Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a primary offering of 1,483 market‑linked securities (face amount $1,000 per security), for total proceeds to the public of $1,483,000. The securities are auto‑callable, carry a contingent coupon of 10.50% per annum payable monthly if the lowest performing underlying meets its 70% coupon threshold on a calculation day, and mature on June 1, 2029 if not called. The estimated value on the pricing date was $959.20 per security, and the issuer received proceeds of $1,448,520.25 after agent commissions and fees. Investors are exposed to the lowest performing of three sector ETFs (XLE, XLK, XLV) and may lose more than 40% of principal if that underlying falls below 60% of its starting price at the final calculation day.
Morgan Stanley Finance LLC is offering principal-at-risk, market-linked securities due June 9, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and pays a contingent fixed return of 40% ($400) at maturity only if the lowest performing underlying stock closes at or above its 60% threshold price on the calculation day. If the lowest performing underlying stock closes below its threshold price, the maturity payment will be reduced pro rata based on that stock’s return, and investors can lose more than 40%, and possibly all, of their principal. The offering links payoff to the lowest performing common stock of Netflix, ServiceNow and Oracle; the document states an estimated value on the pricing date of $947.70 per security and an aggregate face amount of $3,367,000.
Morgan Stanley Finance LLC priced a $2,078,000 offering of principal-at-risk buffered participation securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $986.70, a 15% buffer and a 100% participation rate with a maximum payment of $1,305.50 (130.55%). The securities mature on September 2, 2027 with an observation date of August 30, 2027. Investors receive downside protection only up to the buffer and face full principal risk beyond that point; all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security and an aggregate principal amount of $14,248,000.
These principal-at-risk notes have a strike/pricing date: May 29, 2026, an observation date: June 11, 2027 and a maturity date: June 16, 2027. If the final level is at or above the 10% buffer, each security pays the stated principal plus a fixed $89.20 upside payment (8.92%). If the final level is below the buffer, losses are applied at a 1.1111% decrease in principal for each 1% decline beyond the buffer; there is no minimum payment and the securities could lose the entire principal. The estimated value on the pricing date was $985.00 per security and the agent commission disclosed is $10 per $1,000 security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes — unsecured, fully guaranteed by Morgan Stanley — linked to the worst performer of the S&P 500, Nasdaq-100 and Dow Jones Industrial Average. The issue is $1,000 per security, aggregate principal $199,000, original issue date June 3, 2026, maturity June 3, 2030. The notes feature an auto-call on specified determination dates, a 150% participation rate for upside at maturity, and a downside threshold at 70% of each initial level; principal can be lost if the worst underlier falls below its downside threshold.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities (stated principal amount $1,000 each) return at maturity is tied to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. If the worst performing underlier on the observation date is at or above its 70% downside threshold, investors receive principal plus the greater of the worst-underlier percent change or a $460 upside payment. If any underlier is below its 70% threshold, investors suffer a pro rata loss of principal (1% loss for each 1% decline), with no minimum payment and potential total loss of principal. The issue price is $1,000 (estimated value on pricing date $973.20), aggregate principal offered is $628,000, and commissions/fees reduce proceeds to the issuer.
The issuer Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, priced an Auto-Callable Trigger PLUS due June 3, 2031 linked to the EURO STOXX 50® Index. The offering aggregates $20,107,000 of notes at a stated principal of $1,000 each. The securities pay no interest, carry principal-at-risk and will auto-redeem on 6/8/2027 (payment 6/11/2027) if the index closing value on the first determination date is at or above the initial index value, triggering a cash payment of $1,170.10 per security. If not called, maturity outcomes depend on the final index value: upside participation of 150% of index appreciation above the initial index value, full return of principal if the final index value is ≥ the downside threshold (75% of initial), or a proportional loss below that threshold (down to zero). The estimated value on pricing date was $955.60 per security. All payments are subject to issuer credit risk and the calculation agent is MS & Co..
Morgan Stanley Finance LLC priced a $640,000 offering of Principal at Risk Buffered Jump Securities due June 3, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $977.50.
The securities are linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index; they feature a 20% buffer, a 150% participation rate for upside, automatic early redemption on the first determination date and a minimum payment at maturity equal to 20% of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®. The securities carry a $1,000 stated principal amount and $1,312.50 fixed early redemption payment if all underliers meet call thresholds on the first determination date. At maturity investors either receive principal plus an upside payment (150% participation on the worst performing underlier), principal only, or a reduced payment proportional to the decline of the worst performing underlier, potentially losing the entire principal. All payments are unsecured and subject to Morgan Stanley’s credit risk. The first determination date is June 8, 2027 and maturity is June 3, 2030. The aggregate principal amount offered is $2,196,000.
The pricing supplement describes Morgan Stanley Finance LLC's offer of Dual Directional Buffered Participation Securities due September 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate principal amount of $2,045,000. The securities reference the Dow Jones Industrial Average and the S&P 500 Index and pay at maturity based on the worse-performing index on the observation date of August 30, 2027. Terms include a 19% buffer (buffer level = 81% of initial), a 100% upside participation rate subject to a $1,116.50 maximum upside payment, and a minimum payment at maturity of 19% of principal. The initial levels (strike date May 29, 2026) are INDU 51,032.46 and SPX 7,580.06. Estimated value on the pricing date was $987.40 per security. All payments are subject to issuer and guarantor credit risk; holders may lose a significant portion of principal if the worst-performing underlier falls below the buffer.