Morgan Stanley 10% owner returns 1.34M shares

The reporting person held 375,330,252 Morgan Stanley shares directly after the disposition.

Rhea-AI Filing Summary

Morgan Stanley’s 10% owner, Mitsubishi UFJ Financial Group Inc., returned 1,340,519 common shares to the issuer on September 22, 2026, at $212.5674 per share. It held 375,330,252 shares directly after the transaction. The disposition was effected pursuant to a sales plan adopted on April 18, 2018, designed to comply with Rule 10b5-1(c).

Insider Trade Summary 10b5-1

Disposition: 1,340,519 shares

Disposition 1 txn

Insider MITSUBISHI UFJ FINANCIAL GROUP INC

Role 10% Owner

Type	Security	Shares	Price	Value
Disposition	Common Stock F1, F2	1,340,519	$212.5674	$284.95M

Holdings After Transaction: Common Stock — 375,330,252 shares (Direct)

Footnotes (2)

1. F1. By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.
2. F2. The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan adopted on April 18, 2018 and designed to comply with Rule 10b5-1(c).

Key Figures

Shares returned to issuer: 1,340,519 shares Transaction price per share: $212.5674 per share Direct shares held after transaction: 375,330,252 shares

3 metrics

Shares returned to issuer 1,340,519 shares September 22, 2026

Transaction price per share $212.5674 per share September 22, 2026 disposition

Direct shares held after transaction 375,330,252 shares After the September 22, 2026 disposition

Key Terms

Rule 16b-3(e), Rule 10b5-1(c), director by deputization

3 terms

Rule 16b-3(e) regulatory

"approved by Morgan Stanley in accordance with Rule 16b-3(e)"

Rule 10b5-1(c) regulatory

"designed to comply with Rule 10b5-1(c)"

Rule 10b5-1(c) is an SEC guideline that lets company insiders set up a written, pre-planned schedule to buy or sell their company stock when they are not in possession of material, nonpublic information. For investors, it matters because such plans can reduce the appearance of insider trading by separating decisions from inside knowledge—like putting your trades on autopilot—while also requiring scrutiny since pre-planned trades can still affect market confidence and share value.

director by deputization regulatory

"also director of Morgan Stanley by deputization"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Morgan Stanley shares did Mitsubishi UFJ Financial Group Inc. return to the issuer?

Mitsubishi UFJ Financial Group Inc. returned 1,340,519 Morgan Stanley common shares to the issuer on September 22, 2026, at $212.5674 per share. The disposition was effected under a sales plan adopted on April 18, 2018, designed to comply with Rule 10b5-1(c).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/24/2026 - 06:10 AM Accepted by SEC EDGAR 09/24/2026 - 06:10 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MITSUBISHI UFJ FINANCIAL GROUP INC

(Last) (First) (Middle)

4-5, MARUNOUCHI 1-CHOME, CHIYODA-KU

(Street)

TOKYO 100-8330

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[N/A]

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/22/2026		D(2)		1,340,519	D	$212.5674	375,330,252	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.

2. The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan adopted on April 18, 2018 and designed to comply with Rule 10b5-1(c).

	/s/ Satoshi Honda	09/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)