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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to the common stock of Expedia Group, Inc. with a face amount of $1,000 per security and a contingent coupon rate of 12.20% per annum.
The securities pay quarterly contingent coupons only if the underlying stock’s closing price on each quarterly calculation day is at or above the coupon threshold of $109.06 (50% of the $218.12 starting price). The notes may be automatically called beginning August 2026 if the stock closing price on a calculation day is at or above the call threshold of $196.308 (90% of the starting price). At maturity on May 24, 2029, if not called, principal repayment depends on the ending price relative to the downside threshold of $109.06; an ending price below that level results in principal loss on a 1-to-1 basis.
The pricing date was May 21, 2026, the estimated value at pricing was $958.40 per security, the price to public is $1,000 per security and the total offering size shown is $1,559,000.
Morgan Stanley Finance LLC is offering unsecured, auto-callable Structured Investments (Jump Notes) due May 24, 2030, fully guaranteed by Morgan Stanley. The notes pay no interest, have a stated principal amount of $1,000 per note and an aggregate principal amount of $1,615,000. Automatic early redemption will occur if each underlier (Alphabet Class C, Amazon, Broadcom) is at or above its call threshold on the first determination date (May 28, 2027), producing an early redemption payment of $1,152.50 per note. If not auto-redeemed, maturity payment depends on the worst performing underlier: investors receive the stated principal plus an upside payment equal to the stated principal × 125% participation × the percent change of the worst performing underlier if all final levels exceed their initial levels; otherwise investors receive only the stated principal. The estimated value on the pricing date was $961.40 per note. All payments are subject to the issuer’s and guarantor’s credit risk; the notes will not be listed on any exchange and include a $25 per note sales commission.
Morgan Stanley Finance LLC priced principal-at-risk securities aggregating $589,000.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, issued at $1,000 per security with an estimated value on the pricing date of $957.80. They mature on June 6, 2029 and reference the S&P 500® Index with an initial level of 7,432.97 (strike date May 20, 2026) and an observation date of June 1, 2029. Investors participate at a 100% participation rate up to a $1,288.50 maximum payment per security (128.85% of principal). A 20% buffer applies (buffer level 5,946.376), and the minimum payment at maturity is 20% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The securities have a $1,000 stated principal amount per security and an aggregate principal amount of $4,662,000. They pay a contingent coupon at an annual rate of 10.85% only when each underlier is at or above its coupon barrier on an observation date, feature automatic early redemption beginning on May 21, 2027, and mature on May 25, 2028.
If not called, investors receive principal at maturity only if each underlier is at or above its downside threshold (70% of initial levels); otherwise payment equals principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Auto-Callable Securities due February 25, 2028 — fully and unconditionally guaranteed by Morgan Stanley. The pricing supplement shows a stated principal amount of $1,000 per security and an aggregate principal amount of $3,800,000, with an issue price of $1,000 per security and an estimated value on the pricing date of $990.20 per security.
The notes pay a contingent coupon at an annual rate of 9.40% on each coupon payment date only if the closing level of both underliers (the Nasdaq-100 Index and the S&P 500 Index) is at or above their coupon barrier levels on the related observation dates. The securities are automatically redeemed early if both underliers meet the call thresholds on a redemption determination date; otherwise, at maturity investors either receive principal (if both underliers are at or above the downside thresholds) or suffer a loss tied to the worst performing underlier, potentially losing all principal.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to Bloom Energy class A common stock. The notes have a $1,000 stated principal amount, aggregate offering of $900,000 and a 37.00% annual contingent coupon payable only if observation-date levels meet the coupon barrier.
The securities are automatically redeemable on specified dates if the closing level equals or exceeds the call threshold of $307.88. If not auto‑redeemed, maturity payment is full principal if the final level is at or above the downside threshold ($153.94, 50% of initial); otherwise payment equals stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to the Global X Uranium ETF. The offering totals $2,720,000 in aggregate principal, with a stated principal amount of $1,000 per security and an estimated value on the pricing date of $953.10. The notes pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The notes may be automatically redeemed on four determination dates beginning May 28, 2027 for fixed early redemption payments (example: $1,192.50 on the first early redemption). If not redeemed, maturity is May 25, 2028; payment at maturity is either a fixed positive amount ($1,385.00) if the final level is at or above the downside threshold ($29.316, 60% of the initial level) or a principal-loss payment equal to the performance factor × principal that could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Structured Investments Step-Down Jump Securities with Auto-Callable Feature, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an aggregate principal amount of $304,000, an issue price of $1,000 and an estimated value on the pricing date of $937.60.
The securities are principal-at-risk notes linked to the worst performing of the Global X Silver Miners ETF (SIL) and the iShares Silver Trust (SLV). Strike and pricing date: May 21, 2026; observation date: May 21, 2029; maturity date: May 24, 2029. Automatic early redemption begins at the first determination date on May 28, 2027 and may result in fixed early redemption payments on specified dates. Payments are subject to Morgan Stanley credit risk; investors do not receive interest and may lose principal if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced structured notes — Principal-at-risk, auto-callable securities tied to the Russell 2000® Index and the State Street SPDR S&P Regional Banking ETF (KRE). The offering totals $332,000 aggregate, issued at $1,000 per security with an estimated value of $936.10 on the pricing date. The notes pay no interest, may auto-redeem on the first determination date for an early redemption payment of $1,221.50, and mature on May 27, 2031.
At maturity, if not auto-redeemed, payoff depends on the worst performing underlier: investors receive principal plus an upside payment if final levels exceed initial levels; receive principal only if both final levels are at or above the downside thresholds (70% of initial); otherwise suffer a loss equal to the percentage decline of the worst performing underlier (possible total loss).
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable notes due May 27, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 7.60% on coupon dates only if the closing level of each of the three underlying ETFs is at or above its coupon barrier on the related observation date. The notes may be automatically redeemed early if, on a redemption determination date, the closing level of each underlier is at or above its call threshold; otherwise investors face exposure at maturity to the worst performing underlier and may lose principal proportional to that underlier’s decline. All payments are subject to Morgan Stanley’s credit risk.