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Marex Group plc SEC Filings

MRX NASDAQ

Welcome to our dedicated page for Marex Group plc SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

This page compiles U.S. Securities and Exchange Commission filings for Marex Group plc (NASDAQ: MRX), a diversified global financial services platform operating across energy, commodities and financial markets. As a foreign private issuer, Marex files an annual report on Form 20-F and periodic Form 6-K reports that furnish press releases and financial information to U.S. investors.

Recent Form 6-K filings include earnings-related disclosures, such as interim results, third quarter results and preliminary trading updates. These documents provide detail on revenue, adjusted profit before tax, segment performance across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, as well as information on net commission income, net trading income, net interest income and net physical commodities income. They also discuss non-IFRS measures, their definitions and reconciliations to the most comparable IFRS metrics.

Other 6-Ks relate to corporate actions and governance, including press releases about purchases of ordinary shares by the Chief Executive Officer and other directors and officers. These filings help investors track insider share dealings and understand how management and board members are building or adjusting their holdings in Marex.

Filings may also reference capital and ratings developments, such as senior debt issuances, Additional Tier 1 instruments and credit ratings from S&P Global Ratings for Marex Group and its U.S. subsidiary, Marex Capital Markets Inc. Together, these disclosures provide insight into the Group’s capital structure, funding and external credit assessment.

On Stock Titan, Marex’s SEC filings are updated as new documents are released on EDGAR. AI-powered tools can assist users by surfacing key points from lengthy filings, highlighting segment trends, explaining non-IFRS measures and drawing attention to notable items such as insider transactions and earnings commentary, helping readers navigate the technical language common in cross-border capital markets reporting.

Rhea-AI Summary

Marex Group plc officer Paolo Tonucci has filed an initial ownership report showing a direct holding of 1,380,023 ordinary shares. This total includes 286,871 shares underlying deferred bonus plan awards, each representing a right to receive one ordinary share upon vesting and settlement of the respective award.

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Rhea-AI Summary

Marex Group plc Chief Executive Officer Ian T. Lowitt filed an initial ownership report showing he holds 2,907,979 ordinary shares. This total includes 278,406 shares underlying deferred bonus plan awards, each representing a contingent right to receive one ordinary share upon vesting and settlement.

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Rhea-AI Summary

Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing of the EFA, RTY and NDX. The Notes are sold in $1,000 Principal Amount increments with an Estimated Initial Value of $950.00–$990.00 per Note and a Trade and Pricing Date of March 31, 2026.

The Notes pay a quarterly Contingent Coupon of at least 2.925% (equivalent to at least 11.70% per annum) if each Underlying is ≥70.00% of its Initial Value on a Coupon Determination Date, are callable if each Underlying is ≥100.00% on a Call Observation Date, and mature on April 5, 2028. At maturity, if the Worst Performing Underlying’s Reference Return is -30.00% or worse, investors bear 1:1 downside and may lose up to 100% of principal. All payments are subject to the credit risk of Marex.

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Rhea-AI Summary

Marex Group plc is offering Autocallable Leveraged Barrier Notes linked to the worst performing of the iShares® Silver Trust (SLV) and the VanEck® Gold Miners ETF (GDX). The notes have a $1,000 principal amount, Trade and Pricing Date of March 31, 2026, Original Issue Date April 6, 2026 and scheduled Maturity Date April 5, 2029.

If both Underlyings meet their Call Threshold on the Call Observation Date (April 7, 2027), notes are automatically called for principal plus a Call Premium of at least 26.50%. If not called, maturity payoffs use the Worst Performing Underlying: 3.00x upside participation for positive returns, principal return if the Reference Return is between 0% and the Barrier Percentage (-30%), and 1-to-1 downside exposure below the Barrier. The Estimated Initial Value is expected between $930.00 and $980.00. All payments are subject to Marex credit risk and the Notes pay no interest.

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Rhea-AI Summary

Marex Group plc offers Leveraged Buffered Notes linked to the worst performing of EFA, EEM and IWM. The Notes have a $1,000 principal amount per Note, trade/pricing on March 31, 2026, original issue on April 6, 2026 and mature on April 5, 2028 with Final Valuation Date March 31, 2028.

Key economics: at least 195.00% Upside Participation, a -10.00% Buffer, and a Downside Leverage Factor of 111.11% (approx.). Estimated Initial Value is expected between $950.00 and $990.00 per Note. All payments are subject to Marex credit risk.

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Rhea-AI Summary

Marex Group plc delivered record results for Q4 and full year 2025, driven by strong client activity and recent acquisitions. Full-year revenue rose 27% to $2,024.1 million, with Profit Before Tax from continuing operations up 39% to $411.6 million and Adjusted Profit Before Tax up 30% to $418.1 million. Basic earnings per share increased 39% to $4.12, while Adjusted Profit Before Tax Margin improved to 20.7%.

In Q4 2025, revenue grew 38% to $572.1 million, Adjusted Profit Before Tax rose 41% to $114.9 million, and basic EPS advanced 50% to $1.14, marking the strongest quarter on record. Growth was broad-based across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, with particularly rapid expansion in Prime Services and metals market making. Return on Equity reached 27.6%, and Adjusted Return on Equity was 29.9%. The board approved a Q4 2025 dividend of $0.15 per share, payable on 31 March 2026.

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Rhea-AI Summary

Marex Group plc priced $1,000,000 of Autocallable Contingent Income Barrier Notes with a $1,000 principal amount per note linked to the worst performing common stock of Amazon.com, Alphabet (Class A), NVIDIA and Tesla. The Notes have a Pricing Date of February 20, 2026, a Trade Date of February 23, 2026, an Original Issue Date of February 26, 2026, and a scheduled Maturity Date of March 1, 2027.

The Notes pay a contingent quarterly coupon of 11.75% (equivalent to 47.00% per annum) if each underlying is at or above its coupon trigger (80% of initial value) on Coupon Determination Dates; they are automatically called if each underlying is at or above 100% of initial value on any Call Observation Date. At maturity, payments depend on the Reference Return of the Worst Performing Underlying: >=-20% pays principal plus final coupon; between -20% and -40% pays principal only; <-40% results in a principal loss tied 1:1 to the Reference Return. The Estimated Initial Value was $984.00 per note, below the price to public. The Notes are senior unsecured obligations of Marex and subject to Marex credit risk; an application for listing on the Vienna MTF has been filed.

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Rhea-AI Summary

MRX submitted a Form 144 notice reporting proposed sales of common stock by insiders or affiliates. The filing lists multiple lots of restricted or privately acquired shares, including 12,912, 18,300, 16,744, 94, and 18,618 shares tied to acquisition dates from 12/29/2020 through 05/17/2024. The entries identify the issuer as the source for restricted stock unit grants and private transactions; timing and sale mechanics are not detailed in the excerpt.

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Rhea-AI Summary

Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing shares of Amazon, Alphabet (Class A), NVIDIA and Tesla, with a Principal Amount of $1,000 per Note and a scheduled Maturity Date of March 1, 2027.

The Notes pay a quarterly Contingent Coupon of 11.75% per quarter (47.00% per annum) if each underlying meets its Coupon Trigger on a Coupon Determination Date; otherwise no coupon is paid. The Notes are automatically callable if each underlying closes at or above 100% of its Initial Value on any Call Observation Date. Payment at maturity depends on the Reference Return of the Worst Performing Underlying with downside Barrier Values set at 60% of Initial Value and a principal-loss threshold mechanics described in the supplement.

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Marex Group plc is offering $1,000,000 of senior unsecured Leveraged Barrier Notes linked to the Nikkei Stock Average, iShares MSCI South Korea ETF and iShares MSCI Taiwan ETF, maturing on February 17, 2028. Net proceeds are $980,000 after a $20,000 underwriting discount.

The notes provide 146% upside participation on a positive basket return, but if a barrier event occurs (any underlying at or below 80% of its initial value), repayment is based solely on the worst performer and investors can lose from 20% up to all principal. The notes pay no interest, are subject to Marex credit risk, have an estimated initial value of $959.60 per $1,000, and application has been made to list them on the Vienna MTF.

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FAQ

How many Marex Group plc (MRX) SEC filings are available on StockTitan?

StockTitan tracks 65 SEC filings for Marex Group plc (MRX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Marex Group plc (MRX)?

The most recent SEC filing for Marex Group plc (MRX) was filed on March 18, 2026.