Welcome to our dedicated page for Marex Group plc SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Marex Group plc (NASDAQ: MRX), a diversified global financial services platform operating across energy, commodities and financial markets. As a foreign private issuer, Marex files an annual report on Form 20-F and periodic Form 6-K reports that furnish press releases and financial information to U.S. investors.
Recent Form 6-K filings include earnings-related disclosures, such as interim results, third quarter results and preliminary trading updates. These documents provide detail on revenue, adjusted profit before tax, segment performance across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, as well as information on net commission income, net trading income, net interest income and net physical commodities income. They also discuss non-IFRS measures, their definitions and reconciliations to the most comparable IFRS metrics.
Other 6-Ks relate to corporate actions and governance, including press releases about purchases of ordinary shares by the Chief Executive Officer and other directors and officers. These filings help investors track insider share dealings and understand how management and board members are building or adjusting their holdings in Marex.
Filings may also reference capital and ratings developments, such as senior debt issuances, Additional Tier 1 instruments and credit ratings from S&P Global Ratings for Marex Group and its U.S. subsidiary, Marex Capital Markets Inc. Together, these disclosures provide insight into the Group’s capital structure, funding and external credit assessment.
On Stock Titan, Marex’s SEC filings are updated as new documents are released on EDGAR. AI-powered tools can assist users by surfacing key points from lengthy filings, highlighting segment trends, explaining non-IFRS measures and drawing attention to notable items such as insider transactions and earnings commentary, helping readers navigate the technical language common in cross-border capital markets reporting.
Marex Group plc has filed a Form 13F holdings report as an institutional investment manager. The filing states that Marex reports 1,565 individual investment positions with a total Form 13F portfolio value of $15,886,440,721, based on reportable U.S. securities.
The report lists three other included managers: Marex Capital Markets Inc., Marex Financial, and Marex Securities Products Inc. It is signed by Corporate Secretary Scott Linsley on behalf of Marex Group, confirming that the information provided is true, correct, and complete.
Marex Group plc is offering $1,000 Leveraged Barrier Notes linked to a basket of the Nikkei Stock Average, iShares MSCI South Korea ETF and iShares MSCI Taiwan ETF, maturing on February 17, 2028.
If no Barrier Event occurs and the basket return is positive, investors receive $1,000 plus 146.00% of the basket’s gain; if the basket return is zero or negative (but each underlying stays above 80% of its initial level), they receive $1,000 back.
If a Barrier Event occurs—meaning the worst-performing underlying finishes at or below 80% of its initial value—repayment is $1,000 plus the return of the worst performer, creating 1:1 downside exposure and possible total loss of principal. The notes pay no interest, have an Estimated Initial Value expected between $930.00 and $980.00 per note, and carry Marex credit, liquidity, market, FX and emerging-market risks.
Marex Group plc is offering issuer callable contingent income barrier notes linked to the worst performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices. Each note has a $1,000 principal amount, trades in book-entry form and is intended to list on the Vienna MTF.
Investors may receive quarterly contingent coupons of 11.70% per annum (2.925% per quarter) only if all three indices are at or above 70% of their initial levels on each determination date. The same 70% level acts as a barrier at maturity; if the worst index finishes below this barrier and the notes have not been called, repayment of principal is reduced one-for-one with the index loss, up to a total loss.
Marex can redeem the notes early on specified quarterly dates starting June 1, 2026, paying principal plus any due coupon, after which no further payments are made. The estimated initial value is expected between $950 and $990 per note, below the $1,000 price to the public, and investors are exposed to Marex’s senior unsecured credit risk.
Marex Group plc is offering senior unsecured Autocallable Leveraged Barrier Notes linked to the worst performer of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, maturing on March 2, 2029. Each Note has a $1,000 principal amount and no periodic interest.
The Notes can be automatically called on March 8, 2027 if each underlying is at or above 100% of its initial value, in which case investors receive $1,000 plus a call premium of at least 14.50% per Note. If held to maturity and not called, investors receive $1,000 plus 200% of any positive return of the worst-performing underlying.
If the worst-performing underlying ends at or below its initial level but no worse than a -30% barrier, investors receive back $1,000. Below the -30% barrier, repayment is reduced one-for-one with the loss in the worst-performing underlying, up to total loss of principal. The estimated initial value is expected to be between $940 and $990 per Note, and application has been made to list the Notes on the Vienna MTF. Repayment depends on Marex’s credit and the Notes are not insured or guaranteed by any government scheme.
Marex Group plc is offering Capped Leveraged Buffered Notes linked to the EURO STOXX 50® Index, each with a $1,000 principal amount and no interest payments. The notes target an upside participation rate of at least 200%, but gains are capped at a 27% maximum return.
Principal is protected only for index declines up to 10%; beyond that buffer, losses are leveraged at about 111.11%, and investors can lose their entire investment. The estimated initial value per note is expected between $960 and $990, below the public offering price, and repayment depends entirely on Marex’s credit. Application has been made to list the notes on the Vienna MTF.
MRX insider Simon Van Den Born filed a notice to sell up to 28,000 shares of Common Stock through Goldman Sachs & Co. LLC on the NASD, with an aggregate market value of $1,099,840. The issuer had 71,231,706 shares outstanding, and the planned sale date is February 2, 2026.
The 28,000 shares were acquired as compensation via restricted stock units from the issuer on May 4, 2023 (26,758 shares) and May 17, 2024 (1,242 shares). Over the past three months, the filer sold 14,000 shares of Common Stock on each of November 3, 2025, December 1, 2025, and January 5, 2026, for gross proceeds of $433,636, $493,194.8, and $550,800.6, respectively.
Marex Group plc is offering autocallable capped leveraged buffered notes linked to the iShares Bitcoin Trust ETF, a fund that tracks the price of bitcoin. Each Note has a $1,000 principal amount, a 150% upside participation rate, a maximum return of 75%, and a 25% downside buffer, so losses begin if the ETF falls more than 25% from its initial level and can reach up to 75% of principal.
The Notes may be automatically called on February 11, 2027 if the ETF’s closing price on February 8, 2027 is at or above 100% of its initial value, paying back principal plus at least a 14% call premium. If not called and held to February 3, 2028, repayment depends on the ETF’s final level under the stated payoff formulas. The Notes pay no interest, are senior unsecured debt of Marex, and are expected to have an estimated initial value between $930 and $980 per $1,000 Note. Application has been made to list them on the Vienna MTF, and investors are exposed both to Marex’s credit risk and to the significant volatility and regulatory risks associated with bitcoin.
Marex Group plc is offering leveraged barrier notes linked to the EURO STOXX 50® Index, with each Note having a $1,000 principal amount and maturing on February 3, 2028. The Notes are senior unsecured debt of Marex and do not pay interest.
At maturity, investors receive $1,000 plus a leveraged gain if the Index return is positive, using an upside participation rate of at least 137%. If the Index return is at or above the -25% barrier, principal is returned with no gain. If the Index return falls below the barrier, repayment is reduced one-for-one with the loss in the Index, potentially down to zero.
The Estimated Initial Value on the pricing date is expected to be between $960 and $990 per $1,000 Note, less than the price to the public. Application has been made to list the Notes on the Vienna MTF, though liquidity is not assured. Key risks include equity market risk, exposure to non-U.S. stocks and currencies, Marex’s credit risk, limited secondary market, conflicts of interest, and uncertain U.S. tax treatment.
Marex Group plc is offering issuer callable contingent income barrier notes linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50 indexes. Each Note has a $1,000 principal amount, a scheduled maturity on February 2, 2029, and can be redeemed early at Marex’s option on specified quarterly Call Payment Dates starting May 5, 2026.
Investors may receive a contingent coupon of $25.38 per $1,000 (about 2.538% per quarter, or 10.15% per year) on each Coupon Payment Date, but only if every index is at or above 70% of its initial level on the related determination date. Principal is protected only if, at maturity, the worst-performing index is not down more than 30%; otherwise repayment is reduced one-for-one with the loss and can fall to zero. The estimated initial value is expected to be $950–$990 per Note, below the $1,000 price to the public, and the Notes are senior unsecured obligations exposed to Marex’s credit risk.
Marex Group plc is issuing $527,000 of Autocallable Buffered Notes linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV), maturing January 22, 2031. Each Note has a $1,000 principal amount, with total proceeds to Marex of $524,892 after underwriting discounts.
The Notes can be automatically called if on any observation date both ETFs close at or above 100% of their initial values, paying back principal plus a growing call premium starting at 20.00% per year and reaching 100.00% (a $2,000 call amount per $1,000) by final maturity. If held to maturity and not called, investors receive principal plus the final 100.00% premium if the worst ETF is at or above its initial value, full principal back if the worst ETF is down but no more than 30%, and a 1:1 loss beyond that buffer up to a maximum 70% loss of principal.
The Notes pay no interest, are senior unsecured obligations of Marex, and application has been made to list them on the Vienna MTF. The Estimated Initial Value is $981.40 per $1,000 Note, lower than the price to the public.