Welcome to our dedicated page for Marex Group SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Marex Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Marex Group's regulatory disclosures and financial reporting.
Marex Group Ltd (MRX) is offering senior unsecured Autocallable Contingent Income Barrier Notes due December 2, 2027, linked to the worst performer of three ETFs: XLE, XLF and XBI. Each Note has a $1,000 principal amount and may be automatically called if on any Call Observation Date the closing price of each ETF is at or above its Call Threshold of 100% of its Initial Value, in which case holders receive $1,000 plus the applicable monthly coupon.
The Notes pay a contingent monthly coupon of $13.54 per $1,000 (1.354%, 16.248% per annum) only if on each Coupon Determination Date every ETF is at or above its Coupon Trigger of 70% of its Initial Value; otherwise no coupon is paid, and investors may receive no coupons over the life of the Notes. Principal protection is conditional: a Barrier Value of 65% of Initial Value applies to each ETF, and a Trigger Event occurs if any ETF closes below its Barrier Value on any trading day during the Observation Period.
If the Notes are not called, the maturity payment per $1,000 equals (i) $1,000 plus the final coupon if no Trigger Event occurs and the worst-performing ETF is at or above its Coupon Trigger, (ii) $1,000 without the final coupon if no Trigger Event occurs but the worst-performing ETF is below its Coupon Trigger, or (iii) $1,000 plus $1,000 times the Reference Return of the worst-performing ETF if a Trigger Event occurs, which can result in up to a 100% loss of principal. Payment depends on Marex’s credit; the Notes are unsecured, not insured, and the Estimated Initial Value will be below the public offering price and may differ from any secondary market value. Application has been made to list the Notes on the Vienna MTF, but a liquid market is not assured.
Marex Group Ltd (MRX) is offering $1,823,000 of Issuer Callable Contingent Income Barrier Notes, senior unsecured debt securities linked to the worst performing of the Energy Select Sector SPDR ETF (XLE), the Russell 2000 Index (RTY), and the Nasdaq‑100 Index (NDX), maturing on August 26, 2031. Each Note has a $1,000 principal amount and pays a monthly contingent coupon of 1.196% (14.352% per annum) only if, on the relevant determination date, the closing value of each underlying is at or above its coupon trigger (70% of its initial value). Marex may redeem the Notes in whole on any monthly call payment date from November 27, 2026, paying principal plus any due coupon, after which no further payments are made.
Principal is protected only if the worst performing underlying’s final value is at or above its barrier value (60% of its initial value). If the worst performer finishes between 60% and 70% of its initial value, investors receive principal only; below 60%, repayment is reduced 1‑for‑1 with the negative return of the worst performer and up to 100% of principal can be lost. The estimated initial value is $992.40 per Note, below the $1,000 price to public, reflecting structuring and hedging costs. Application has been made to list and trade the Notes on the Vienna MTF, and Marex Capital Markets Inc. acts as agent, earning a $7.50 per Note underwriting discount.
Marex Group Ltd (MRX) reported that Nilesh Jethwa, CEO of Marex Solutions, acquired 67,163 Ordinary Shares at a per-share price of $0.00, reflecting vesting of a prior equity award rather than a market purchase. These shares relate to a September 6, 2023 grant under the 2022 Annual Long Term Incentive Plan, for which the Remuneration Committee determined on August 19, 2026 that specified performance conditions had been met. The award remains subject to time-based vesting and is scheduled to fully vest on September 6, 2026. Following this transaction, Jethwa holds 314,517 Ordinary Shares, including 111,183 shares underlying previously granted deferred bonus plan awards, each representing a contingent right to receive one Ordinary Share upon vesting and settlement.
Marex Group Ltd (MRX) reported that officer Paolo Tonucci received 38,921 Ordinary Shares on August 19, 2026 as a grant/award under the company’s 2022 Annual Long Term Incentive Plan, at a stated price of $0.00 per share. The Remuneration Committee determined that the award’s performance conditions were met, but the award remains subject to time-based vesting and is scheduled to fully vest on September 6, 2026. After this vesting-related acquisition and including deferred bonus plan awards, Tonucci’s reported stake is 1,304,530 Ordinary Shares.
Marex Group Ltd (MRX) reported that President Simon Van Den Born acquired 33,582 Ordinary Shares on August 19, 2026 through the vesting of a prior equity award, at a reported price of $0.00 per share, bringing his directly held and award-related position to 1,498,834 Ordinary Shares.
The shares relate to a September 6, 2023 grant under the 2022 Annual Long Term Incentive Plan, for which the Remuneration Committee determined on August 19, 2026 that performance conditions based on return on equity and growth in adjusted operating profit before tax had been met; the award remains subject to time-based vesting and is scheduled to fully vest on September 6, 2026. The reported holdings include 272,659 shares underlying deferred bonus plan awards, each representing a contingent right to receive one Marex ordinary share upon vesting and settlement.
Marex Group Ltd (MRX) reported that Chief Executive Officer and director Ian T. Lowitt acquired 77,843 Ordinary Shares on August 19, 2026 via a grant/award under the 2022 Annual Long Term Incentive Plan at a stated price of $0.00 per share. The Remuneration Committee determined that performance conditions tied to return on equity and growth in adjusted operating profit before tax had been met, so these shares are vesting subject to continued service until September 6, 2026. Following this transaction, Lowitt holds 2,872,059 Ordinary Shares directly, including 194,411 shares underlying deferred bonus plan awards.
Marex Group Ltd (MRX) is offering senior unsecured Issuer Callable Contingent Income Barrier Notes linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Index, maturing on September 5, 2031 under an existing shelf registration.
Each Note has a $1,000 principal amount and pays a monthly Contingent Coupon of $10.92 (1.092% per month, 13.104% per annum) only if on each determination date all three indices are at or above 75% of their initial values (the Coupon Triggers. If not, that month’s coupon is skipped and investors may receive no coupons over the life of the Notes.
The issuer may redeem the Notes early, in whole, on any monthly Call Payment Date beginning December 4, 2026, paying principal plus any due coupon; after redemption no further payments are made. At maturity, if not called, investors receive principal plus the final coupon if the worst index has a return of at least -25%; principal only if the worst return is between -25% and -30%; and a 1:1 loss of principal if the worst return is below -30%, up to a total loss. Each index has a Barrier Value at 70% of its initial level.
The Estimated Initial Value on the trade date is expected between $940 and $980 per $1,000 Note, less than the price to public. The Notes are expected to be listed on the Vienna Multilateral Trading Facility, and are subject to Marex credit risk, limited liquidity, potential conflicts of interest and uncertain tax treatment.
Marex Group Ltd (MRX) is issuing $8,500,000 of Autocallable Contingent Income Barrier Notes, senior unsecured debt linked to the worst performing of the Invesco S&P 500 Equal Weight ETF (RSP), the Dow Jones Industrial Average (INDU) and the Nikkei Stock Average (NKY), maturing May 23, 2028. Each Note has a $1,000 principal amount.
The Notes pay a quarterly contingent coupon of 3.938% of principal (15.752% per annum, or $39.38 per $1,000) only if each underlying is at least 70% of its Initial Value (Coupon Trigger). The Notes are automatically called if, on specified observation dates, each underlying is at or above 100% of its Initial Value; investors then receive principal plus the applicable coupon.
If not called, principal is protected only if the worst underlying’s decline is less than 35%; below a 65% Barrier Value, repayment is reduced 1-for-1 with the worst underlying’s loss, up to a total loss. The Estimated Initial Value is $998.30 per Note, below the $1,000 price. Application has been made to list the Notes on the Vienna MTF, and investors are exposed to Marex’s credit, market, liquidity and tax risks.
Marex Group Ltd (symbol MRX) is offering senior unsecured Autocallable Contingent Income Barrier Notes linked to the worst performer of the Invesco S&P 500 Equal Weight ETF (RSP), the Dow Jones Industrial Average (INDU) and the Nikkei Stock Average (NKY), maturing May 23, 2028, in $1,000 denominations. Application has been made to list the Notes on the Vienna MTF.
Holders may receive a quarterly contingent coupon of $39.38 per $1,000 (15.752% per annum) only if each underlying is at or above 70% of its Initial Value on the determination date; otherwise no coupon is paid. The Notes are automatically called if all underlyings are at or above 100% of Initial Value on specified observation dates, returning principal plus coupon. At maturity, if not called and the worst performing underlying finishes below 65% of its Initial Value, investors lose principal on a 1‑for‑1 basis, up to a 100% loss. The Estimated Initial Value is expected between $985 and $998 per $1,000 Note, below the price to public, and returns depend on Marex’s credit and limited secondary market liquidity.
Marex Group Ltd (MRX) is offering senior unsecured Autocallable Contingent Income (with Memory) Barrier Notes linked to the worst performer of QQQ, IWM and the S&P 500 Index. Each Note has a $1,000 principal amount and matures on August 30, 2029, unless called earlier.
Investors may receive a monthly contingent coupon of 1.034% (12.408% per annum), paid only if all three underlyings are at least 80% of their initial values; missed coupons can be paid later if conditions are met. The Notes are callable quarterly at 100% of initial value plus the applicable coupon. If held to maturity and the worst underlying is not below its 60% barrier, principal is repaid (plus any final coupon when above the 80% trigger). If the worst underlying finishes below the barrier, repayment is reduced 1‑for‑1 with its loss, up to a total loss of principal.
The estimated initial value is expected between $940 and $990 per Note, below the $1,000 price to public, and secondary market prices may be lower. All payments are subject to Marex credit risk. Application has been made to list the Notes on the Vienna MTF. The product involves complex payoff and tax features and may pay no coupons and return less than the principal amount.