Welcome to our dedicated page for MS-PL SEC filings (Ticker: MS-PL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Contingent Income Auto-Callable Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The offering totals $278,000 in aggregate principal at $1,000 per security. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $978.00, a contingent annual coupon rate of 11.90% and a maturity date of April 14, 2031.
Coupons are paid only if all three underliers are at or above their coupon barrier levels on observation dates; early automatic redemption occurs if all underliers meet call thresholds on a redemption determination date. At maturity, if any underlier is below its downside threshold (70% of its initial level), investors suffer a loss equal to the percentage decline of the worst performing underlier; payments could be significantly less than principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to Blackstone Inc. The securities were issued at $1,000 each (original issue price) with an estimated value of $975 on the pricing date and aggregate principal of $2,496,000. At maturity investors receive $1,000 plus a fixed $255 upside payment if the final level is at or above the downside threshold (60% of the initial level). If the final level is below the downside threshold, payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose up to their entire principal. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC prices Principal at Risk securities tied to the S&P 500® Index. The offering totals $874,000 at a $1,000 stated principal amount per security with an issue price $1,000. The notes mature April 14, 2031 and provide a 20% buffer (80% buffer level) with a 103.50% participation rate and a $1,800 maximum payment. If the final level is below the buffer, holders lose 1% per 1% decline beyond the buffer; the minimum payment at maturity is 20% of principal.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering PLUS principal-at-risk securities with an aggregate principal amount of $250,000 at a stated principal amount of $1,000 per security. The securities mature on April 10, 2031 and are linked to the worst performing of Invesco QQQ Trust (QQQ), State Street Technology Select Sector SPDR ETF (XLK) and VanEck Semiconductor ETF (SMH). If the final level of each underlier exceeds its initial level, investors receive the stated principal plus a leveraged upside equal to 180.50% of the appreciation of the worst performing underlier. If any underlier is below its initial level, the payment equals the stated principal multiplied by the worst performing underlier’s performance factor; there is no minimum payment and investors may lose their entire investment. The estimated value on the pricing date was $965.30 per security; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note linked to the worst-performing of the S&P 500® and Russell 2000® indices. The securities have a $1,000 stated principal amount, an upside payment of $460 (46%), a 100% absolute return participation rate, and a maturity date of May 5, 2031. Payment depends solely on closing levels on the observation date of April 30, 2031, with a downside threshold at 75% of initial levels; if either underlier is below that threshold, investors can lose principal on a 1:1 basis. The original issue date is May 5, 2026 and the issue price is $1,000 per security; estimated value on the pricing date was approximately $947.80.
Morgan Stanley Finance LLC is offering Callable Contingent Income Buffered Securities due April 11, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issue is priced at $1,000 per security with an aggregate principal amount of $250,000. The securities pay a contingent coupon at an annual rate of 8.20% for an interest period only if the closing level of both underliers (the Russell 2000® and the Dow Jones Industrial Average) on the relevant observation date is at or above their coupon barrier levels (each set at 85% of the initial level). Investors face principal risk: at maturity, if the worst performing underlier is below its buffer level (85%), the payment equals stated principal × (performance factor of the worst performing underlier + 15% buffer), subject to a 15% minimum payment. The securities may be redeemed early (beginning April 9, 2027) if a risk neutral valuation model determines redemption is economically rational for the issuer; redemption suspends future payments. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal-at-risk market-linked securities due April 11, 2028, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $968.70 and a contingent monthly coupon corresponding to 17.05% per annum if the lowest-performing underlying stock meets its monthly coupon threshold. The securities reference the common stock of Broadcom Inc. and NVIDIA Corporation, use the lower-performing stock to determine payouts, and expose holders to >50% principal loss if the lowest-performing stock closes below its 50% downside threshold on the final calculation day.
Morgan Stanley Finance LLC prices market-linked notes due May 2, 2031, fully guaranteed by Morgan Stanley, linked to a 10-stock basket with a 105% participation rate.
The notes have a $1,000 stated principal amount per note, an estimated pricing-date value of approximately $943.40 per note, and pay no periodic interest; payment at maturity depends on the basket's closing level on the observation date.
Morgan Stanley and Morgan Stanley Finance LLC (MSFL) describe a program to offer Performance Leveraged Upside Securities (PLUS) linked to one or more indices, common stocks, ETFs or baskets. PLUS issued by MSFL are fully and unconditionally guaranteed by Morgan Stanley. The product supplement summarizes general PLUS terms, including bull/bear structures, leverage factors, buffered variants, valuation and payout mechanics, hypothetical illustrations (stated principal amount examples of $10), distribution restrictions across jurisdictions and key risks including no guaranteed principal, issuer credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC priced a principal-at-risk, auto-callable structured note guaranteed by Morgan Stanley linked to the worst performing of the Invesco QQQ Trust (QQQ) and the VanEck Semiconductor ETF (SMH).
Terms: $1,000 stated principal per security, issue price $1,000, estimated value $992.10, aggregate $5,090,000. Automatic early redemption can occur on the first determination date for an early redemption payment of $1,312.50; maturity payoff depends on worst-underlier performance with a 200% participation rate for upside and a 70% downside threshold.