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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments — Buffered Jump Securities with an auto-callable feature due June 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities can be automatically redeemed on scheduled determination dates beginning June 15, 2027 if the underlier closes at or above the call threshold. If not redeemed, a payment at maturity depends on the final level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index relative to a buffer equal to 85% of the initial level (buffer amount 15%); investors may receive a fixed positive payment if the final level is at or above the buffer or suffer losses beyond the buffer (loss of 1% of principal per 1% index decline beyond the buffer), subject to a minimum payment of 15% of principal. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a leverage factor of 267%, a pricing/strike date of June 12, 2026, an original issue date of June 17, 2026, an observation date of June 13, 2033 and a maturity date of June 16, 2033. The securities pay no interest; at maturity investors receive the stated principal plus 267% of the underlier appreciation if the final level is greater than the initial level. If the final level is below an 80% downside threshold of the initial level, investors incur a loss equal to the percent decline in the underlier (no minimum payment). The pricing date estimated value was approximately $944.60 per security. All payments are subject to issuer and guarantor credit risk and the securities are not FDIC insured.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley that reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities feature a 20% buffer (buffer level = 80% of initial level), an automatic early‑redemption (auto‑call) schedule beginning with a first determination date of June 15, 2027, and a final determination date of June 12, 2031 with maturity on June 17, 2031. If not called, payout at maturity depends on the final index level: a fixed positive payment if the final level is at or above the call threshold, return of principal if it is at or above the buffer level, and a loss of 1% of principal for each 1% index decline beyond the buffer (subject to a minimum payment of 20% of principal). The pricing date and strike date are June 12, 2026; the estimated value on the pricing date is approximately $907.90 per security. All payments are subject to issuer and guarantor credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC priced a series of principal-at-risk, fixed-coupon, auto-callable notes due June 17, 2031 tied to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of Approximately $919.10. The notes pay a monthly fixed coupon (to be set on the pricing date) in a disclosed range of 7.00%–8.00% per annum, feature automatic early redemption beginning with a redemption determination date of June 14, 2027, a 15% buffer (buffer level = 85% of initial level) and a minimum payment at maturity equal to 15% of principal. Payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers contingent-income, principal-at-risk notes due June 17, 2031 backed by a full guarantee of Morgan Stanley. The securities are sold at an original issue price of $1,000 per security and pay a contingent coupon (actual rate set on the pricing date) of 9.75% to 10.75% per annum when the underlier meets the coupon barrier on observation dates. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (established March 14, 2022).
The notes are auto-callable starting from the first redemption determination date June 14, 2027 if the closing level of the underlier is at or above the call threshold (90% of the initial level). At maturity, if not redeemed earlier, investors receive principal if the final level is at or above the buffer level (85% of the initial level); if the final level is below the buffer, payment = $1,000 × (performance factor + 15%), subject to a 15% minimum payment at maturity. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk structured notes due June 17, 2031 (issued with a $1,000 stated principal amount per security) that are fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon (the actual annual rate was determined on the pricing date and is indicated as 9.00% to 10.00% range in the preliminary terms) only when the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets or exceeds specified observation‑date thresholds. The securities feature automatic early redemption starting with a first redemption determination date of June 14, 2027, a 20% buffer above which principal is protected at maturity, and a minimum payment at maturity of 20% of principal. If the final index level is below the buffer, investors suffer proportional losses beyond the buffer. The preliminary pricing lists an estimated value on the pricing date of approximately $905.00 per security and states the original issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes due June 17, 2031, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon only if the underlier meets coupon barrier tests on observation dates and feature an 85% buffer level (15% buffer amount) and a minimum payment at maturity of 15% of principal. The underlier is the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Automatic early redemption can occur on specified redemption determination dates beginning June 14, 2027, for the stated principal plus any contingent coupon then payable. The estimated value on the pricing date was approximately $903.20 per security; the issue price is $1,000. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a contingent principal-at-risk market-linked security linked to the lowest-performing share of NVIDIA, Alphabet (Class A) and Micron, with a $1,000 face amount and an estimated value of $932.40 on the pricing date. The notes mature on June 1, 2029 with automatic call mechanics beginning on June 3, 2027. If called, the call payment will be at least $1,360.50 (a call premium of at least 36.05%). If not called, the payout depends on the lowest performing underlying stock, with a 300% participation rate for positive returns above the starting price, a capped positive payout of $500 above face amount, and full downside exposure if any underlying stock falls below its threshold price (50% of starting price). The document discloses commissions and distribution arrangements and warns that all payments are subject to Morgan Stanley credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC offers Structured Investments Buffered Jump Securities with an auto-callable feature due May 31, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $939.90 per security.
The securities pay no regular interest, can be automatically redeemed on specified determination dates for fixed early redemption payments (approximately 12.00% per annum equivalent: $1,120, $1,240, $1,360 on the three early redemption dates) and, if not called, pay at maturity either a fixed positive payment ($1,480) if all underliers meet call thresholds, the stated principal if all underliers remain above buffer levels, or a reduced payment tied to the worst performing underlier if any underlier is below its 75% buffer level (buffer amount 25%; minimum payment at maturity 25% of principal).
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities tied to Amazon.com, Inc. common stock due December 21, 2027. Each security has a face amount of $1,000 and a contingent fixed return to be set on the pricing date of at least 26.20%. If the ending price on the calculation day is at or above the threshold (85% of the starting price), holders receive the face amount plus the contingent fixed return; if the ending price is below the threshold, holders suffer a 1-to-1 loss based on the underlying return and may lose more than 15% or all principal. The document discloses an estimated value on the pricing date of approximately $963.50 per security (within $35.00). Pricing date is June 16, 2026, original issue date June 22, 2026, calculation day December 16, 2027 and maturity December 21, 2027. The offering includes distribution commissions and potential dealer fees; purchasing clients with Morgan Stanley discretionary accounts are not permitted to buy these securities.