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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $2,000,000 offering of principal-at-risk, contingent-coupon, memory auto-callable notes linked to the common stock of NVIDIA Corporation. The notes have a $1,000 stated principal amount per security, an 11.00% annual contingent coupon, a maturity date of June 29, 2028, and are fully and unconditionally guaranteed by Morgan Stanley. The initial level of the underlier was $199.00 (the initial level and call threshold). The coupon barrier and downside threshold are both $109.45 (55% of the initial level). If not called early, payments at maturity depend on the final level: full principal is returned only if the final level is at or above the downside threshold; otherwise payment equals principal multiplied by final/initial level and could be significantly less or zero.
Morgan Stanley Finance LLC priced a preliminary offering of leveraged, buffered S&P 500® index‑linked notes (Face Amount $1,000 per note) that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The notes provide 150% participation in upside subject to a cap (expected between 108.01% and 109.39% of the Initial Underlier Level) and a Maximum Settlement Amount expected between $1,120.15 and $1,140.85 per $1,000. The notes include a 10.00% buffer (you receive $1,000 if the index decline is ≤10.00%) and expose investors to full downside if the index falls by more than 10.00%. The estimated value on the trade date is approximately $986.70 per note and the price to public is $1,000 with agent compensation of $10.80 (1.08%). All payments are subject to issuer credit risk; the notes are not exchange‑listed, do not pay interest, and have no guaranteed return of principal.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities tied to Citigroup Inc. common stock with an aggregate principal amount of $2,980,000 (100 securities at $1,000 each). The securities mature on June 28, 2029 with a final observation date of June 25, 2029.
The notes pay a contingent coupon at an annual rate of 11.40% only when observation-date closing levels meet or exceed the coupon barrier. The securities feature automatic early redemption if the underlier is at or above a call threshold on a redemption determination date. Investors bear full principal risk: if the final level is below the downside threshold, payment at maturity is reduced pro rata and could be zero. All payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due August 4, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a stated principal amount of $1,000, a 130% leverage factor on upside returns and a trigger level equal to 85% of the initial index value. At maturity the payout is based on the S&P 500® closing value on the valuation date; if the final index value is below the trigger level, investors lose a portion or all of principal on a 1% loss per 1% index decline. The pricing date is July 17, 2026, original issue date July 22, 2026, and the issuer estimates the value on the pricing date at approximately $949.20 per Trigger PLUS. The maximum payment at maturity will be set on the pricing date and will be at least $1,850 per Trigger PLUS. All payments are subject to the issuer’s credit risk and the notes will not be listed.
The Issuer is Morgan Stanley Finance LLC with a principal at risk note offering of $1,000 per security (aggregate $1,634,000) maturing on June 27, 2031. The securities pay a contingent coupon at an annual rate of 8.00% only if observation-date closing levels meet the coupon barrier.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an initial level of 3,275.07, a call threshold of 2,734.683 (83.50% of initial), and a coupon barrier/downside threshold of 1,801.289 (55% of initial). Estimated value on the pricing date was $906.30 per security; issue price is $1,000 with a dealer commission of $41.50 per security. Investors bear principal-at-risk, contingent coupon risk, index-specific risks (including a 4% annual decrement), and Morgan Stanley credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Principal at Risk securities due July 12, 2029. The notes are linked to the worst performing of GOOGL, AVGO and NVDA, have a stated principal amount of $1,000 per security, an automatic early redemption feature and a 250% participation rate for upside if not auto‑redeemed.
The securities include a 20% buffer, a minimum payment at maturity equal to 20% of principal, an illustrative early redemption payment of $1,800, and an estimated value on the pricing date of approximately $926.50. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Structured Investments Enhanced Buffered Jump Securities due August 2, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $185 (18.50%). The securities reference a basket of seven semiconductor-related stocks with equal weightings and use a buffer level of 80 (buffer amount 20%) and a downside factor of 1.25. If the final level is at or above the buffer level, holders receive principal plus the fixed upside payment; if below the buffer level, holders lose 1.25% of principal for each 1% decline of the underlier beyond the buffer and could lose their entire investment. The strike and pricing dates are July 15, 2026, original issue date is July 20, 2026, observation date is July 28, 2027. The estimated value on the pricing date is approximately $983.20 per security, and the offering price is $1,000 per security (agent commission $10, proceeds to issuer $990 per security). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk buffered participation securities with a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $966.40. The securities reference a three-component performance-allocation basket (EFA Fund, S&P 500® Futures Excess Return Index, Russell 2000® Index), allocate weights on the observation date based on relative component performance (60%/30%/10% best-to-worst), and provide a 20% buffer against initial losses. At maturity (July 11, 2031), investors receive the stated principal plus any upside subject to a $1,760 maximum payment and a 100% participation rate; if losses exceed the buffer, investors incur dollar-for-dollar losses beyond the buffer down to a 20% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk and tax uncertainties.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income memory auto-callable securities linked to the Class A common stock of Robinhood Markets, Inc. The securities pay a contingent coupon of 21.85% per annum on observation dates that meet the coupon barrier and are automatically redeemable if the underlier meets the call threshold on redemption determination dates. The notes have a stated principal of $1,000 per security, a pricing/strike date of July 2, 2026, an original issue date of July 8, 2026, a final observation date of July 2, 2029 and a maturity date of July 6, 2029. Investors face full principal risk if the final level is below the downside threshold; all payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security. The securities mature on July 3, 2031 and use the closing level on the observation date of June 30, 2031 to determine the payment at maturity.
If the final level is above the initial level, holders receive the stated principal plus a leveraged upside equal to the 202% leverage factor multiplied by the index percent change. If the final level is at or above the downside threshold (70% of the initial level) but not above the initial level, holders receive the stated principal. If the final level is below the downside threshold, holders suffer losses proportional to the index decline and could lose their entire investment. The estimated value on the pricing date was approximately $947.30 per security.