Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $6.5 million of Enhanced Trigger Jump Securities due August 26, 2027, linked to the worst performer of the Russell 2000® Index and the S&P 500® Index. The notes are unsecured, pay no interest, and are fully and unconditionally guaranteed by Morgan Stanley.
Each $1,000 security returns $1,090 (a fixed 9.00% upside) at maturity if the final level of each index is at or above 65% of its initial level. If either index finishes below its 65% downside threshold, principal is reduced 1% for each 1% decline in the worst-performing index, with no minimum repayment, so investors could lose their entire investment. The initial levels are 2,940.163 for the Russell 2000 and 7,408.30 for the S&P 500. The estimated value on the pricing date is $992.50 per $1,000 note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk and limited secondary market liquidity.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering callable contingent income securities due January 27, 2028, linked to the worst performance of the Russell 2000 Index, the S&P 500 Index and the State Street Financial Select Sector SPDR ETF. Each $1,000 security pays a 10.85% per annum contingent coupon only if on each observation date all three underliers are at or above their coupon barrier levels, set at 70% of initial levels (RTY 2,058.114; SPX 5,185.81; XLF $39.081).
Beginning January 28, 2027, the notes are callable in whole on scheduled redemption dates if a specified risk neutral valuation model indicates that redemption is economically rational for Morgan Stanley; once called, no further payments are made. At maturity, if not redeemed and every underlier is at or above its 70% downside threshold, investors receive principal plus any final contingent coupon; otherwise the payoff is reduced 1% for each 1% decline of the worst performing underlier, potentially to zero. The notes are unsecured, subject to Morgan Stanley’s credit risk, and the estimated value on the pricing date is $987.40 per $1,000.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $1,000,000 of Buffered Participation Securities linked to the S&P 500® Index, at $1,000 stated principal per security. The notes pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
At maturity on August 3, 2027, investors receive: full principal plus 100% of index gains, capped at a maximum payment of $1,107 per security (110.70% of principal); full principal if the index is down but not below the 80% buffer level; or principal reduced 1% for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The initial index level is 7,498.96, buffer level 5,999.168, and the issuer’s estimated value on the pricing date is $991 per security, lower than the issue price due to issuance, selling, structuring and hedging costs. All payments depend on Morgan Stanley’s creditworthiness, and the securities may be illiquid with complex and uncertain U.S. tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on August 7, 2031.
Each security has a $1,000 stated principal amount and no interest payments. From August 4, 2027 onward, the notes are automatically redeemed if the index is at or above a call threshold level of 90% of the initial level, paying fixed early-redemption amounts that imply about 14.10% per annum. If held to maturity and not redeemed, investors receive $1,705 per security if the final index level is at or above the call threshold, $1,000 if it is between the 90% call threshold and the 85% buffer level, and a loss beyond a 15% buffer if the index finishes below the buffer, subject to a minimum payment of 15% of principal.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. The estimated value on the pricing date is approximately $904.30 per security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, zero-coupon “Jump Notes with Auto-Callable Feature” due August 10, 2029. Each $1,000 note is linked to the worst performing of Amazon.com, Broadcom and Meta Platforms common stocks and is fully and unconditionally guaranteed by Morgan Stanley.
The notes may auto-call on August 9, 2027 if each stock’s closing level is at or above its 100% call threshold, paying a fixed $1,200 per note and then terminating. If not called, and at maturity all three final levels exceed their initial levels, investors receive $1,000 plus an upside payment equal to 120% of the appreciation of the worst performer; otherwise they receive only the $1,000 principal. The notes pay no interest, are not listed, and their estimated value on the pricing date is approximately $972.20 per note, reflecting issuance, structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the Russell 2000® Index, maturing October 13, 2027. Each security has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors earn 200% of any index gain, subject to a maximum payment of $1,137.50 per security (113.75% of principal). If the index finishes between the initial level and the 10% downside buffer level (90% of the initial level), investors receive principal only. Below the buffer, principal is reduced 1% for each additional 1% index decline, but not below a minimum payment of 10% of principal.
The estimated value on the pricing date is approximately $966.40 per $1,000 security, reflecting issuance, selling, structuring and hedging costs that reduce investor economics. Key risks include full principal-at-risk exposure beyond the buffer, limited upside due to the cap, dependence on Morgan Stanley’s credit, potential illiquidity in the secondary market, heightened volatility of small-cap stocks in the Russell 2000®, and uncertain U.S. tax treatment.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due February 2, 2028, linked to the worst performer of the State Street Technology Select Sector SPDR ETF (XLK), the S&P 500 Index (SPX) and the State Street SPDR S&P Regional Banking ETF (KRE), fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a 12.35% annual contingent coupon only when on an observation date all underliers are at or above 60% of their initial levels; otherwise no coupon is paid for that period. Starting October 28, 2026, if on a redemption determination date all underliers are at or above 100% of initial, the notes auto-call for $1,000 plus the applicable coupon. If held to maturity and any underlier finishes below its 60% downside threshold, repayment of principal is reduced 1% for each 1% decline in the worst underlier and can be zero. All cash flows depend on Morgan Stanley’s credit, and the estimated value at pricing is about $982.90 per $1,000 note.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering fixed income Buffered Auto-Callable Securities due August 5, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and pays a fixed coupon at an annual rate of 7.25%, regardless of index performance, until early redemption or maturity.
The notes can be automatically redeemed beginning August 2, 2027 if the index is at or above 100% of its initial level, for par plus the coupon. If not called, and on the final observation date the index is at or above the 85% buffer level, investors receive par plus the final coupon; below that, principal is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and have an estimated value on the pricing date of approximately $917.70 per $1,000, reflecting issuance, selling, structuring and hedging costs. Principal is at risk and all payments depend on Morgan Stanley’s creditworthiness.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Buffered Jump Securities due August 17, 2033 linked to the S&P 500 Index. Each security has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final S&P 500 level is at or above the buffer level (90% of the initial level), holders receive $1,000 plus a fixed upside payment of $680 (a 68.00% return), regardless of how far the index has risen. If the final level is below the buffer, payment equals $1,000 × (performance factor + 10%), with a minimum payment of 10% of principal, so investors can lose up to 90% of their investment.
The securities’ estimated value on the pricing date is approximately $931.10 per $1,000, reflecting issuance, structuring and hedging costs. Investors are exposed to Morgan Stanley’s credit risk, limited secondary market liquidity, index volatility and uncertain U.S. tax treatment, including possible changes affecting derivative contracts and Section 871(m) for non-U.S. holders.