$3.69M insider stock sale planned in Morgan Stanley (NYSE: MS) filing

Rhea-AI Filing Summary

Form 144 discloses a planned sale of 20,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The aggregate market value of the planned sale is $3,691,000, based on the figure reported. The filing notes that 1,589,309,311 shares of this class were outstanding at the time referenced.

The shares to be sold come from employee stock unit awards granted by the issuer. One grant of 3,784 common shares was acquired on 10/02/2020 and another grant of 16,216 common shares was acquired on 01/16/2026, both as employee stock unit awards with the same dates listed for payment. The person on whose behalf the sale is being made represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	3691000.00	1589309311	01/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2020	Employee stock unit award(s)	Issuer			3784	10/02/2020	Employee stock unit award(s)
Common	01/16/2026	Employee stock unit award(s)	Issuer			16216	01/16/2026	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for MS disclose?

The Form 144 discloses a planned sale of 20,000 shares of common stock with an aggregate market value of $3,691,000, to be executed on the NYSE through Morgan Stanley Smith Barney LLC.

How many Morgan Stanley (MS) shares are planned to be sold under this Form 144?

The notice covers a planned sale of 20,000 common shares.

What is the reported market value of the MS shares to be sold?

The filing reports an aggregate market value of $3,691,000 for the 20,000 common shares to be sold.

How were the MS securities being sold under Form 144 acquired?

The securities were acquired through employee stock unit awards, including 3,784 common shares on 10/02/2020 and 16,216 common shares on 01/16/2026.

What is the number of MS shares outstanding referenced in this Form 144?

The filing reports 1,589,309,311 shares of the common stock class as outstanding.

Which broker is handling the planned MS share sale in this Form 144?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What representation does the seller make in this MS Form 144 filing?

The person for whose account the shares are to be sold represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.