Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a primary offering of market-linked, auto-callable principal-at-risk notes linked to the State Street® SPDR® S&P® Homebuilders ETF due June 1, 2029. The face amount is $1,000 per security and the estimated value on the pricing date is $955.60 per security.
The notes pay fixed cash call payments on specified semi‑annual calculation days beginning June 3, 2027, and will be automatically called if the fund closing price of the underlying is at or above the call threshold price ($87.2355, equal to 85% of the starting price). If not called, holders are exposed to losses if the ending price falls more than 15%, with potential loss up to 85% of face amount at maturity.
Morgan Stanley Finance LLC offers structured Principal at Risk notes linked to the common stock of NVIDIA Corporation with a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The securities pay a contingent coupon at an annual rate of 16.60% on each coupon payment date only if the closing level of the underlier is at or above a coupon barrier set at 65% of the initial level on the related observation date. The notes feature automatic early redemption on specified redemption determination dates beginning September 3, 2026 if the closing level of the underlier is at or above the call threshold (100% of the initial level). If not redeemed, at maturity on December 8, 2027 investors receive principal only if the final level is at or above the downside threshold (65% of the initial level); otherwise the payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal up to the full amount. The estimated value on the pricing date was about $980.50 per security.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due June 8, 2028 linked to the worst performing of the Russell 2000®, the S&P 500® and the State Street® Consumer Staples Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and a contingent coupon of 9.35% per annum payable only if each underlier meets its coupon barrier on an observation date. The securities can be called beginning on the first redemption date of December 10, 2026 if a risk neutral valuation model indicates economic rationality to redeem. At maturity, if the final level of any underlier is below its 60% downside threshold, investors suffer a loss equal to the percentage decline of the worst performing underlier; if all underliers are at or above their thresholds, investors receive the stated principal. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk market-linked securities linked to an unequally weighted basket of five international indices with a participation rate of 161% and a threshold level of 75 (75% of the 100 starting level). Each security has a $1,000 face amount, an estimated value of $923.30 on the pricing date, a pricing date of May 29, 2026, and a scheduled maturity date of June 3, 2031 (calculation day May 29, 2031). At maturity, if the ending level exceeds the starting level, holders receive $1,000 plus upside equal to the basket return times the participation rate; if the ending level is between the starting level and the threshold, holders receive $1,000; if the ending level is below the threshold, holders are exposed 1:1 to declines and may lose more than 25%, possibly all, of principal. The offering includes underwriting commissions and structuring/hedging costs reflected in the face amount; proceeds to the issuer per security are listed as $961.30.
Morgan Stanley Finance LLC is offering Buffered Participation Securities linked to the S&P 500® Index that mature on June 9, 2027. Each security has a stated principal amount of $1,000. The initial level (strike) is 7,599.96 (closing level on June 1, 2026), the observation date is June 4, 2027, and the participation rate is 100%.
The securities provide a 10% buffer: if the final level is at or above 90% of the initial level, investors receive the stated principal at maturity; above the initial level they receive principal plus 100% of appreciation subject to a maximum payment of $1,152 per security (115.20%). If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 10% of principal.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; the estimated value on the pricing date was approximately $992.40 per security. The offering price is $1,000 per security and the securities do not pay interest. Terms, taxes, conflicts of interest and model assumptions are set out in the accompanying supplements and prospectus.
Morgan Stanley Finance LLC priced market-linked notes due June 11, 2027, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, a 100% participation rate and a capped payment at maturity of $1,064. If the index final level exceeds the strike (June 5, 2026), investors receive principal plus participation in appreciation up to the maximum payment; if the final level is equal to or below the strike, investors receive only the stated principal at maturity. Payments are unsecured and subject to Morgan Stanley credit risk. The pricing-date estimated value was approximately $986.40 per note.
Morgan Stanley Finance LLC priced contingent-income principal-at-risk notes tied to Eli Lilly common stock. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay contingent coupons (annual rate at least 18.64% annually, final rate set on the pricing date) only when the underlier meets coupon barrier tests on observation dates and feature automatic early redemption on specified call dates. If not called, repayment at maturity depends on the final level vs a 15% buffer and uses a 1.1764 downside factor, exposing investors to potential principal loss tied to Eli Lilly's closing levels. All payments are subject to Morgan Stanley's credit risk. Important dates include strike/pricing June 5, 2026, original issue June 10, 2026, final observation June 21, 2027, and maturity June 24, 2027.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk, contingent income auto‑callable securities due June 21, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 issue price and may pay a contingent coupon only if all three underliers meet coupon barriers on observation dates. Automatic early redemption can occur on quarterly redemption determination dates if all underliers meet call thresholds, in which case investors receive principal plus the contingent coupon for that period. If not auto‑redeemed, maturity payoff depends on the worst performing underlier versus its downside threshold; losses are 1% for each 1% decline in the worst performing underlier and could result in total loss of principal. The contingent coupon is 8.50% per annum (payable only when conditions are met). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 24, 2027, fully guaranteed by Morgan Stanley, linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. If the index's final level on the observation date is at or above the downside threshold (80% of the initial level), holders receive principal plus a fixed upside payment (at least $85, or 8.50%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the index performance factor (final/initial), so investors can lose up to 100% of principal. The pricing date and strike date are June 5, 2026, with an original issue date of June 10, 2026 and an observation date of June 21, 2027 (maturity June 24, 2027). The estimated value on the pricing date is approximately $986.40 per security, indicating issuance costs are borne by investors.
Morgan Stanley Finance LLC priced $13,192,000 of Leveraged Buffered S&P 500® Index-Linked Notes due August 11, 2027, fully guaranteed by Morgan Stanley. Each $1,000 Face Amount note links payment at maturity to the S&P 500® Index return from the Trade Date May 29, 2026 to the Determination Date August 9, 2027. Notes pay no interest; they provide 130% upside participation subject to a cap of $1,177.84 per note and a 10.00% downside buffer. If the Final Underlier Level is below the 90.00% Buffer Level, investors may suffer losses, including a total loss of principal. The estimated value on the Trade Date was $995.90 per note. All payments are subject to issuer credit risk and the notes will not be listed on an exchange.