Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered Jump Securities due June 14, 2027, linked to the 10‑Year U.S. Dollar SOFR ICE Swap Rate. Each security has a stated principal amount of $1,000 and pays no interest. If the final reference rate is >= the threshold (3.7157%), holders receive $1,000 + $100 at maturity. If the final reference rate is below the threshold, the maturity payment is reduced: holders lose 1.096% of principal for every 1% decline beyond the 8.75% buffer and could lose their entire investment. The initial reference rate is 4.072%; the valuation date is June 9, 2027. Estimated value on the pricing date was approximately $991.00 per security. All payments are subject to issuer and guarantor credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC priced a market-linked, principal-at-risk note linked to Micron Technology, Inc. (MU) due June 2, 2028. The offering consisted of 4,232 securities at a public price of $1,000 per security (total $4,232,000), with proceeds to the issuer of $4,144,186. The estimated value per security on the pricing date was $958.00.
The notes pay a contingent monthly coupon at an annual rate of 25.75% only if the Micron stock closing price on each monthly calculation day is at or above the coupon threshold of $485.50 (50% of the starting price). The starting price used was $971.00. After a three-month non-call period, the securities may be automatically called on a call observation day if the stock closing price is at or above the call threshold of $776.80 (80% of the starting price). If not called, at maturity you receive either the face amount ($1,000) if the ending price is at or above the downside threshold ($485.50), or a reduced cash payment equal to $1,000 × performance factor if the ending price is below that threshold, exposing holders to losses that could exceed 50% and potentially all principal.
Morgan Stanley Finance LLC priced a structured note offering on May 29, 2026 linked to the lower-performing Class A shares of CoreWeave, Inc. and Cloudflare, Inc., maturing June 1, 2029 and fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and an estimated value of $903.60 on the pricing date. The notes feature a 365% participation rate in positive performance of the lowest-performing underlying stock (subject to caps and thresholds), an automatic call opportunity with a $1,480 call payment on the call date, and downside exposure if the lowest-performing underlying stock falls below its 50% threshold.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for Structured Investments — Buffered Jump Securities with an auto-callable feature due June 17, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and links to the S&P 500® Index.
The notes offer automatic early redemption on specified determination dates with fixed early redemption payments that correspond to approximately 7.40% per annum. The securities include a 10% buffer (buffer level = 90% of initial level) and a minimum payment at maturity equal to 10% of principal. Investors bear issuer credit risk, will not receive periodic interest, do not participate in upside of the index, and may lose a significant portion of principal if the final index level is below the buffer.
Morgan Stanley Finance LLC priced an offering of structured, principal-at-risk, market-linked securities due June 1, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. The securities link to the lowest-performing stock of NVIDIA Corporation, Alphabet Inc. (Class A) and Micron Technology, Inc., include a 300% participation rate on positive performance, an automatic-call feature on the call date and contingent downside exposure if the lowest performing stock falls below specified threshold prices.
The face amount is $1,000 per security, the estimated value on the pricing date was $914.90 per security, and the document shows total price to public of $1,839,000 with proceeds to the issuer of $1,791,645.75. Key structural features include a call payment of $1,360.50 on the call settlement date if call conditions are met, a pricing date of May 29, 2026, an original issue date of June 3, 2026, and a calculation day of May 29, 2029.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $985.10. The notes pay a contingent coupon (annual rate at least 16.80% subject to final determination) only if the underlier meets observation-date barriers and feature an 85% buffer level (15% buffer) plus a downside factor of 1.1765 that multiplies losses below the buffer at maturity. The securities can be automatically redeemed early on specified dates if the closing level equals or exceeds the call threshold (100% of the initial level). Investors bear issuer credit risk, may receive no coupons, will not participate in upside of the stock, and could lose up to their entire investment.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due June 13, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 11.00% only if, on each observation date, the closing level of every underlier is greater than or equal to its coupon barrier (each set at 60% of the initial level). The securities are linked to the worst performing of the Dow Jones Industrial Average, the iShares Expanded Tech-Software Sector ETF and the Russell 2000 Index, expose investors to full principal risk, permit issuer-initiated early redemption starting on the first redemption date of December 11, 2026 based on a risk neutral valuation model, and have an estimated value on the pricing date of approximately $956.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Jump Securities due March 29, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may auto‑redeem early if both underliers meet call thresholds on a determination date. At maturity, if both underliers are at or above their 15% buffer levels, the payment is $1,275.00 per security; if the worst performing underlier is below its buffer, the payment equals $1,000 × (performance factor of the worst performing underlier + 15%), subject to a 15% minimum payment. The securities reference the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). The original issue price is $1,000 and the estimated value on the pricing date is approximately $944.30. All payments are subject to Morgan Stanley’s credit risk; the securities do not pay interest and include issuance, distribution and hedging costs embedded in the issue price.
Morgan Stanley Finance LLC offers contingent income auto-callable securities linked to Fiserv, Inc. common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 15.25% per annum on each coupon payment date only if the underlier's closing level on the related observation date is at or above a coupon barrier equal to 59% of the initial level. The securities may be automatically redeemed early if the closing level on a redemption determination date is at or above a call threshold equal to 100% of the initial level, and mature on July 21, 2027 with the final observation date of July 16, 2027.
The initial issue price is $1,000 (estimated value on the pricing date approximately $978.60). If not redeemed early and the final level is below the downside threshold (also 59% of the initial level), payment at maturity will be the stated principal multiplied by the performance factor (final level/initial level), exposing investors to loss of principal (potentially to zero). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $731,000 of auto-callable, fixed-percentage buffered principal‑at‑risk securities linked to the State Street® SPDR® S&P® Regional Banking ETF, due June 1, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a face amount of $1,000 each, an estimated value of $959.30 per security on the pricing date, semi‑annual calculation days beginning June 3, 2027, a threshold price equal to $59.1685 (85% of the starting price), and specified call payments if the underlying meets call thresholds on calculation days.