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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced callable contingent-income buffered securities linked to the worst-performing of the Dow Jones Industrial Average, the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF. Each security has a $1,000 stated principal amount, a contingent annual coupon of 13.40% (payable only if all underliers meet 80% coupon barriers on observation dates), a 20% buffer at maturity and a minimum payment of 20% of principal. The notes may be called beginning December 30, 2026 based on a risk-neutral valuation model; investors bear both issuer credit risk and the risk of losing principal if the worst-performing underlier falls below its buffer.
Morgan Stanley is offering $16,722,000 aggregate principal amount of Fixed Rate Notes due June 29, 2033. The notes pay 4.850% per annum, interest semi‑annually, have an issue price of $1,000 per note and an estimated value on the pricing date of $988.50 per note.
Payments are subject to the credit risk of Morgan Stanley. The issuer will receive proceeds net of agent commissions; aggregate proceeds to the issuer are shown as $16,588,224. The notes will not be listed on any exchange and are book‑entry only.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due July 8, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $977.60.
The securities reference the S&P 500® Futures Excess Return Index and provide a leveraged upside (leverage factor 191%), an absolute return participation feature (participation 100%) for limited declines, and a 20% buffer level with a minimum payment at maturity equal to 20% of principal. Payments are subject to Morgan Stanley’s credit risk and the terms described in the product, index, tax supplements and prospectus.
Morgan Stanley Finance LLC offers $2,000,000 of Buffered PLUS with Downside Factor notes due June 26, 2031, backed by a Morgan Stanley guarantee. Each security has a $1,000 stated principal amount and provides a 214.50% leverage factor on upside versus a 10% buffer on downside measured from an initial level of 591.91. Payments depend solely on the closing underlier level on the observation date; if the final level falls below the buffer level, investors incur losses at a 1.1111% downside factor per 1% decline beyond the buffer and may lose their entire principal.
Morgan Stanley Finance LLC is offering Structured Investments: Enhanced Buffered Jump Securities linked to the common stock of Microsoft Corporation. The offering is for an aggregate principal amount of $500,000 at $1,000 per security. The securities mature on July 9, 2027 with an observation date of July 6, 2027. Each security pays a fixed upside payment of $154.50 (15.45%) if the final level is at or above the buffer level. The initial level is $373.94, the buffer amount is 15% (buffer level $317.849, and the downside factor is 1.1765, meaning losses apply for declines beyond the 15% buffer. There is no guaranteed minimum payment and all payments are subject to the credit risk of MSFL and its guarantor, Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering: 1,468 securities at a $1,000 stated principal per security for an aggregate principal amount of $1,468,000. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley.
The securities have an automatic early redemption feature tied to a weighted basket of five stocks. Initial level is 100, call threshold is 95 (95% of initial), downside threshold is 50 (50% of initial). Determination dates begin July 1, 2027 and final determination date is June 24, 2030 with maturity on June 27, 2030. Early redemption payments escalate by scheduled amounts (first payment shown as $1,251.50), and the stated maximum payment at maturity if the final level ≥ call threshold is $2,006 per security.
The issue price is $1,000 and the estimated value on the pricing date was $879.50, reflecting issuance, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley's credit risk; if the final level falls below the downside threshold, investors suffer dollar-for-dollar losses in the underlier and could lose their entire investment.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. Each security has a stated principal amount of $1,000, a fixed upside payment of $100 (10%) and a downside threshold equal to 70% of each underlier’s initial level. If the final level of either underlier is below its downside threshold, payment at maturity is the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less than principal or zero. Key dates: strike/pricing July 10, 2026, original issue date July 15, 2026, observation date August 10, 2027 and maturity August 13, 2027. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk securities linked to NVIDIA common stock. The offering consists of $1,000 stated principal per security with an aggregate principal amount of $3,600,000, an estimated value on the pricing date of $969.10, and an issue price of $1,000 per security. The securities pay a contingent coupon of 12.35% per annum on observation dates when the closing level of the underlier meets or exceeds the coupon barrier of $117.41 (59% of the initial level). Automatic early redemption may occur if the underlier closes at or above the call threshold of $199.00 on a redemption determination date. At maturity, if the final level is below the downside threshold of $117.41, payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential principal loss down to zero. All payments are subject to Morgan Stanley and MSFL credit risk and the securities do not provide regular interest or participation in upside of the underlier.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the worst performing of the EURO STOXX 50® Index and the iShares MSCI EAFE ETF (EFA), with a $1,000 stated principal amount and maturity on July 29, 2027. Payment at maturity depends on the worst performing underlier: if both underliers finish above their initial levels, investors receive principal plus 150% of the underlier’s appreciation subject to a $1,362 maximum payment; if the worst performing underlier finishes between its buffer (90% of initial) and initial level, investors receive principal; if it finishes below the buffer, investors lose 1% of principal for each 1% the worst performing underlier declines beyond the 10% buffer, subject to a 10% minimum payment at maturity. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and other risks described in the prospectus and supplements.
Morgan Stanley Finance LLC priced fixed-rate callable notes due June 29, 2032 with an aggregate principal amount of $250,000. Each note has a $1,000 stated principal, a 4.750% annual fixed coupon paid semiannually and an estimated value on the pricing date of $978.20 per note. The notes may be redeemed in whole (but not in part) on specified redemption dates if a risk neutral valuation model determination by the issuer indicates redemption is economically rational; redemption dates include June 29, 2027 and December 29, 2027. Agent commissions of $6 per note reduce proceeds to the issuer; net proceeds shown total $248,500. All payments are subject to Morgan Stanley’s credit risk.