Insider equity award holder in Morgan Stanley (NYSE: MS) plans Rule 144 sale of 7,860 shares

Rhea-AI Filing Summary

A holder of Morgan Stanley (MS) common stock has filed a notice of proposed sale under Rule 144. The filing covers the planned sale of 7,860 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 01/20/2026, to be executed on the NYSE, with an indicated aggregate market value of $1,441,879.27. As context, the filing notes 1,589,309,311 common shares outstanding.

The securities to be sold were acquired on 01/16/2026 directly from the issuer as employee stock unit awards, with that same date listed as the payment date and the amount acquired matching the proposed sale of 7,860 shares. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7860	1441879.27	1589309311	01/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/16/2026	Employee stock unit award(s)	Issuer			7860	01/16/2026	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Morgan Stanley (MS) shares are covered by this Rule 144 notice?

The notice covers the proposed sale of 7,860 shares of Morgan Stanley common stock.

What is the aggregate market value of the Morgan Stanley (MS) shares to be sold?

The filing lists an aggregate market value of $1,441,879.27 for the 7,860 common shares to be sold.

When were the Morgan Stanley (MS) shares to be sold under Rule 144 acquired?

The 7,860 common shares were acquired on 01/16/2026 as employee stock unit awards from the issuer.

When is the approximate sale date for the Morgan Stanley (MS) shares in this notice?

The approximate sale date stated in the notice is 01/20/2026, with the shares to be sold on the NYSE.

How many Morgan Stanley (MS) shares were outstanding according to this filing?

The filing states that there were 1,589,309,311 common shares outstanding at the time referenced.

Through which broker will the Morgan Stanley (MS) shares be sold under this Rule 144 filing?

The proposed sale will be executed through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, New York, NY 10004.