Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities, principal-at-risk notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate principal of $1,246,000, maturing on July 25, 2031.
At maturity, if the index’s final level is at or above the downside threshold level of 420.063 (70% of the 600.09 initial level), investors receive $1,000 plus the greater of index gains or a fixed upside payment of $520. If the final level is below the threshold, investors lose 1% of principal for each 1% index decline, with no minimum payment; the entire investment can be lost.
The notes pay no interest, are unsecured obligations of MSFL, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk. The issue price is $1,000 per security, while the estimated value on the pricing date is $979.30, reflecting issuance, selling, structuring and hedging costs and dealer margins. Liquidity may be limited, and tax treatment is described as that of prepaid financial contracts, subject to uncertainty.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities linked to the common stock of International Business Machines Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate offering of $1,238,000.
Investors may receive a 17.25% per annum contingent coupon, paid only when IBM’s closing level on an observation date is at or above the coupon barrier level of $123.462 (60% of the $205.77 initial level). The notes are automatically redeemed at par plus the applicable coupon if IBM’s level on any redemption determination date is at or above the call threshold level of $205.77.
If not redeemed early and IBM’s final level on July 23, 2029 is at or above the downside threshold level of $123.462, investors receive principal back (plus any final coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with IBM’s decline and can fall to zero. The notes are unsecured, subject to Morgan Stanley’s credit risk, and have an estimated value on the pricing date of $964.30 per $1,000 security.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due July 26, 2028, linked to the worst performing of Bank of America, Citigroup and JPMorgan Chase common stocks, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount each and an aggregate principal amount of $795,000.
Investors may receive an annual 11.00% contingent coupon, payable only if on each observation date all three stocks close at or above their respective coupon barrier levels, set at 60% of initial levels. Missed coupons can be paid later if all underliers recover above their barriers on a future observation date.
The securities are automatically called if, on any redemption determination date starting October 21, 2026, all underliers are at or above their call threshold levels (100% of initial levels), returning principal plus applicable coupons. If not called, and at maturity any underlier finishes below its downside threshold (also 60% of initial level), principal is reduced 1% for each 1% decline of the worst performer, potentially to zero. The estimated value on the pricing date is $974.70 per $1,000 note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering $1,302,000 of Enhanced Buffered Jump Securities, unsecured notes fully and unconditionally guaranteed by Morgan Stanley, at $1,000 per security. The notes pay no interest and mature on August 26, 2027, with all payments subject to Morgan Stanley’s credit risk.
Returns depend on the worst performing of the S&P 500 Futures Excess Return Index, the State Street Utilities Select Sector SPDR ETF and the Russell 2000 Index. At maturity, investors receive principal back if each underlier is at or above its 90% buffer level, plus a contingent digital payment of $128.50 (12.85%) if each underlier is at or above 75% of its initial level. Below the buffer, investors lose 1% of principal for each 1% decline of the worst underlier beyond the 10% buffer, subject to a minimum payment of 10% of principal.
The estimated value on the pricing date is $985.40 per security, below the issue price, reflecting structuring, hedging and distribution costs. The notes are intended for investors willing to accept significant downside risk, capped upside via the digital payment, tax uncertainty and limited liquidity in exchange for partial downside buffer and contingent return linked to the worst-performing underlier.
Morgan Stanley Finance LLC is offering Lookback Entry Trigger PLUS, a series of principal-at-risk structured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate principal amount of $1,219,000.
The initial level is the lowest closing level of the index during an observation period from July 17, 2026 through September 17, 2026, but cannot exceed 596.71, the strike-date closing level. At maturity on July 22, 2031, if the final level exceeds the initial level, holders receive principal plus a leveraged upside equal to 185% of the index’s percentage gain. If the final level is at or below the initial level but at or above 70% of the initial level (the downside threshold), investors receive only principal back. If the final level falls below the downside threshold, repayment is reduced one-for-one with the index decline, with no minimum payment, and the investment could be fully lost.
The issue price is $1,000 per security, with an estimated value on the pricing date of $986.00, reflecting issuance, structuring and hedging costs. The notes pay no interest, are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk, may have limited or no secondary market liquidity, and carry complex U.S. tax and regulatory considerations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $235,000 of unsecured Jump Notes with Auto-Callable Feature due July 26, 2029, at $1,000 per note. The notes pay no interest and are linked to the worst performing of Alphabet Class A, Meta Class A and Microsoft common stock.
The notes are automatically redeemed on July 29, 2027 for $1,155 per note if on July 26, 2027 each stock is at or above 90% of its initial level. If not called, at maturity investors receive principal plus an upside payment equal to 125% of the percent gain of the worst performing underlier if all final levels exceed initial levels; otherwise only principal is repaid. The estimated value on the pricing date is $974.30 per note, below issue price, reflecting issuance and hedging costs. The notes are unsecured, not listed, subject to Morgan Stanley’s credit risk, and are expected to be treated as contingent payment debt instruments for U.S. tax purposes, with a comparable yield of 4.8315%.
Morgan Stanley Finance LLC is issuing Trigger Jump Securities due August 26, 2027, linked to the common stock of Repligen Corporation, fully and unconditionally guaranteed by Morgan Stanley. The notes are unsecured, pay no interest, and are issued at $1,000 per security with an aggregate principal amount of $10,000,000.
At maturity, if the final Repligen stock level is at or above the initial level of $140.09, investors receive $1,000 plus a fixed upside payment of $477.50 (a 47.75% return). If the final level is below the initial but at or above the downside threshold level of $126.081 (90% of the initial), investors receive only the $1,000 principal.
If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the stock, with no minimum payment, so the investment can result in a total loss of principal. The estimated value on the pricing date is $982.30 per security, reflecting issuance, structuring and hedging costs. All payments depend on Morgan Stanley’s and MSFL’s credit, and liquidity in any secondary market may be limited.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due July 27, 2028, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an aggregate principal amount of $461,000. The securities are linked to the worst performance of Oracle Corporation common stock and Palantir Technologies Inc. Class A common stock and are principal-at-risk unsecured obligations.
Investors may receive a contingent coupon at 51.00% per annum, payable on scheduled coupon dates only if on each observation date the closing level of both underliers is at or above their respective coupon barrier levels, which equal 75% of initial levels. Beginning July 28, 2027, the issuer may redeem the notes early on specified redemption dates for principal plus any due coupon, but only if a risk neutral valuation model indicates redemption is economically rational for the issuer; early redemption is not triggered directly by underlier performance.
If the notes are not redeemed and on the final observation date the level of each underlier is at or above its downside threshold (also 75% of initial), investors receive principal plus any final contingent coupon. If either underlier finishes below its downside threshold, the maturity payment is $1,000 multiplied by the performance factor of the worst performing underlier, so losses are 1% of principal for each 1% decline and can reach 100%. The estimated value on the pricing date is $938.30 per security, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs and the issuer’s funding rate. All payments are subject to the credit risk of MSFL and Morgan Stanley, secondary market liquidity may be limited, and the U.S. federal income tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due July 26, 2029, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk. Each $1,000 note pays a contingent coupon at 12.45% per annum, but only if on each observation date the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index are all at or above their respective coupon barrier levels, set at 70% of their initial levels.
Starting October 27, 2026, the issuer may redeem the notes on specified monthly dates for par plus any due coupon, but only if a risk neutral valuation model indicates early redemption is economically rational for the issuer. If not redeemed, and each index finishes at or above its downside threshold level (also 70% of its initial level), investors receive principal back plus any final coupon. If any index ends below its downside threshold, the maturity payment is reduced 1% for each 1% decline of the worst performing index, potentially to zero. All payments depend on Morgan Stanley’s and MSFL’s credit; the estimated value on the pricing date is $975.50 per $1,000 note, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is issuing $520,000 of Contingent Income Auto-Callable Securities, at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer of the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF, mature on January 27, 2028, and expose investors to principal loss.
Investors may receive a 10.15% per annum contingent coupon, payable only if on each observation date both underliers are at or above their coupon barrier levels (75% of initial levels). The notes are automatically redeemed if on a redemption determination date both underliers are at or above their call thresholds (95% of initial levels), paying principal plus the contingent coupon.
If not called and on the final observation date either underlier is below its downside threshold (70% of initial level), the maturity payment is reduced in line with the percentage decline of the worst-performing underlier, down to zero in a severe drawdown. The estimated value on the pricing date is $967.60 per security, below the $1,000 issue price, and all payments depend on Morgan Stanley’s credit.