Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income, auto-callable, principal-at-risk securities linked to Eli Lilly common stock, maturing on March 2, 2027. Each security has a $1,000 stated principal amount and an issue price of $1,000, with an estimated value of approximately $980.80.
The notes pay a contingent coupon at an annual rate of 11.24%, but only if Eli Lilly’s share price on the relevant observation date is at or above the coupon barrier of $778.703, equal to 75% of the initial level of $1,038.27. Missed coupons can be paid later if the barrier is met on a future observation date.
The notes are automatically redeemed if, on any redemption determination date, the stock closes at or above the call threshold of $1,038.27. If held to maturity and not called, investors receive full principal back only if the final share price is at or above the buffer level of $778.703. Below that level, maturity payment is reduced by 1.3333% of principal for each 1% decline beyond the 25% buffer, with no minimum payment, so the entire investment can be lost. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performer of the iShares Expanded Tech-Software Sector ETF (IGV) and the State Street Energy Select Sector SPDR ETF (XLE), fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of about $947.90 due to embedded costs and internal funding assumptions.
The notes feature an automatic early redemption from August 2026, paying step-up amounts that correspond to roughly 15.75% per annum if on a determination date both ETFs are at or above their applicable call threshold. If held to February 2029 and not called, investors receive $1,472.50 per security only if both final ETF levels are at or above 90% of initial levels, or merely principal back if both stay at or above 70% but one falls below the 90% upside threshold.
If at maturity either ETF finishes below 70% of its initial level, repayment is reduced dollar-for-dollar with the decline in the worst-performing ETF, potentially to zero. The structure offers no dividends or interest and no participation in upside beyond the fixed capped return, and all payments depend on Morgan Stanley’s credit. The notes are not listed and secondary market liquidity is uncertain.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income securities due February 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Investors may receive a 13.00% per annum contingent coupon, paid only if on each observation date the index closing level is at or above a coupon barrier set at 50% of the initial level. If the final index level at maturity is at or above a downside threshold set at 70% of the initial level, investors receive full principal back (plus any final contingent coupon). If the final level is below this threshold, repayment is reduced in proportion to the index decline, and the amount due can fall to zero.
The pricing supplement highlights that the securities’ original issue price of $1,000 includes issuing, selling, structuring and hedging costs, so the estimated value on the pricing date is lower, at approximately $872.80 per security. The underlying index is rules-based, volatility-targeted, uses leverage at times, applies a 4.0% per annum daily decrement and has limited actual performance history, all of which add to risk. All payments are subject to Morgan Stanley’s credit risk, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering $360,000 of Dual Directional Trigger Jump Securities, priced at $1,000 per security, linked to the S&P 500® Futures Excess Return Index and maturing on February 14, 2031. These principal-at-risk notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final index level is at or above the initial level of 562.82, investors receive principal plus the greater of the index gain or a fixed $470 upside payment (47%). If the index is below the initial level but at or above 70% of it, investors receive principal plus a positive return matching the absolute percentage decline, effectively capped at a 30% gain.
If the final level falls below 70% of the initial level, investors lose 1% of principal for each 1% index decline, up to a total loss. The securities are unsecured, will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $939.60 per security, lower than the issue price due to issuance, selling, structuring and hedging costs and an internal funding rate favorable to the issuer.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes linked to a basket of the S&P 500, EURO STOXX 50 and Russell 2000 indexes, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest.
At maturity in February 2031, investors receive leveraged upside if the basket performance factor is positive, using a leverage factor of 110%. If the basket performance factor is zero or negative but above or equal to the –30% downside trigger, only principal is returned. Below the trigger, investors lose 1% of principal for each 1% decline, with no minimum payment.
The basket weights are set on the observation date, with the best- and second-best-performing indexes each weighted 40% and the worst 20%. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and have an estimated value on the pricing date of approximately $974.20 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk notes linked to the iShares Expanded Tech-Software Sector ETF, maturing on May 13, 2027. The notes pay no interest and all payments depend on Morgan Stanley’s credit.
For each $1,000 note, if the ETF’s final level is at least 90% of the $83.23 initial level, investors receive a fixed maximum settlement of $1,187.50 (118.75% of face value. If the ETF falls more than 10%, repayment declines with losses and investors can lose their entire investment.
The price to the public is $1,000 per note, including $9.10 in selling commissions, with estimated value on the trade date of about $978.40. The notes will not be listed on an exchange, may have limited liquidity and are sensitive to ETF volatility, market conditions and issuer credit spreads.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering step-down autocallable buffered notes linked to the SPDR® Gold Trust ETF (GLD). The notes pay no interest and are unsecured, principal-at-risk obligations with a $1,000 face amount.
The notes may be automatically called after about 12–14 months if GLD’s closing level is at or above the initial level, returning $1,000 plus a call premium of between 9.39% and 11.04%. If not called, and after about 24 months GLD is at or above 90% of its initial level, investors receive $1,000 plus a maturity premium between 18.78% and 22.08%.
If GLD falls by more than 10% from its initial level at final valuation, repayment is reduced by approximately 1.1111 times the decline beyond the 10% buffer, and investors can lose up to their entire investment. The estimated value on the trade date is approximately $968.60 per $1,000 note, reflecting structuring, distribution and hedging costs, and the notes will not be listed, so liquidity depends mainly on Morgan Stanley & Co. making a market.
Morgan Stanley is issuing $5,000,000 in fixed rate notes due February 13, 2031, with a stated principal amount and issue price of $1,000 per note and a fixed interest rate of 4.000% per annum, paid semi-annually each February 13 and August 13.
Interest starts accruing on February 13, 2026, and at maturity investors receive $1,000 per note plus accrued and unpaid interest. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited liquidity. The estimated value on the pricing date is $982.20 per note, below the issue price due to embedded issuance, structuring and hedging costs and the internal funding rate.
Morgan Stanley is issuing unsecured fixed rate notes due February 13, 2036 with an aggregate principal amount of $371,000. Each note has a stated principal amount and issue price of $1,000 and pays a fixed 4.500% annual interest rate, paid semi-annually on February 13 and August 13.
All payments depend on Morgan Stanley’s credit; a default could mean losing some or all of the investment. The notes are not insured, not secured by any assets, and will not be listed on any securities exchange, so secondary market liquidity may be limited.
The estimated value on the pricing date is $959.70 per note, below the $1,000 issue price, reflecting embedded issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to Morgan Stanley. Investors who sell before maturity may receive less than the issue price.
Morgan Stanley is issuing $5,000,000 of fixed rate senior notes due February 13, 2032. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.150% per year, with semi-annual payments every February 13 and August 13.
The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any securities exchange. The estimated value on the pricing date is $980 per note, below the issue price, reflecting embedded issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Secondary market liquidity may be limited and sale prices may be significantly below the issue price.