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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities due June 17, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $906.90, and a 15% buffer level.
The notes carry an automatic early redemption feature beginning with the first determination date on June 15, 2027. If the underlier meets the call threshold (100% of the initial level) on a determination date, the securities pay a fixed early redemption amount (examples range from $1,180 to $1,885 across potential dates). If not called, maturity payments depend on the final level relative to the buffer: full principal if the final level is ≥ buffer, limited upside if the final level is ≥ call threshold, and pro rata losses beyond the 15% buffer with a minimum payment of 15% of principal.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes due May 30, 2028, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and the offering aggregates $335,000. The securities pay a fixed coupon at an annual rate of 22.30%, payable monthly, and have an estimated value on the pricing date of $967.80 per security. They are automatically redeemable on specified redemption determination dates if the closing level of each underlying stock (Adobe, Broadcom, Micron) is at or above its call threshold (each initial level). At maturity, if any underlier is below its downside threshold (55% of its initial level), the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a substantial loss of principal, possibly to zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note — contingent income memory buffered auto-callable securities linked to Amphenol Corporation Class A common stock. The securities have a $1,000 stated principal per security, aggregate principal of $500,000, an estimated value on the pricing date of $977.60, and a final maturity of June 8, 2027. They pay a contingent coupon at an annual rate of 12.00%, payable only if the closing level of the underlier meets the coupon barrier on observation dates, and include automatic early redemption if the underlier meets the call threshold on specified redemption determination dates. At maturity, if the final level is below the buffer level of $74.741 (approximately 59.86% of the initial level), investors suffer downside exposure amplified by a downside factor of 1.6706, which can result in loss of principal. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to ServiceNow, Inc. stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and the offering aggregates $601,000. The notes pay a 26.28% per annum contingent coupon only if the underlier meets the coupon barrier on specified observation dates and may be automatically redeemed early if the underlier meets a call threshold. At maturity, if the final level is below the $71.491 buffer level (70% of the initial level), principal is reduced by 1.4286% for each 1% decline beyond the buffer, and the payment could be zero. The estimated value on the pricing date was $987.00 per security; the original issue price is $1,000 and dealer commissions reduce proceeds to the issuer to $990 per security. All payments are subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC offers contingent income auto-callable securities linked to the iShares U.S. Medical Devices ETF, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $750,000, an issue price of $1,000 and an estimated value on the pricing date of $962.60. These principal-at-risk notes pay a contingent coupon at an annual rate of 9.30% only if the underlier meets observation-date barriers, feature automatic early redemption on specified dates if the underlier reaches the call threshold, and expose investors to full downside risk if the final level is below the downside threshold.
The pricing supplement describes Morgan Stanley Finance LLC principal-at-risk structured notes linked to the S&P 500® Futures Excess Return Index. The notes: have a $1,000 stated principal per security, an original issue price of $1,000, a participation rate of 200%, an automatic call test on June 1, 2027 with a call threshold of 631.271, and mature on May 28, 2031. Payments are unsecured, guaranteed by Morgan Stanley, and subject to issuer credit risk. If not called, maturity payoff is upside participation if the final level exceeds the initial level (601.21), principal returned if final level ≥ 420.847, and pro rata loss below that threshold; losses can be up to the entire principal.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with a $1,000 stated principal per security and original issue date June 17, 2026. The notes pay a contingent coupon (annual rate determined on the pricing date, indicated between 10.50% and 11.50%) only when the underlier meets the coupon barrier on specified observation dates, include an automatic early redemption feature beginning with a first redemption determination date of June 14, 2027, and return principal at maturity June 17, 2031 only if the final level is at or above the buffer level (buffer amount 15%, buffer level 85% of the initial level). If the final level is below the buffer level, investors suffer losses equal to declines beyond the buffer, subject to a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was approximately $903.50 per security; the issue price is $1,000, which includes issuance, distribution and hedging costs. All payments are subject to MSFL credit risk and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk notes due June 17, 2031, fully guaranteed by Morgan Stanley, that pay a contingent coupon and include an automatic early redemption feature.
The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $903.00, an observation-based contingent coupon (annual rate to be set on the pricing date in the range 12.00% to 13.00%) and a buffer structure that protects the first 15% of underlier decline but subjects investors to losses beyond that buffer with a 15% minimum payment at maturity. Coupon and early redemption payments depend on the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index on specified observation and redemption determination dates. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes—Buffered Jump Securities with an auto-callable feature tied to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Stated principal amount is $1,000 per security and the issue price is $1,000 per security. The pricing and strike dates are June 12, 2026 and original issue date is June 17, 2026. Maturity is June 17, 2031. The estimated value on the pricing date is approximately $905.30.
The notes are subject to automatic early redemption beginning with the first determination date on June 15, 2027 if the underlier is at or above the call threshold (90% of the initial level). Investors receive fixed early redemption payments that imply roughly 13.00%–14.00% per annum if called. At maturity, payoff depends on the final level versus the call threshold and a 15% buffer: if final level < buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Structured Investments — Buffered Jump Securities with an auto-callable feature due June 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities can be automatically redeemed on scheduled determination dates beginning June 15, 2027 if the underlier closes at or above the call threshold. If not redeemed, a payment at maturity depends on the final level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index relative to a buffer equal to 85% of the initial level (buffer amount 15%); investors may receive a fixed positive payment if the final level is at or above the buffer or suffer losses beyond the buffer (loss of 1% of principal per 1% index decline beyond the buffer), subject to a minimum payment of 15% of principal. All payments are subject to the issuer’s and guarantor’s credit risk.