Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note—auto-callable and guaranteed by Morgan Stanley—linked to the worst performer of the Nasdaq-100® Technology Sector (NDXT) and the S&P 500® (SPX). The securities have a stated principal amount of $1,000 per security and an original issue price of $1,000. They pay a contingent coupon at an annual rate of 11.00% only if both underliers meet coupon barrier levels on observation dates. The securities may be automatically redeemed on specified determination dates for the stated principal plus the contingent coupon. If not redeemed, maturity payment is the stated principal if both underliers are at or above the 80% downside thresholds; otherwise the payment equals the stated principal × performance factor of the worst performing underlier, which can result in a substantial loss or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced principal at risk notes due July 2, 2027 linked to the worst performing of the Russell 2000® and the S&P 500®. The offering totals $6,638,000 at a stated principal amount of $1,000 per security and an issue price of $1,000 per security.
The securities pay no interest. At maturity investors receive $1,000 + $101 if both underliers finish at or above their downside thresholds (70% of initial levels). If the worst performing underlier finishes below its downside threshold, the payment equals the stated principal amount multiplied by the underlier's performance factor, so investors may lose up to their entire principal. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Structured Investments — Contingent Income Memory Buffered Auto-Callable Securities linked to Blackstone Inc. common stock. The securities are $1,000 principal per security, issued at $1,000 with an estimated value of $962, pay a contingent coupon only if observation-date levels meet a barrier, include an automatic early redemption feature, and return principal at maturity only if the final level meets the buffer; otherwise loss applies beyond a 24% buffer, with a 24% minimum payment.
Morgan Stanley Finance LLC is offering $737,000 aggregate principal amount of contingent income principal‑at‑risk securities, fully and unconditionally guaranteed by Morgan Stanley. The $1,000‑per‑security notes pay a contingent coupon of 7.20% per annum on observation dates if each underlier meets its coupon barrier and mature on December 2, 2027. The securities are linked to the worst performing of the S&P 500, Dow Jones Industrial Average and Russell 2000, use a 60% coupon barrier/downside threshold (measured from the strike levels on May 29, 2026), and expose investors to potential loss of principal proportional to the worst underlier’s decline. The estimated value on the pricing date was $990.00 per security and the issue price is $1,000.
Morgan Stanley Finance LLC priced Buffered PLUS notes due June 1, 2029, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,257,000. They reference the iShares Expanded Tech-Software Sector ETF (IGV) with an initial level of $101.66 (strike date May 29, 2026) and an observation date of May 29, 2029.
Key economic terms: leverage factor 150%, maximum payment $1,610 (161% of principal), buffer 20% (buffer level $81.328), and minimum payment 20% of principal. The estimated value on the pricing date was $980.40. The notes pay no interest; at maturity returns depend solely on the closing final level relative to the initial level and buffer, and investors bear credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced an auto-callable, principal-at-risk market-linked note due June 1, 2029 linked to the lowest performing of three underlyings: OIH Shares, the NDXT Index and XLU Shares. The securities have a 150% participation rate and a face amount of $1,000 per security.
The call payment is $1,400 (approximately a 40% call premium) on the call date, June 3, 2027. If not called, maturity payoffs depend on the lowest-performing underlying versus its starting and threshold levels; losses exceed 40% if the lowest underlying falls below its threshold.
Morgan Stanley Finance LLC is offering $776,000 aggregate principal amount of contingent income, principal-at-risk, auto-callable securities due June 3, 2031, fully guaranteed by Morgan Stanley. The notes pay a contingent annual coupon of 12.00% on observation dates when the underlier meets the coupon barrier, feature monthly early-redemption tests beginning November 30, 2026, and return principal at maturity only if the final level is at or above an 85% buffer; otherwise principal is reduced proportionally subject to a 15% minimum payment. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (initial level 1,537.79) and are sold at $1,000 per security (estimated value on pricing date: $940.10). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. The stated issue price is $1,000 per security with an aggregate principal amount of $1,426,000. The securities pay no interest and expose investors to credit risk of the issuer and the guarantor. An automatic early redemption may occur on the first determination date (June 8, 2027) if each underlier meets its call threshold; the fixed early redemption payment is $1,385 per security. If not auto‑redeemed, maturity payoffs depend on the worst performing underlier: investors may receive the stated principal plus an upside payment (participation rate 300%), the stated principal, or a reduced payment that declines 1% for every 1% the worst performing underlier falls below its downside threshold (downside thresholds are 60% of initial levels). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Buffered Jump Securities due June 12, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities offer a 15% buffer and a 200% participation rate on upside; if the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment. The securities are callable beginning on June 21, 2027 based on the output of a risk neutral valuation model, with fixed scheduled redemption payments if called. The estimated value on the pricing date is approximately $931.80 per security. All payments are subject to Morgan Stanleys credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the worst performing of the Nasdaq-100 Technology Sector, the Dow Jones Industrial Average and the Russell 2000. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 9.00% payable only if every underlier is at or above its coupon barrier on an observation date. At maturity on July 5, 2029, investors receive the stated principal if each underlier is at or above its downside threshold; otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a substantial loss of principal, potentially to zero.