Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC issues fixed-to-floating callable range accrual notes due March 27, 2031. The notes pay 5.00% per annum from issuance to March 27, 2027, then a quarterly floating rate equal to 5.00% times the fraction N/ACT where N counts days the 10-Year Constant Maturity Treasury Rate is within 0.00% to 5.00%; days outside that range pay 0.00%. The issuer may redeem the notes quarterly beginning on March 27, 2027 if a risk-neutral valuation model indicates it is economically rational; redemption pays 100% of principal plus accrued interest. Estimated value on the pricing date was approximately $960.70 per note. Payments are unsecured and fully guaranteed by Morgan Stanley, and holders bear Morgan Stanley credit risk. The notes will not be listed and may have limited secondary liquidity.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable securities due March 19, 2027. Each note has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $984.90. The securities pay a contingent coupon at an annual rate of 10.64% on each coupon payment date only if the S&P 500® Index closing level on the related observation date is at or above the coupon barrier level of 5,794.136 (approximately 85% of the initial level).
If the notes are automatically redeemed on any redemption determination date when the S&P 500® closing level is at or above the call threshold of 6,816.63 (100% of the initial level), holders receive the stated principal plus payable contingent coupons and the notes terminate. If not redeemed, at maturity holders receive the stated principal if the final level is at or above the downside threshold (5,794.136); otherwise the payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing holders to full downside and potential loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst-performing common stock of Chevron Corporation and Exxon Mobil Corporation. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities mature on March 8, 2029 and pay a contingent coupon at an annual rate of 12.60% only if both underliers meet coupon barrier tests on observation dates. Call threshold levels are $188.77 (CVX) and $151.83 (XOM); coupon barrier and downside threshold levels are approximately 75% of those initial levels ($141.578 CVX; $113.873 XOM). Estimated value on the pricing date was approximately $948.90 per security. Investors face credit risk of MSFL/Morgan Stanley and can lose up to their entire principal if the worst-performing underlier falls below its downside threshold at maturity.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes due March 8, 2028, linked to United Parcel Service, Inc. Class B common stock. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 11.75% payable only if the underlier meets the coupon barrier on observation dates.
The notes can auto‑redeem beginning with the first redemption determination date on September 3, 2026 if the closing level meets or exceeds the call threshold of $113.23. If not auto‑redeemed, maturity payoff is full principal if the final level on March 3, 2028 is at or above the downside threshold of $79.261 (70% of the initial level $113.23); otherwise principal is reduced pro rata by the performance factor and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is issuing structured, principal-at-risk notes — Buffered Jump Securities tied to the S&P 500® Index with a $1,000 stated principal amount and an aggregate principal of $500,000. The securities carry an issue price of $1,000 and an estimated value of $978.70 on the pricing date.
The notes feature a 10% buffer (buffer level 6,190.992), a downside factor of 1.1111, and a participation rate of 148.90%. If the underlier meets the call threshold (initial level 6,878.88) on the first determination date (March 12, 2027), the securities auto-redeem for $1,100 on the early redemption date. If not redeemed, final payoff at maturity (March 2, 2028) depends on the S&P 500 final level relative to the initial and buffer levels; losses beyond the buffer reduce principal and could be total. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Capped Leveraged Equity-Linked Notes linked to the common stock of Amazon.com, Inc. Each note has a Face Amount of $1,000, an Upside Participation Rate of 200% and a Cap Level expected between 118.47% and 121.67% of the Initial Underlier Level. The Maximum Settlement Amount is expected to be between $1,369.40 and $1,433.40 per $1,000 note. The estimated value on the Trade Date is approximately $978.10 per note. The Determination Date and Stated Maturity Date will be set on the Trade Date and are expected to be about 13–15 months and the second business day after the Determination Date, respectively. Payments at maturity depend solely on the Final Underlier Level on the Determination Date, and holders bear full issuer credit risk and may lose some or all principal.
Morgan Stanley Finance LLC is offering U.S. dollar‑denominated, principal‑at‑risk, S&P 500® index‑linked notes fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000. The notes do not pay interest and have an expected term of approximately 23 to 26 months from the Trade Date to the Determination Date.
At maturity, if the Final Underlier Level is ≥ 85% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount between $1,136.00 and $1,159.90 per note (≈ 113.60%–115.99%). If the Final Underlier Level is below 85%, investors suffer a downside where principal is reduced proportionately (there is no minimum payout). The issuer estimates the Trade Date value to be approximately $992.80 per note.
Morgan Stanley Finance LLC offers Capped Leveraged Equity-Linked Notes linked to NVIDIA Corporation common stock, fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000, an Upside Participation Rate of 200%, a Cap Level expected between 125.20% and 129.64% of the Initial Underlier Level, and a Maximum Settlement Amount expected between $1,504.00 and $1,592.80 per $1,000 Face Amount. The notes pay no interest; the Cash Settlement Amount at maturity depends on the Final Underlier Level on the Determination Date (expected 13–15 months after the Trade Date). The Original Issue Price is $1,000 and Morgan Stanley estimates the Trade Date value at approximately $978.10 (± $15.00). All payments are subject to Morgan Stanley's credit risk and the notes are unsecured, not listed, non‑redeemable, and may result in loss of principal.
Morgan Stanley Finance LLC is offering $5,000,000 of callable contingent income buffered securities due December 2, 2026. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 12.00% for each interest period only if the closing level of each underlier (iShares Russell 2000 ETF, Nasdaq-100 Index, S&P 500 Index) is at or above its coupon barrier on the observation date. The securities are callable beginning April 30, 2026, subject to a risk neutral valuation model determination. At maturity, if the final level of the worst performing underlier is below its buffer level (17% buffer), investors absorb losses calculated using a downside factor of 1.2048, which can result in a payment substantially below principal or zero. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC issues structured principal-at-risk notes due March 7, 2029. The offering sells $1,000 stated principal securities in an aggregate principal amount of $500,000 (minimum denomination $1,000). The securities are fully and unconditionally guaranteed by Morgan Stanley and are based on the worst performing of the Russell 2000, S&P 500 and Nasdaq-100 indices.
Key economic terms: issue price $1,000, estimated value on pricing date $977, agent commission $7.50 per security, upside payment $373 ( 37.30% ), absolute return participation rate 100%, downside threshold 70% of initial levels and observation date March 2, 2029. Payments depend on the worst performing underlier and principal is at risk, potentially to zero; all payments are subject to issuer and guarantor credit risk.