Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the S&P 500® Index with an aggregate principal amount of $2,857,000 and a stated principal amount of $1,000 per security. The securities pay no interest, have a 100% upside participation rate subject to a $1,142.50 maximum payout, and include a 10% buffer that shields limited declines but exposes investors to losses beyond that buffer. The securities mature on December 2, 2027, reference the closing S&P 500 level on the observation date, and are fully guaranteed by Morgan Stanley. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable notes due June 3, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the worst performing of three ETFs: IGV, XLF and XLU, with a strike/initial level set on May 29, 2026.
The notes may be automatically redeemed on the first determination date (Nov 29, 2027) for an early redemption payment of $1,625 if each underlier meets its call threshold. At maturity, outcomes range from the stated principal plus an upside payment (300% participation on the worst performer) to full loss of principal if the worst performing underlier falls below its 60% downside threshold. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS principal-at-risk notes tied to the S&P 500® Index. The offering totals $1,517,000 in aggregate principal with a stated principal amount of $1,000 per security. The notes have an original issue price of $1,000, an estimated value on the pricing date of $989.70, a strike/ pricing date of May 29, 2026, an original issue date of June 3, 2026, an observation date of June 29, 2027 (subject to postponement) and a maturity date of July 2, 2027.
The notes offer a 200% leverage factor on upside performance subject to a $1,110 per-security maximum upside (111% of principal). They include a 10% buffer (buffer level 6,822.054, 90% of the initial level) and a minimum payment at maturity of 10% of principal. Payments depend on the S&P 500 closing level on the observation date; downside beyond the buffer causes proportional principal loss. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent income memory auto-callable notes due June 17, 2031. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, issued at $1,000 per note with an estimated value of approximately $940.50 on the pricing date.
The notes pay a contingent coupon of 10.00% per annum monthly only if the closing level of each underlying stock is at or above its coupon barrier (80% of initial level) on each observation date. The notes are automatically redeemed if, on a redemption determination date beginning June 14, 2027, each underlier is at or above its call threshold (100% of initial level); early redemption returns stated principal plus the contingent coupon for the related interest period and any previously unpaid contingent coupons. If not auto‑redeemed, maturity is June 17, 2031, with payment based on the worst performing underlier. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a contingent income auto-callable note program guaranteed by Morgan Stanley. The offering is for $1,000 per security with an aggregate principal amount of $398,000. The notes pay a contingent coupon of 10.75% per annum on applicable observation dates, have automatic early redemption features beginning with the November 30, 2026 determination date, and mature on September 2, 2027. Principal at maturity depends on the performance of the worst performing underlier (the Nasdaq-100® Technology Sector and the S&P 500®); if the worst performing underlier is below its downside threshold (approximately 75% of initial level), payment will be reduced pro rata and could be zero. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities tied to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon of 9.35% per annum on coupon dates only if the underlier's closing level meets or exceeds a coupon barrier equal to 60% of the initial level. The notes may be automatically redeemed early if the underlier meets a call threshold equal to 100% of the initial level on a redemption determination date; the first such date is September 18, 2026. If not redeemed, maturity is June 23, 2028, with final observation on June 20, 2028. If the final level is below the downside threshold (also 60% of initial level), payment at maturity is the stated principal multiplied by the performance factor (final level/initial level), and could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk. Estimated value on the pricing date is approximately $974.70 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due June 3, 2031 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes have a $1,000 stated principal amount, an issue price $1,000, aggregate principal $1,457,000 and an estimated value $960.40 on the pricing date. Investors receive a leveraged upside (4x) of the worst performing underlier capped at a $1,800 maximum payment at maturity; if the worst performing underlier falls below its 70% downside threshold, principal is lost pro rata (1% loss per 1% decline). All payments depend on MSFL's credit and are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering callable zero‑coupon notes due June 18, 2036 with a stated principal of $1,000 per note and an accreted maturity payment of $1,625 per note. The notes accrue at a 6.25% per annum non‑compounding accrual yield and do not pay periodic interest.
The notes are callable annually on June 18 beginning June 18, 2027, with redemption prices equal to the accreted value on each redemption date. Early redemption will occur only if a risk neutral valuation model determination (using specified inputs including market levels, volatilities, correlations and Morgan Stanley credit spreads) indicates redemption is economically rational for the issuer. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to the common stocks of The Boeing Company and United Airlines Holdings, Inc. The notes have a stated principal of $1,000 per security, an annual contingent coupon of 19.80% (approximately $99 per semi-annual period), a 1.5-year term, a pricing date of June 3, 2026, an original issue date of June 8, 2026, and maturity on December 8, 2027.
Coupons are paid only if the determination closing price of each underlying stock is at or above a 65% downside threshold on observation dates; automatic early redemption occurs if both underliers close at or above their 100% redemption thresholds on a redemption determination date (first possible redemption date June 3, 2027). If either underlier is below the downside threshold at final observation, payment at maturity is based on the worst performing underlier and can be less than 65% of principal or zero. Estimated value on the pricing date was about $963.70 per security.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable notes linked to MU, NVDA and TSM. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities mature on June 14, 2029 with a final observation date of June 11, 2029. A contingent coupon at an annual rate of 22.30% may be paid on scheduled coupon dates only if the closing level of each underlier is at or above its coupon barrier (50% of initial level) on the related observation date. Automatic early redemption can occur beginning with the redemption determination date of June 9, 2027 if each underlier is at or above its call threshold (100% of initial level) on a redemption determination date. At maturity, if the worst performing underlier is below its downside threshold (50% of initial) and all underliers are below their initial levels, the payment equals the stated principal multiplied by the worst performing underlier’s performance factor, potentially resulting in a significant loss of principal, possibly to zero. The estimated value on the pricing date was approximately $937.90 per security. All payments are subject to MSFL/Morgan Stanley credit risk.