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Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory auto-callable securities due January 11, 2028, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 43.50%. The initial level of the Roundhill Memory ETF (the underlier) was $64.76 on the strike date. If the closing level on any redemption determination date is at or above the call threshold ($64.76), the notes auto-redeem for the stated principal plus the contingent coupon. Coupon and downside mechanics use a coupon barrier and downside threshold equal to $38.856 (60% of the initial level). If not auto-redeemed, maturity payment is principal if the final level is at or above the downside threshold; otherwise payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to possible loss of principal, potentially to zero. The agent estimated the securities' value on the pricing date at approximately $964.00 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note linked to the common stock of Micron Technology, Inc. with a stated principal amount of $1,000 per security and a maturity date of August 11, 2027. The securities pay no interest; if the final level on the observation date is at or above the downside threshold ($492.375, 50% of the initial level), holders receive the stated principal plus a fixed upside payment of $444.40 per security. If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and holders may lose up to their entire principal. The initial level is $984.75, the observation date is August 6, 2027, the estimated value on the pricing date was about $978.50, and the agent’s commission was $10.42 per security.
Morgan Stanley Finance LLC is offering auto-callable, principal‑at‑risk notes due April 20, 2028, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $968.30. The notes pay no interest and repay based on the worst performing of the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF (XLK).
The notes can be automatically redeemed on specified determination dates if each underlier is at or above a call threshold (95% of its initial level), producing fixed early redemption payments. If not called, maturity payments depend on final levels versus a downside threshold (70% of initial level): full enhanced payment, return of principal, or a principal loss proportional to the worst performing underlier.
Morgan Stanley Finance LLC is offering $29,685,800 of Trigger Callable Yield Notes due October 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 10.00% per annum coupon monthly and are callable monthly beginning October 7, 2026 based on a risk‑neutral valuation model selected by the issuer.
At maturity investors receive principal only if both the Russell 2000® and the EURO STOXX 50® are at or above their respective Downside Thresholds (70% of initial values); otherwise payment is linked to the percentage return of the least performing underlying and principal can be significantly reduced or lost. Estimated value on the trade date was $9.954 per security versus an issue price of $10.00.
Morgan Stanley Finance LLC priced Trigger Autocallable Notes linked to the Russell 2000® Index with aggregate proceeds of $5,508,300. The securities have a $10 issue price, an estimated trade‑date value of $9.677 and a 5‑year term maturing on July 8, 2031. Beginning after one year, quarterly Observation Dates (starting July 12, 2027) may trigger automatic calls if the Index closes at or above the Initial Level of 2,996.110. If not called, holders receive $10 at maturity only if the Final Level is at or above the Downside Threshold of 2,247.083 (approximately 75% of the Initial Level); otherwise payment at maturity is $10 × (1 + Underlying Return), which can result in a substantial or total loss of principal. The fixed Call Return Rate is 9.68% per annum, producing increasing Call Prices on successive Observation Dates. All payments are subject to issuer and guarantor credit risk and limited secondary‑market liquidity.
Morgan Stanley Finance LLC offers Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the EURO STOXX 50® Index. The offering totals $15,677,840 at an Issue Price $10.00 per Security with an estimated Trade Date value $9.854 per Security.
The Notes pay a fixed Coupon Rate 8.40% per annum in equal monthly installments ($0.07 per Security per month) and mature on October 7, 2027 (Final Valuation Date October 4, 2027). Beginning October 7, 2026, the issuer may call the Notes monthly if a risk neutral valuation model indicates calling is economically rational. At maturity, if either Underlying closes below its Downside Threshold (70% of initial value), payment equals $10 × (1 + Underlying Return of the Least Performing Underlying), which can result in a significant loss of principal.
Morgan Stanley Finance LLC priced Principal at Risk securities tied to Robinhood Markets, Inc. Class A common stock. The securities have a $1,000 stated principal amount, an issue price of $1,000 per security and an aggregate principal amount of $559,000.
They pay a contingent coupon at an annual rate of 21.85% only if the underlier’s closing level meets the coupon barrier on observation dates, feature automatic early redemption if the underlier meets a call threshold of $112.73, and expose investors to full downside below a downside threshold of $67.638 (60% of the initial level). All payments are unsecured and subject to Morgan Stanley’s credit risk.
The issuer, Morgan Stanley Finance LLC, is offering callable Principal at Risk securities linked to the worst performing of three underliers: the iShares Expanded Tech-Software Sector ETF, the Russell 2000 Index and the State Street Real Estate Select Sector SPDR ETF. The securities have a $1,000 stated principal amount, an aggregate principal amount of $882,000, an original issue price of $1,000 and maturity on July 8, 2030. Investors may receive a contingent coupon of 13.30% per annum on each coupon payment date only if each underlier is at or above its coupon barrier on the related observation date. If any underlier falls below its downside threshold at maturity, the investor’s principal is reduced proportionally to the worst performing underlier. The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to early redemption starting on July 8, 2027 based on a risk neutral valuation model.
Morgan Stanley Finance LLC prices Principal at Risk notes linked to the S&P 500® Index. The securities have a $1,000 stated principal amount and an aggregate principal amount of $10,000,000. The term runs from July 8, 2026 to July 20, 2027, with observation on July 15, 2027.
At maturity investors receive the stated principal plus a fixed $90.70 upside payment if the final level is at or above the buffer (90% of the initial level). If the final level is below the buffer, losses are amplified by a 1.1111% downside factor per 1% index decline beyond the 10% buffer; there is no minimum payment and investors may lose their entire investment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note linked to the Global X Defense Tech ETF with a $799,000 aggregate issuance at $1,000 per security. The securities mature on July 7, 2028 and carry an automatic early redemption feature: if the underlier’s closing level on the first determination date (July 15, 2027) is at or above the call threshold of $63.96 (100% of the initial level), each security will be redeemed early for $1,140.
If not called, payments at maturity depend on the final closing level on the final determination date (July 3, 2028): upside payments apply when the final level is above the initial level (participation rate 125%); full principal is returned if the final level is ≥ the buffer level of $54.366 (85% of the initial level); if the final level is below the buffer, losses apply at a downside factor of 1.1765 per 1% beyond the buffer and there is no minimum payment. The estimated value on the pricing date was $983.00 per security. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.