Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering fixed-income auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a fixed coupon at an annual rate of 6.75%, with monthly payments.
The notes can be automatically redeemed starting February 24, 2027 if the underlier closes at or above 100% of its initial level on specified redemption determination dates, returning principal plus the applicable coupon. Otherwise, at maturity on February 27, 2031, investors receive principal only if the final index level is at or above a 50% downside threshold.
If the final level is below this threshold, investors still receive the last coupon but lose 1% of principal for every 1% index decline, potentially losing their entire investment. The estimated value on the pricing date is approximately $907.40 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments are subject to Morgan Stanley’s credit risk, and the underlying index includes leverage and a 4% per annum decrement that causes it to underperform a comparable non-decrement index.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities due March 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. These $1,000-denomination notes pay no interest and return depends on the worst performer among the Russell 2000, S&P 500 and Nasdaq-100 Technology Sector indices.
If, on the March 17, 2027 observation date, the final level of every index is at or above 85% of its initial level, investors receive principal plus a fixed $120.50 upside payment, a 12.05% gain. If any index finishes below 85% of its initial level, principal is reduced 1% for each 1% additional decline in the worst index, with a minimum maturity payment of 15% of principal.
The preliminary estimated value on the pricing date is approximately $981.40 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing principal-at-risk Callable Contingent Income Securities linked to the worst performer of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each note has a stated principal amount of $1,000, with an aggregate principal amount of $5,826,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a contingent coupon at an annual rate of 12.00%, payable only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of their initial levels (for example, 8,801.611 for the NDXT Index and 4,859.029 for the SPX Index). Starting July 16, 2026, the notes are callable in whole on scheduled redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem. If not called and at maturity on July 14, 2028 any index finishes below its downside threshold level (also 70% of its initial level), investors lose 1% of principal for every 1% decline in the worst-performing index, potentially losing their entire investment. The estimated value on the pricing date is $987.30 per security, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $906.
Holders may receive a contingent coupon at an annual rate of 12.40%, but only when the index closes at or above 70% of its initial level on the relevant observation date; missed coupons can be paid later if the barrier is met. The notes are automatically redeemed if the index is at or above 100% of the initial level on specified redemption determination dates, returning principal plus due coupons.
If the notes are not called and the final index level is at or above 60% of the initial level, investors receive principal back (plus any payable coupons). If it is below 60%, repayment is reduced 1% for each 1% decline in the index, potentially to zero. All payments depend on Morgan Stanley’s credit, and the underlying index includes a 4% per annum decrement, can use leverage, and has limited live performance history.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to the worst performer of the S&P 500, Nasdaq‑100 and Russell 2000. Each note has a stated principal amount of $1,000, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity on August 31, 2027, if the final level of each index is at or above 70% of its initial level, investors receive $1,000 plus a fixed upside payment of $133 per security, a 13.30% gain, regardless of how much the best index has risen. If any index finishes below its downside threshold, repayment is $1,000 multiplied by the worst index’s performance factor, causing a 1% loss of principal for each 1% decline and potentially a total loss.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and are expected to have an estimated value on the pricing date of approximately $969.30 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Tax counsel currently expects to treat them as prepaid financial contracts, but the tax outcome is uncertain and could change.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with an auto-call feature linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and an estimated value of about $914.90 on the pricing date.
The notes can be automatically redeemed from March 2027 onward if the index closes at or above the call threshold, paying fixed amounts that target roughly 23% per annum and rising to $2,552.50 by the last call date. If held to maturity in 2033, investors receive $2,610 if the index is at or above the call threshold, only principal back if it is between the call and 50% downside thresholds, and a 1-for-1 loss with the index below the downside threshold, potentially losing the entire investment.
The securities pay no interest, do not participate in any index upside beyond the fixed schedule, are unsecured and unsubordinated, and depend entirely on Morgan Stanley’s credit. The underlying index is new, volatility-targeted, uses leverage, applies a 4% per annum decrement, and has limited live performance history, adding structural and index-specific risks.
Morgan Stanley Finance LLC is issuing S&P 500®-linked Dual Directional Buffered Participation Securities, fully guaranteed by Morgan Stanley, with a stated principal of $1,000 per security and an aggregate principal amount of $7,050,000. The notes pay no interest and mature on March 16, 2027.
At maturity, investors receive upside linked 1:1 to S&P 500® gains, capped at a maximum payment of $1,088 per security (108.80% of principal). If the index is down but not below 85% of its initial level, investors earn a positive “absolute return” up to 15%.
If the final index level is below 85% of the initial 6,941.47 level, investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange. The estimated value on the pricing date is $989.70 per security, below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is issuing Buffered PLUS structured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with $1,151,000 total principal and matures on March 16, 2027.
The notes pay no interest. If the index rises, holders receive leveraged upside of 110% of the index gain, capped at a maximum payment of $1,126 per security (112.60% of principal). If the index ends between 90% and 100% of the initial level, investors receive only principal back. Below 90%, investors lose 1% of principal for each 1% further decline, but never less than 10% of principal.
The initial index level is 6,941.47 and the buffer level is 6,247.323. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity. The estimated value on the pricing date is $987.10 per security, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” due February 23, 2029 linked to the worst performer of the S&P 500® Index, Nasdaq-100 Index® and Russell 2000® Index.
The notes may be automatically redeemed on scheduled determination dates starting in February 2027 if each index is at or above its call threshold (100% of its initial level). In that case, investors receive an early redemption payment that implies about 15.40% per annum, such as $1,154, $1,231, $1,308 or $1,385 per $1,000 depending on the call date.
If the notes are not called and at maturity all three indexes are at or above their call thresholds, investors receive a fixed $1,462 per $1,000. If at least one index is below its call threshold but all are at or above 70% of their initial levels, only principal is returned. If any index finishes below 70%, investors lose 1% of principal for each 1% decline in the worst-performing index, with a potential total loss.
The estimated value on the pricing date is expected to be about $982.30 per $1,000, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities pay no interest, do not participate in any index upside, are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to Conagra Brands, Inc. stock with an aggregate principal amount of $1,023,000 and a stated principal of $1,000 per security. The notes pay an 11.25% annual contingent coupon only when the stock closes at or above the $15.616 coupon barrier on scheduled observation dates. The notes may be automatically redeemed starting August 11, 2026 if the stock is at or above the $20.02 call threshold, returning principal plus the contingent coupon. If not redeemed and the final stock level is below the downside threshold of $15.616, investors lose 1% of principal for each 1% decline in the stock and can lose their entire investment. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $961.20 per $1,000 note, reflecting issuance, selling, structuring and hedging costs.