% of principal, equivalent to 14.70% per annum, and is payable only if every index is at or above 70.00% of its initial level on the applicable determination date. No coupons are guaranteed. Marex may redeem all, but not part, of the notes on a Call Payment Date, paying principal plus any coupon due.

If any index falls below 70.00% of its initial level on a trading day and the notes are not redeemed, a final value below the initial level for the worst-performing index reduces repayment in line with that index’s return; principal loss can reach 100%. A final coupon may still be payable if that index’s final value is at or above its coupon barrier. The estimated initial value is expected to be $940.00–$990.00 per Note, below the $1,000.00 price to public.

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FAQ

How many Marex Group (MRX) SEC filings are available on StockTitan?

StockTitan tracks 274 SEC filings for Marex Group (MRX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Marex Group (MRX)?

The most recent SEC filing for Marex Group (MRX) was filed on October 19, 2026.