Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley has voluntarily withdrawn the listing and registration of a class described as Guarantor of Global Medium-Term Notes, Series A, Fixed Rate Step-Up Senior Notes Due 2026 from the New York Stock Exchange LLC. The Exchange certifies it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with Exchange rules governing voluntary withdrawal.
Morgan Stanley Finance LLC amends a pricing supplement for an offering of auto-callable Jump Notes due January 19, 2029 with an aggregate principal amount of $250,000. The unsecured notes, fully and unconditionally guaranteed by Morgan Stanley, have a stated principal amount of $1,000 per note and an issue price of $1,000 per note.
The notes reference the worst performing of the VanEck® Gold Miners ETF (GDX) and iShares® Silver Trust (SLV), pay no periodic interest, can be automatically redeemed on scheduled determination dates for fixed early redemption payments (approximately 6.00% per annum), and pay either a fixed positive return at maturity or the stated principal depending on final levels. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Principal-at-Risk, auto-callable structured notes due March 4, 2031 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500®.
Each note has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $948.40, a strike/pricing date of February 27, 2026, and a final determination date of February 27, 2031. Call thresholds are 100% of initial levels and downside thresholds are 90%. Scheduled early redemption payments rise across four annual determination dates (first determination date March 5, 2027), and a payment at maturity can be $1,420, the stated principal, or a principal amount reduced pro rata to the worst performing underlier down to zero.
Morgan Stanley Chief Financial Officer Sharon Yeshaya reported two stock transactions involving the company’s common stock. On February 19, 2026, she acquired 17,399 shares at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to one-half of a performance stock unit award granted on January 18, 2023.
On the same date, 9,622 shares were disposed of at $176.59 per share to satisfy tax withholding obligations upon conversion of that performance stock unit award, rather than through an open-market sale. After these transactions, Yeshaya directly owned 143,882.2 shares of Morgan Stanley common stock.
Morgan Stanley Co-President Daniel A. Simkowitz reported equity compensation activity involving company common stock. He acquired 32,865 shares on February 19, 2026 at $0.0000 per share, described as shares earned based on Morgan Stanley’s achievement of pre-established average return on tangible common equity performance criteria tied to a performance stock unit award granted on January 18, 2023.
On the same date, 18,175 shares at $176.59 per share were disposed of to satisfy taxes upon conversion of that performance stock unit award. Following these transactions, he directly owned 373,802.079 shares of common stock. A separate line shows 1,805.331 shares held indirectly through a 401(k) plan.
Morgan Stanley Co-President Andrew M. Saperstein reported mixed equity compensation activity in Morgan Stanley common stock. He acquired 52,777 shares on a grant or award basis at $0.00 per share, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a January 18, 2023 performance stock unit award. He then disposed of 26,943 shares at $176.59 per share, with the shares withheld to satisfy taxes upon conversion of that performance stock unit award. Following these transactions, he directly owned 307,976.385 shares of Morgan Stanley common stock.
Morgan Stanley executive Michael A. Pizzi, Head of Technology & Operations, received a grant of 16,432 shares of common stock on February 19, 2026 at no cash cost, earned under a performance stock unit award tied to the company’s average return on tangible common equity.
On the same date, 7,900 shares were disposed of at $176.59 per share to cover tax withholding triggered by the PSU conversion, leaving him with 136,935.42 directly held shares.
Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported equity compensation activity in common stock. He acquired 22,715 shares at $0.0000 per share as a grant tied to the company’s achievement of pre-established return on tangible common equity performance criteria from a January 18, 2023 performance stock unit award. To cover associated tax obligations on this conversion, 11,597 shares were disposed at $176.5900 per share through share withholding. After these transactions, he held 180,428.209 common shares directly.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for its Dual Directional Buffered PLUS securities due March 2, 2029, linked to the worst performing of the iShares Bitcoin Trust ETF and the S&P 500® Index. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The document shows an estimated value on the pricing date of approximately $919.80.
Key economics: a 278% leverage factor for upside, a 20% buffer (80% buffer level), an absolute return participation rate of 100%, and a minimum payment at maturity of 20% of principal. Observation date is February 27, 2029 and maturity is March 2, 2029. Payments depend on the worst performing underlier and are subject to Morgan Stanley credit risk.
Morgan Stanley Chief Client Officer Mandell Crawley reported a mix of equity award activity and related tax withholding. On February 19, 2026, he acquired 9,666 shares of common stock at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a performance stock unit award granted on January 18, 2023. On the same date, 4,935 shares of common stock were disposed of at $176.59 per share to satisfy tax obligations upon conversion of that performance award. Following these transactions, Crawley held 73,926.888 shares of Morgan Stanley common stock directly.