Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, carry principal-at-risk, and feature an automatic early redemption if the underlier meets the call threshold on the first determination date. Key economic terms in this pricing supplement include a participation rate of 125%, a buffer amount of 15% (buffer level 85), a downside factor of 1.1765, an early redemption payment of $1,225.50 per $1,000 security, an estimated value on the pricing date of approximately $980.60, an issue price of $1,000, an original issue date of June 18, 2026, and a maturity date of June 21, 2028. All payments are subject to the issuer’s and guarantor’s credit risk; holders may lose some or all principal.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes — Dual Directional Buffered Jump Securities — with a $1,000 stated principal per security and an original issue price of $1,000 per security. The notes are linked to the worst performing of Alibaba (BABA), NIKE (NKE) Class B and NVIDIA (NVDA) common stock, are fully and unconditionally guaranteed by Morgan Stanley, feature an automatic early redemption test on June 1, 2027 and mature on June 2, 2028. The securities pay no regular interest, include a 35% buffer (buffer level = 65% of initial level), a capped upside participation of 200% on the worst-performing underlier, an early redemption payment of $1,465 (first determination date), and expose investors to credit risk of MSFL/Morgan Stanley and to losses if the worst-performing underlier falls below its buffer.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 29, 2028 with a stated principal amount of $1,000 per security and an estimated value at pricing of approximately $982.90. The notes reference the Dow Jones Industrial Average and the S&P 500® Index and pay at maturity based on the worst performing underlier.
Payoff mechanics: upside pays 105% of appreciation of the worst performing underlier; a 15% buffer applies to declines (absolute return participation is 100% within the buffer); if the worst performing underlier falls below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-protected market-linked notes tied to the worst performing of the Russell 2000® and S&P 500® indices. Each note has a $1,000 stated principal amount, 100% participation in upside subject to a $1,125 maximum payment, and matures on June 6, 2028. The notes pay no interest; at maturity investors receive the stated principal plus an upside payment only if the final level of the worst performing underlier exceeds its initial level. Estimated value on the pricing date is approximately $965.40 per note. All payments are unsecured and subject to Morgan Stanley’s credit risk; the notes will not be listed for trading.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering auto-callable, principal-at-risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities pay no interest, may be automatically redeemed on the first determination date of June 4, 2027 for an early redemption payment of $1,217.50 if the underlier is at or above the call threshold (107% of the initial level). If not called, maturity is June 2, 2031; the participation rate for upside is 265%. The downside threshold is 75% of the initial level; below that level investors suffer proportional principal loss and could lose the entire investment.
All payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date was approximately $976.80 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 21, 2028 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and offers an automatic early redemption feature and a buffered downside before principal losses apply.
If not auto‑redeemed, investors receive at maturity either the stated principal plus an upside payment (if the final level is above the initial level), the stated principal (if the final level is at or above the buffer level of 80), or a reduced payment reflecting losses beyond the buffer multiplied by a downside factor (could be zero). The securities do not pay interest, carry issuer credit risk, and have an estimated value on the pricing date of approximately $972.00 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk auto‑callable notes linked to International Business Machines Corporation (IBM) stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 10.90% per annum on observation dates when the underlier meets the coupon barrier, feature automatic early redemption if the underlier meets a call threshold, and expose holders to full downside risk if the final level is below the downside threshold; payment at maturity equals principal if the final level is at or above the downside threshold, otherwise principal is multiplied by the performance factor (final level / initial level), potentially resulting in a total loss. The estimated value on the pricing date was approximately $968.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to the S&P 500® Index, with a $1,000 stated principal per security and a maturity date of July 1, 2027. The securities pay no interest, have a fixed upside payment of at least $90 (9%) if the final level is at or above a 90% buffer level, and expose investors to a downside factor of 1.1111 for losses beyond a 10% buffer; the estimated value on the pricing date was approximately $984.40 per security. All payments are subject to MSFL and Morgan Stanley credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes tied to the worst performer of GOOGL, META and NVDA. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities may be automatically redeemed on June 16, 2027 for an early redemption payment of $1,250 if each underlier meets its call threshold. If not redeemed, payment at maturity on June 15, 2029 depends on the worst performing underlier: upside participation is 300% (capped), absolute return participation is 100%, and downside exposure applies if any underlier falls below a 50% threshold of its initial level. The document states an estimated value on the pricing date of approximately $951.30 per security and notes all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The securities are $1,000 denominations, mature on December 2, 2027, and pay a contingent coupon of 12.00% per annum only if each underlier’s closing level meets its coupon barrier on observation dates. If any underlier is below its downside threshold (70% of initial level) at maturity, principal is reduced in proportion to the worst performing underlier; loss could be total. The issuer may call the notes on specified redemption dates beginning December 3, 2026 if a risk neutral valuation model indicates calling is economically rational. All payments are subject to Morgan Stanley’s credit risk.