Every Form 4 that Morgan Stanley (MS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MS filings page.
Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported equity compensation and related tax withholding transactions in company stock. On January 16, 2026, he acquired 36,965.47 shares of Common Stock at $0 per share through the vesting of Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which convert to common stock on a 1-for-1 basis.
On the same date, 20,893 shares of Common Stock at $191.23 per share were withheld to satisfy taxes upon conversion of Restricted Stock Units granted on January 18, 2023. Following these transactions, Grossman directly beneficially owns 204,325.59 shares of Morgan Stanley Common Stock. The share withholding is a tax-settlement mechanism rather than an open-market sale.
Morgan Stanley Chief Client Officer Crawley Mandell reported two transactions in the company’s common stock. On January 16, 2026, Mandell acquired 18,171.69 shares at a price of $0, tied to restricted stock units granted in 2026 as part of 2025 year-end compensation, which are convertible into common stock on a 1-to-1 basis.
On the same date, 5,934 shares were disposed of at $191.23 per share to cover taxes due upon the conversion of restricted stock units granted on January 18, 2023. Following these transactions, Mandell directly beneficially owned 76,648.495 shares of Morgan Stanley common stock.
Morgan Stanley Chairman and CEO Edward Pick reported changes in his holdings of the company’s common stock. On January 16, 2026, 35,134 shares were disposed of at $191.23 per share in a transaction coded “F,” which the notes explain as shares withheld to cover taxes when previously granted restricted stock units vested.
On the same date, a separate transaction coded “G” shows the disposition of 8,149 shares at $0 per share, leaving Pick with 610,454.899 shares held directly. He also has 4,273.444 shares held indirectly through a 401(k) plan and 104,963 shares indirectly through a grantor retained annuity trust. The notes add that since his last report, 77,013 shares previously held indirectly by such a trust were transferred back to him as an annuity payment.
Morgan Stanley director reported receiving additional equity compensation in the form of deferred stock units. On 12/01/2025, the reporting person acquired 459.241 shares of Morgan Stanley common stock at a price of $168.757 per share, bringing total directly owned shares to 88,666.394.
The units were granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers for service on the Board of Directors. Each deferred stock unit is convertible into one share of common stock, aligning director compensation with shareholder interests through equity rather than cash.
Morgan Stanley director reports deferred stock unit grant tied to service on the company’s board. On 12/01/2025, the director acquired 429.612 shares of Morgan Stanley common stock in the form of deferred stock units at a price of $168.757 per share. These units were granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers for board service and are convertible into common stock on a 1-to-1 basis.
Following this grant, the director beneficially owns 45,137.158 shares of Morgan Stanley common stock in direct form. The filing reflects a routine equity-based compensation transaction for a board member rather than an open-market purchase or sale.
Morgan Stanley director reports deferred stock unit grant
A Morgan Stanley director filed a Form 4 reporting an award of 227.151 deferred stock units of Morgan Stanley common stock on 12/01/2025. The units were acquired at a price of $168.757 per share and increased the director’s beneficial ownership to 1,895.761 shares held directly.
The filing explains that these deferred stock units were granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers for serving on the Board of Directors. Each stock unit is convertible into one share of Morgan Stanley common stock.
Morgan Stanley (MS) reported an insider transaction on Form 4. A director disclosed a disposition coded “G” of 1,800 shares of Common Stock on 11/07/2025 at a reported price of $0. Following this transaction, the reporting person beneficially owns 46,883.484 shares, held directly.
The filing indicates the form was submitted by an attorney-in-fact. No derivative securities were reported in Table II.
Morgan Stanley (MS) filed a Form 4 for its Co‑President reporting a bona fide gift of common stock. On 10/29/2025, the insider disposed of 10,000 shares of Common Stock at $0 per share under transaction code G (gift).
Following the transaction, the insider beneficially owns 383,757.251 shares directly. In addition, 1,784.419 shares are held indirectly by a 401(k) Plan. This filing reflects a transfer by gift rather than an open-market sale.
Morgan Stanley (MS) disclosed a Form 4 showing its Chairman and CEO executed two transactions on 10/31/2025. The insider sold 100,000 shares of common stock at a weighted average price of $164.3444, with individual trades ranging from $164.11 to $164.65. The filing also reports a gift of 123 shares.
Following these transactions, the insider directly beneficially owns 574,863.015 shares. Additional indirect holdings include 4,248.685 shares via a 401(k) plan and 181,976 shares held by a Grantor Retained Annuity Trust.
Morgan Stanley (MS) filed a Form 4 reporting an insider transaction by its Chief Accounting Officer. On 10/16/2025, a transaction coded “F” was reported involving 49 shares of common stock at $162.65 per share. Following this transaction, the reporting person directly owned 8,740.667 shares.
The filing indicates it was submitted by one reporting person and reflects direct ownership. No derivative securities transactions were reported.