Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Airbag In-Digital Securities linked to the S&P 500® Index. The securities have an Issue Price of $10.00, an expected term of ~13 months (Trade Date June 1, 2026; Maturity July 7, 2027), and a predetermined Digital Return of between 8.00% and 10.00% to be set on the Trade Date. The Digital Barrier and Downside Threshold equal 90% of the Initial Underlying Level; the Threshold Percentage is 10% and Downside Gearing is 1.111. If the Final Underlying Level is at or above the Digital Barrier, holders receive $10 plus the Digital Return at maturity. If the Final Underlying Level is below the Downside Threshold, holders suffer a principal loss of 1.111% for each 1% the Underlying declines beyond the 10% threshold. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Market Linked Securities—auto-callable notes linked to the Class B common stock of NIKE, Inc. Each security has a face amount of $1,000, a pricing date of June 5, 2026, and matures on June 15, 2027.
The notes pay a contingent coupon at a rate to be determined on the pricing date that will be at least 13.35% per annum, pay contingent coupons monthly only if the stock closing price on monthly calculation days meets or exceeds a coupon threshold equal to 60% of the starting price, and carry downside principal risk if the ending price is below the downside threshold (also 60% of the starting price).
Morgan Stanley Finance LLC is offering market-linked notes due June 28, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, will pay no periodic interest and will pay at maturity either the stated principal amount or the stated principal amount plus an upside payment if the underlier appreciates.
The notes reference the S&P 500® Futures Excess Return Index with a strike date and pricing date of June 25, 2026 and an observation date of June 25, 2030 (subject to postponement for non-trading days and certain market disruption events). The upside payment equals the stated principal amount multiplied by a participation rate (priced between 106.50% and 111.50%) and the underlier percent change. All payments are subject to the issuer’s credit risk, the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Jump Securities with an Auto-Callable feature linked to the worst performing of the NDXT, RTY and SPX indices. The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security with an estimated value of approximately $950.80 on the pricing date. The notes may be automatically redeemed on the first determination date, July 2, 2027, for an early redemption payment in the range of $1,127.50 to $1,137.50 per security. If not auto-redeemed, final payout at maturity on June 28, 2029 depends on the worst performing underlier, a 20% buffer and a 150% participation rate, subject to a 20% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced structured notes — auto-callable, principal-at-risk securities linked to the EURO STOXX 50®, Russell 2000® and S&P 500® with a $1,000 stated principal amount per security. The notes mature on June 30, 2031 and pay at maturity based on the worst performing underlier; participation rate is 150%. If each underlier meets the call threshold on the first determination date, the notes will be automatically redeemed on July 8, 2027 for an early redemption payment of approximately $1,272.50–$1,282.50 per security. Estimated value on the pricing date is about $945.10 per security. These are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley priced a series of Fixed Rate Notes that pay interest at 4.25% per annum and mature on August 4, 2027. Each note has a stated principal and issue price of $1,000 and an estimated value on the pricing date of approximately $997.50. Interest will accrue from the original issue date of June 4, 2026 and be payable on August 4, 2027. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and trades may be limited. The proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities linked to the lowest performing of Caterpillar, Costco and Starbucks with a face amount of $1,000 per security. The securities mature on June 15, 2028 and provide a contingent fixed return of at least 28.30% (approximately $283 per face amount) if the lowest performing underlying stock finishes at or above its 70% threshold. If the lowest performing underlying stock finishes below its threshold, investors bear 1‑to‑1 downside beyond a 30% buffer and may lose up to 70% of principal. The estimated value on the pricing date is approximately $957.40 per security; public price is $1,000 with agent commissions of $25.75.
Morgan Stanley Finance LLC (MS) offers Digital S&P 500® Index-Linked Notes (Face Amount $1,000 per note) due in approximately 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Payment at maturity is linked to the S&P 500® Index: if the Final Underlier Level is ≥80% of the Initial Underlier Level, investors receive a capped Maximum Settlement Amount (expected to be $1,081.00–$1,095.00 per $1,000 face amount). If the Final Underlier Level is <80% of the Initial Underlier Level, the cash payment equals $1,000 plus $1,000×Underlier Return, exposing investors to the full percentage decline and possible loss of the entire investment.
The Original Issue Price is $1,000; the issuer estimates a Trade Date value of approximately $985.80 per note. The notes pay no interest, are unsecured, will not be listed, and are subject to issuer credit risk, hedging activity by affiliates, and potential market disruption postponements. Threshold Level, Maximum Settlement Amount, Initial Underlier Level, Determination Date and Stated Maturity Date will be set on the Trade Date; trading may be limited and the secondary market price may differ materially from estimated value.
Morgan Stanley Finance LLC is offering Digital S&P 500® Index-Linked Notes due (expected ~14–16 months after the trade date) that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $983.90.
The Cash Settlement Amount at maturity is tied to the S&P 500® Index performance from the Trade Date to the Determination Date. If the Final Underlier Level is ≥ 90% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount (expected between $1,094.00 and $1,110.30 per $1,000). If the Final Underlier Level is 90%, principal is exposed to losses—potentially total loss. Payments are subject to issuer credit risk and the Calculation Agent (MS & Co.) exercises discretion for certain determinations.
Morgan Stanley Finance LLC is offering market-linked notes due July 5, 2030 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and returns at maturity are based on the worst performing of the EURO STOXX 50® and Russell 2000® indices.
If the final level of the worst performing underlier is greater than its initial level, holders receive the stated principal plus an upside payment = principal × participation rate × underlier percent change. The participation rate will be determined on the pricing date and is stated as 136% to 141%. If the final level of either underlier is equal to or less than its initial level, holders receive only the stated principal amount. All payments are subject to Morgan Stanley's credit risk; the notes pay no interest and will not be listed on any exchange.