Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Dual Directional Buffered Jump Securities linked to the S&P 500® Index, maturing on August 15, 2030. Each note has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the index is at or above its initial level, holders receive principal plus a fixed upside payment of $320 per security (a 32.00% maximum gain). If the index is below the initial level but at or above the 80% buffer level, investors receive principal plus a positive return equal to the index’s percentage decline in absolute value multiplied by a 400% absolute return participation rate, capped at an 80% gain. If the index closes below the buffer level, investors lose 1% of principal for every 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal.
The estimated value on the pricing date is approximately $983.70 per security, below the $1,000 issue price because of issuing, selling, structuring and hedging costs. The notes are unsecured obligations subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, are not bank deposits and are not insured by the FDIC. Liquidity may be limited, and tax treatment is described as a prepaid financial contract with material uncertainties.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Dual Directional Buffered Jump Securities linked to the S&P 500® Index, maturing on August 15, 2031. Each security has a $1,000 stated principal and pays no interest.
At maturity, if the S&P 500 final level is at or above the initial level, investors receive $1,000 plus a fixed upside payment of $432.50 (a 43.25% gain). If the index is below the initial level but at or above the buffer level (80% of the initial level), investors receive a positive return based on the absolute return participation rate of 400%, effectively capped at an 80% gain. Below the buffer level, principal is reduced 1% for each 1% index decline beyond the 20% buffer, subject to a minimum payment at maturity of 20% of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is approximately $976.10 per security, below the $1,000 issue price due to issuance, selling, structuring and hedging costs. The product carries market, credit, liquidity and tax risks and is intended for investors who can tolerate substantial loss of principal and forgo interim interest.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-callable feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, is unsecured, and fully guaranteed by Morgan Stanley.
The notes may be automatically redeemed starting on August 2, 2027 if the index is at or above 100% of its initial level, paying a fixed early redemption amount that corresponds to a return of approximately 18.25% per annum and then terminating. If held to the August 4, 2033 maturity and the final index level is at or above 80% of the initial level, investors receive a fixed $2,277.50 per security; there is no upside participation beyond this amount.
If the final level is below the 80% buffer, the maturity payment is principal × (final level/initial level + 20%), with losses of 1% for each 1% decline beyond the 20% buffer and a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $907.70 per security, below the issue price, reflecting issuance, selling, structuring and hedging costs. The notes pay no interest, have limited liquidity, depend on Morgan Stanley’s credit, and involve complex index, volatility, tax and regulatory risks.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Buffered Auto-Callable Securities due August 3, 2029, linked to the iShares Expanded Tech-Software Sector ETF. Each security has a $1,000 stated principal amount and issue price, is unsecured, and fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
Investors may receive a contingent coupon at 10.45% per annum, paid only if the ETF’s closing level on each observation date is at or above a coupon barrier (70% of the initial level). The notes are subject to automatic early redemption if the ETF is at or above 100% of its initial level on specified redemption determination dates, paying principal plus the applicable coupon. If held to maturity and the final level is at or above a 70% buffer level, investors receive principal (plus any final coupon). If the final level falls below the buffer, maturity payment is reduced by 1.4286% of principal for each 1% decline beyond the 30% buffer, potentially to zero. The estimated value on the pricing date is approximately $980.40 per security, below the issue price, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering $5,794,000 of Leveraged Buffered S&P 500® Index-Linked Notes due January 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. These unsecured notes pay no interest and expose principal to market risk tied to the S&P 500® Index.
At maturity, for each $1,000 note, investors receive leveraged upside of 150% of the index gain, capped at a Maximum Settlement Amount of $1,198.75 (119.875% of face). A 7.50% downside buffer protects against moderate declines; below 92.50% of the initial index level, losses accelerate via a buffer rate of approximately 108.11%, and the entire investment can be lost. The initial S&P 500® level is 7,498.96, with key dates from a July 22, 2026 trade date to a January 25, 2028 determination date.
The notes are sold at $1,000 per note with a 1.12% selling concession; issuer proceeds are $988.80 per note. Morgan Stanley’s estimated value on the trade date is $985.40, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes will not be listed, and any secondary market depends on Morgan Stanley & Co.’s discretion.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 6, 2027, linked to the common stock of Chipotle Mexican Grill, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an aggregate offering size of $1,000,000, with an issue price of $1,000 and an estimated value on the pricing date of $982.50.
The notes pay a contingent coupon at 17.64% per annum only if, on an observation date, the Chipotle stock closing level is at or above the coupon barrier level of $21.658 (65% of the $33.32 initial level); missed coupons may be "remembered" and paid later if a future observation meets the barrier. The securities are subject to automatic early redemption on specified redemption determination dates if the underlier closes at or above the call threshold level of $33.32 (100% of the initial level), in which case investors receive principal plus the applicable coupon and any previously unpaid coupons, and no further payments.
If not redeemed early, at maturity investors receive principal back only if the final underlier level is at or above the downside threshold level of $21.658. If the final level is below this threshold, the payment is $1,000 × (final level / initial level), exposing investors to the full downside of the stock and potentially resulting in a total loss of principal. The notes are unsecured obligations of MSFL, subject to the credit risk of MSFL and Morgan Stanley, are not bank deposits, and are not insured by the FDIC or any governmental agency.
Morgan Stanley Finance LLC is issuing Enhanced Buffered Jump Securities due August 6, 2027, linked to the performance of Accenture plc Class A ordinary shares and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if the final Accenture share level on August 3, 2027 is at or above the buffer level of $105.645 (75% of the $140.86 initial level), holders receive $1,000 plus a fixed upside payment of $240.50, a 24.05% return, regardless of how far the stock has risen above the buffer. If the final level is below the buffer, the payoff is reduced by 1.3333% of principal for every 1% decline beyond the 25% buffer, with no minimum payment at maturity, so the entire investment can be lost. The aggregate principal amount is $2,100,000, and the estimated value on the pricing date is $982.80 per security, reflecting issuance, selling, structuring and hedging costs. All payments are unsecured and subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.