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Marex Group (MRX) SEC Filings, Oct 5-9, 2026

MRX NASDAQ
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Marex Group Ltd. is offering $800,000 of senior unsecured autocallable contingent-income barrier notes linked to the worst-performing of Coherent Corp. common stock and Coinbase Global, Inc. Class A common stock, due October 15, 2027. The total price to the public and proceeds to Marex are each $800,000, with no underwriting discount; each note is priced at $1,000.

The notes pay a conditional 2.65% monthly coupon, equivalent to 31.80% per annum, if both stocks meet their coupon triggers; missed coupons may be paid later if both meet the triggers on a later determination date. The notes may be automatically called from April 7, 2027, through September 7, 2027, if both stocks are at or above their initial values. If not called, a final value below the worst-performing stock’s 50% barrier exposes principal to loss of up to 100%. The estimated initial value is $991 per note, below the $1,000 public price.

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Marex Group Ltd (MRX) describes preliminary terms for senior unsecured notes with a $1,000 principal amount per Note, linked to the worst-performing of QQQ, IWM and the S&P 500 Index, with stated maturity October 18, 2029, subject to adjustment. The estimated initial value is expected to be $940.00–$990.00 per Note, below the $1,000.00 public price. A 0.975% monthly coupon (11.70% per annum) is payable only if all three underlyings are at least 80.00% of initial value on a monthly determination date; missed coupons may be paid later if all meet the trigger on a later date, but no coupon is assured.

If all three underlyings are at least 100.00% of initial value on a quarterly call observation, the Notes are automatically called for principal plus the applicable coupon. If not called, the maturity payment per $1,000 Principal Amount is $1,000 plus the final coupon when the worst performer’s return is at least -20.00%, and $1,000 when it is below -20.00% but at least -40.00%. Below -40.00% (below the 60.00% barrier), payment falls with the worst performer’s full loss from its initial value, potentially to zero. The Notes do not participate in underlying appreciation, and payment depends on Marex’s ability to meet its senior unsecured obligations.

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Rhea-AI Summary

Marex Group Ltd. is offering autocallable contingent-income barrier notes with a $1,000 principal amount per Note, linked to the worse-performing of Coherent Corp. common stock and Coinbase Global, Inc. Class A common stock. Due October 15, 2027, the notes pay a contingent coupon of $26.50 per $1,000 principal amount per month (2.65% monthly; 31.80% per annum) if both stocks meet their coupon triggers on a determination date. Unpaid coupons may be paid later if both stocks meet their triggers on a later determination date.

On listed call observation dates from April 7, 2027 through September 7, 2027, the notes are automatically called if each stock closes at or above its initial value. If not called, maturity payment depends on the worse-performing stock: below its 50% barrier, principal is exposed to that stock’s full decline, with potential loss of all principal. The estimated initial value is expected to be $940.00 to $990.00 per Note, below the $1,000.00 price to public. The notes are senior unsecured obligations of Marex.

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Marex Group Ltd is offering $1,000,000 aggregate principal amount of autocallable contingent income (with memory) barrier notes due October 11, 2029, linked to the worst-performing of the Invesco QQQ Trust, the iShares Russell 2000 ETF and the S&P 500 Index. The public price is $1,000 per $1,000 principal amount; the issuer will receive $994,000 after the $6,000 underwriting discount. The estimated initial value is $989 per note.

The notes pay a contingent coupon of $9.55 per $1,000 principal amount per month when all three reference assets are at or above their 80%-of-initial-value coupon triggers; missed coupons may be paid later if all meet the trigger on a later determination date. The notes may be automatically called when all three assets are at or above 100% of their initial values on a quarterly call observation date. If the notes are not called and the worst-performing asset finishes below its 60% barrier, principal repayment declines with that asset and investors may lose up to 100%. An application has been made to list the notes on the Vienna MTF, subject to approval.

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Marex Group Ltd is offering $15,300,000 of issuer callable contingent income barrier notes due October 10, 2030, with a principal amount of $1,000 per note. The pricing table lists total proceeds to the issuer of $15,254,100 after a $45,900 underwriting discount. The estimated initial value is $993.60 per note, below the $1,000 public price.

Each note may pay a quarterly coupon of 3.625% ($36.25 per $1,000) only if all three indices—the S&P 500, EURO STOXX 50 and Nasdaq-100—close at or above 70.00% of their initial values on a determination date. Marex may redeem all, but not part, on quarterly call dates beginning January 8, 2027, paying principal plus any applicable coupon.

If not redeemed, the maturity payment depends on the worst-performing index: at or above the 70.00% barrier, principal plus the final coupon; below it, principal is reduced in line with that index’s decline from its initial value, with potential loss of all principal. Payments are subject to Marex’s credit risk, and the Vienna MTF listing application is subject to approval by the Vienna Stock Exchange.

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Marex Group Ltd (MRX) reported a change in Board leadership: Robert Pickering gave notice on October 6, 2026, that he is stepping down after completing his appointed three-year term as Chair. The Board appointed existing director John Pietrowicz as the new Chair. Pietrowicz joined the Board in April 2024 and chairs the Mergers and Acquisitions Committee; Pickering will assist with the transition.

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Filing
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Marex Group Ltd (symbol: MRX) is the issuer of record for a Form 424B2 filing submitted to the SEC.

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Marex Group Ltd describes a preliminary offering of issuer-callable contingent income barrier notes linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100, with a $1,000 principal amount per Note and stated maturity on November 2, 2029. The listed pricing and trade dates are October 30, 2026, and the original issue date is November 4, 2026; those dates and other terms are subject to change in the final pricing supplement. The Notes are senior unsecured obligations of Marex.

The contingent coupon is at least 2.95% per quarter (at least 11.80% per annum) if all three indexes close at or above 70.00% of their initial values on a determination date; if any falls below its trigger, that period's coupon is not payable. If the Notes are not called, maturity payment is $1,000 plus the final coupon, if payable, when the worst-performing index return is at least -30.00%; below -30.00%, repayment falls with that index and can be zero. Marex may call the Notes in whole, but not in part, on eligible quarterly dates. Estimated initial value is expected to be $950.00–$990.00 per Note, below the $1,000.00 public price; a Vienna MTF listing application is pending.

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Marex Group Ltd. is offering, subject to completion, autocallable leveraged barrier notes with a $1,000 principal amount per Note, linked to the worse-performing of the S&P 500 and Nasdaq-100 indexes. If both indexes are at or above their initial levels on the call observation date, the notes are automatically called and pay principal plus a call premium of at least 11.50%, to be determined on the Trade Date. The notes do not pay interest.

If not called, the maturity payment depends on the worse-performing index: positive returns receive 200% participation; returns from zero down to the -30% barrier return principal; below -30%, losses track the index decline one-for-one and can reach the full investment. The notes are senior unsecured obligations of Marex, so payment depends on its ability to pay. The expected estimated initial value is $940.00 to $990.00 per Note, below the $1,000.00 price to public per Note. An application has been made to list the notes on the Vienna MTF, subject to exchange approval.

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Marex Group Ltd set out preliminary terms for capped leveraged buffered notes linked to SPDR Gold Shares (GLD), with a $1,000 principal amount per Note. If GLD’s Reference Return is positive, the notes provide 2.00x participation, capped at a maximum return of at least 33.00%, to be determined on the Trade Date. A Reference Return from 0% through -10.00% returns principal; below -10.00%, repayment declines by 1% of principal for each further 1.00% decrease in GLD. The stated maximum loss is 90% of principal. The notes pay no interest.

The estimated initial value is expected to be $950.00 to $990.00 per Note, below the $1,000.00 price to public. These are senior unsecured Marex obligations, so payment depends on Marex’s ability to pay. The preliminary terms list October 30, 2028 as the Final Valuation Date and November 2, 2028 as maturity, subject to stated adjustments; the dates are subject to change. An application has been made for Vienna MTF listing, subject to exchange approval.

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FAQ

How many Marex Group (MRX) SEC filings are available on StockTitan?

StockTitan tracks 274 SEC filings for Marex Group (MRX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Marex Group (MRX)?

The most recent SEC filing for Marex Group (MRX) was filed on October 9, 2026.