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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced market‑linked notes that pay principal at maturity and offer upside participation (100% participation) in the lowest performing of the Nasdaq‑100 Index, the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Industrial Select Sector SPDR ETF (XLI). Each note has a $1,000 principal amount, a maximum return of 8.00% (maximum maturity payment $1,080), a pricing date of May 22, 2026, an original issue date of May 28, 2026 and a scheduled maturity date of November 26, 2027 (calculation day November 22, 2027). The estimated value on the pricing date was $960.70 per note; price to public is $1,000 per note, with agent commissions of $28.25 and proceeds to MSFL of $971.75 per note. The notes do not pay interest, are subject to Morgan Stanley credit risk, are not listed, and returns depend solely on the lowest performing underlying, subject to the cap.
Morgan Stanley Finance LLC is offering $912,000 aggregate principal of callable contingent income buffered securities due May 25, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 11.50% per annum for each interest period only if the closing level of each underlier (Nasdaq-100, Russell 2000, S&P 500) is at or above its coupon barrier on the related observation date. The securities are principal‑at‑risk: if the final level of the worst performing underlier is below its buffer level (80% of initial), investors lose 1% for each 1% decline beyond the 20% buffer, subject to a 20% minimum payment at maturity. The notes may be called early beginning August 27, 2026, based on a risk‑neutral valuation model; redemption will pay stated principal plus any contingent coupon then due. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 10, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000; the document estimates the securities' value on the pricing date at approximately $944.90. The notes are linked to the worst performing of the SPDR S&P 500 ETF (SPY) and the Dow Jones Industrial Average (INDU), carry an automatic early redemption feature on specified determination dates, a 100% participation rate for upside, and an 80% downside threshold per underlier.
Morgan Stanley Finance LLC offers auto‑callable market‑linked securities with a contingent memory coupon. The offering consists of securities with a face amount of $1,000 per security and total price to public of $2,512,000. The securities mature on June 2, 2027 and are fully guaranteed by Morgan Stanley.
The securities pay a contingent monthly coupon at an annual rate of 10.65% only if the lowest‑performing underlying stock meets its coupon threshold on each monthly calculation day. The estimated value on the pricing date was $969.40 per security. If not called, maturity payment depends on the ending price of the lowest performing of Keysight Technologies, NextEra Energy and Visa; a decline of more than 50% in the lowest performing underlying would cause a loss of more than 50% (and possibly all) of the face amount.
Morgan Stanley Finance LLC is offering contingent income memory buffered auto-callable securities due June 6, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $903.40.
The notes pay a contingent coupon at an annual rate of 10.50%, payable only when the underlier meets the coupon barrier (70% of the initial level) on observation dates. The securities feature automatic early redemption if the underlier equals or exceeds the call threshold (100% of the initial level) on a redemption determination date. At maturity, if not redeemed, investors receive the stated principal only if the final level is at or above the buffer level (85% of initial); otherwise payment = $1,000 × (final level / initial level + 15%), subject to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000 per note; the estimated value on the pricing date was approximately $960.20. The notes pay no interest, are linked to the worst performing of IBM, Microsoft and Boeing common stocks, and feature an automatic early redemption opportunity on the first determination date of June 14, 2027 for an early redemption payment of $1,225 per note if each underlier meets its call threshold (100% of initial level). If not redeemed early, payment at maturity depends on the worst performing underlier with a 100% participation rate in upside; if any underlier’s final level is equal to or below its initial level, investors receive only the stated principal amount. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Principal-at-Risk Jump Securities totaling $742,000 under a pricing supplement dated May 22, 2026. Each security has a $1,000 issue price and is fully and unconditionally guaranteed by Morgan Stanley.
The securities are auto-callable on the first determination date (June 1, 2027) if the underlier (the S&P 500® Futures Excess Return Index) is at or above the call threshold (initial level 601.21), in which case holders receive an early redemption payment of $1,211. If not called, maturity (May 26, 2033) payoffs depend on the final level: investors receive the principal plus an upside payment equal to the stated principal × 200% × underlier percent change if the final level exceeds the initial level; they receive the stated principal if the final level is between the initial level and the downside threshold (420.847, 70% of initial); and they suffer proportional principal losses below that downside threshold (performance factor = final/initial).
All payments are subject to Morgan Stanley's credit risk. The estimated value on pricing date was $972.40 per security, below the issue price, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC priced Buffered PLUS notes due May 27, 2032, unsecured and fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, aggregate principal of $5,550,000, and pay no interest. At maturity the payout depends on an equally weighted basket of the SPX, SX5E and RTY indices: investors receive $1,000 plus 111.47% of basket appreciation if the final basket value is higher; redeem at par if the basket declines by up to 20% (the buffer); and suffer losses beyond the 20% buffer, subject to a $200 minimum per note. Estimated value on the pricing date was $946.60; all payments are subject to issuer credit risk and the notes will not be listed.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities with a stated principal amount of $1,000 per security, aggregate principal amount $300,000, and an original issue price of $1,000 per security. The securities pay a contingent coupon at an annual rate of 13.20% only if, on each observation date, the closing level of all three underliers meets or exceeds coupon barrier levels. The notes are linked to the worst performing of the EURO STOXX 50®, Nasdaq-100® Technology Sector and Russell 2000® indices and are fully guaranteed by Morgan Stanley. Investors face principal loss equal to the percentage decline of the worst performing underlier below its downside threshold at maturity, potential for no coupons during the term, and early redemption at MSFL’s discretion based on a risk neutral valuation model. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities due June 17, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $906.90, and a 15% buffer level.
The notes carry an automatic early redemption feature beginning with the first determination date on June 15, 2027. If the underlier meets the call threshold (100% of the initial level) on a determination date, the securities pay a fixed early redemption amount (examples range from $1,180 to $1,885 across potential dates). If not called, maturity payments depend on the final level relative to the buffer: full principal if the final level is ≥ buffer, limited upside if the final level is ≥ call threshold, and pro rata losses beyond the 15% buffer with a minimum payment of 15% of principal.