Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-callable feature linked to the Russell 2000® Index under its shelf registration. The notes have a stated principal amount of $1,000 per security and an aggregate principal amount of $1,335,000, maturing on July 26, 2029, and are fully and unconditionally guaranteed by Morgan Stanley.
The securities may be automatically redeemed on August 4, 2027 for an early redemption payment of $1,134.50 per security if the index is at or above its initial level of 2,940.163 on the first determination date. If not called, investors receive at maturity either principal plus an upside payment based on a 150% participation in index gains, only principal if the index is between the initial level and the downside threshold of 2,352.130 (80% of initial), or a loss of 1% of principal for each 1% index decline below the threshold, potentially down to zero.
The estimated value on the pricing date is $968.20 per security, below the $1,000 issue price due to issuance, selling, structuring and hedging costs and the issuer’s funding rate. The notes pay no periodic interest, are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex tax treatment characterized as prepaid financial contracts that are “open transactions” under current counsel opinion.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Trigger PLUS structured notes due July 26, 2029, linked to the worst performing of the Nasdaq-100 Index and the S&P 500 Index. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,375,000.
If the final level of each index is above its initial level, holders receive $1,000 plus 112% of the worst index’s gain. If the worst index is between 100% and 70% of its initial level, investors receive $1,000 plus the absolute percentage decline (one-for-one), capped at a 30% positive return. If either index finishes below 70% of its initial level, repayment is reduced one-for-one with the decline of the worst index, with no minimum payment, so the investment can be lost in full.
The notes pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. The estimated value on the pricing date is $980.40 per security, below the $1,000 issue price, reflecting structuring and hedging costs and the issuer’s funding spread. Liquidity may be limited, and all payments are subject to Morgan Stanley’s credit risk and uncertain tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Auto-Callable Securities due June 28, 2028, linked to the worst performer of the iShares Expanded Tech-Software Sector ETF, the Russell 2000 Index and the State Street SPDR S&P Regional Banking ETF. The notes pay a 13.32% per annum contingent coupon only when on each observation date all three underliers are at or above their coupon barrier levels, set at 70% of initial levels. Beginning January 25, 2027, the notes are automatically called if all underliers are at or above their call thresholds, set at 100% of initial levels, returning principal plus the applicable coupon. If not called, and at maturity any underlier finishes below its downside threshold (65% of initial), repayment is reduced in proportion to the worst underlier’s decline, potentially to zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $967.80 per $1,000 note and limited expected secondary-market liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on July 28, 2031, with an aggregate principal amount of $415,000 and issue price of $1,000 per note.
The notes may be automatically redeemed on July 29, 2027 for $1,300 per note if the index closes at or above the call threshold of 2,928.762 (90% of the initial level 3,254.18) on July 26, 2027. If not called, at maturity investors receive $1,000 plus an upside payment equal to 250% of any positive index return; $1,000 if the final level is between 50% and 100% of the initial level; or a loss matching the full index decline if the final level is below the downside threshold of 1,627.09 (50% of the initial level).
The notes pay no interest, do not guarantee principal, and all payments are subject to the credit risk of Morgan Stanley Finance LLC and its Morgan Stanley guarantee. The estimated value on the pricing date is $923.10 per note, below the $1,000 issue price, reflecting embedded costs. The underlier is a recently launched, leveraged, volatility-targeting index with a 4.0% per annum decrement, hypothetical back-tested history, and limited live performance, which may increase risk and tracking complexity.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Memory Auto-Callable Securities due October 28, 2030, linked to the worst performer of three ETFs: State Street Technology Select Sector SPDR ETF (XLK), State Street Utilities Select Sector SPDR ETF (XLU) and VanEck Semiconductor ETF (SMH). The notes are unsecured, principal-at-risk obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Each $1,000 security offers a contingent coupon at an annual rate of 11.20%, payable only when on an observation date the closing level of each ETF is at or above its coupon barrier (50% of initial levels: XLK $89.225, XLU $23.095, SMH $290.085). Missed coupons can be paid later if the barrier is again met. The notes are automatically called, starting July 23, 2027, if on any redemption determination date all ETFs are at or above their call threshold (100% of initial levels), returning principal plus the current and any unpaid coupons.
If not called, at maturity investors receive principal only if each ETF’s final level is at or above its downside threshold (same as the 50% barriers). If any ETF finishes below its threshold, the payoff is reduced in proportion to the worst-performing ETF, and the amount can fall to zero. The estimated value on the pricing date is $935 per $1,000 note, reflecting embedded costs; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Trigger PLUS structured notes linked to the worst of the Dow Jones Industrial Average and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, with a total aggregate principal of $1,597,000, and matures on July 26, 2030.
The notes pay no interest and do not guarantee repayment of principal. At maturity, if both indices finish above their initial levels, holders receive principal plus 130% of the worst index’s gain. If the worst index is flat or down but at or above its 70% downside threshold, investors receive principal plus 50% of the absolute decline, effectively capped at a 15% positive return. If the worst index finishes below its downside threshold, repayment is reduced 1% for each 1% decline, with no minimum, so the investment can be lost in full.
The initial levels are 51,711.65 for the Dow Jones Industrial Average and 7,408.30 for the S&P 500 Index, with corresponding downside thresholds of 36,198.155 and 5,185.81. The issue price is $1,000 per security, but the estimated value on the pricing date is $986, reflecting issuance, structuring and hedging costs borne by investors. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and liquidity in any secondary market is expected to be limited.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is issuing Nasdaq‑100 Index®-linked Buffered Jump Securities with an auto-call feature maturing July 27, 2028. Each security has a stated principal amount of $1,000 and an issue price of $1,000, with an aggregate principal amount of $1,539,000. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
The notes are automatically redeemed on August 4, 2027 for $1,143.70 per security if the Nasdaq-100 closing level on July 30, 2027 is at or above the call threshold level of 28,454.81. If not called, at maturity investors receive upside participation of 125% of any index gain above the initial level of 28,454.81, return of principal if the final level is at or above the buffer level of 25,609.329 (90% of initial), and a loss of 1% of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The estimated value on the pricing date is $977.40 per security, reflecting embedded costs and issuer credit spreads, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” maturing July 28, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and issue price, with an estimated value of $933 on the pricing date.
The notes may be automatically redeemed on July 29, 2027 for $1,260 per security if the index closes at or above the call threshold of 2,928.762 (90% of the initial level). If not called, at maturity investors receive upside participation of 335% of any index appreciation, return of principal if the index is at or above the 50% downside threshold of 1,627.09, or a proportional loss of principal if below that level, potentially down to zero.
The securities pay no interest, are unsecured obligations of MSFL guaranteed by Morgan Stanley, and expose holders to both market risk on a relatively new, leveraged decrement index and credit risk of Morgan Stanley. Liquidity may be limited, secondary prices are expected to be below the issue price, and U.S. tax treatment is described as prepaid financial contracts with noted uncertainties.