Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Participation Securities tied to the S&P 500® Index. Each security has a stated principal amount of $1,000 and an aggregate principal amount of $1,758,000. The securities mature on June 4, 2027 with an observation date of June 1, 2027.
At maturity the payout is: full principal plus 100% participation in positive index performance subject to a $1,148 maximum payment; full principal if final index level falls no more than 10% (the buffer); and a pro rata loss beyond the buffer with a 10% minimum payment. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is issuing principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a stated principal amount of $1,000 per security and aggregate issuance of $190,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes feature an automatic early redemption on the first determination date June 1, 2027 if the closing level of the underlier is ≥ the call threshold (3,804.93), producing an early redemption payment of $1,250. If not called, maturity is June 3, 2031 with payoffs that include a participation rate of 350% on appreciation, protection of principal only down to the downside threshold (1,902.465, 50% of initial), and full downside exposure below that level. Issue price is $1,000 with an estimated value on pricing of $945.20.
Morgan Stanley Finance LLC is offering Principal at Risk securities with an aggregate principal amount of $155,000. The securities are buffered, auto-callable notes due June 3, 2031, issued at $1,000 per security with an estimated value of $935.70 on the pricing date.
Payments: automatic early redemption occurs if the underlier meets the call threshold level 1,384.011 on a determination date (first determination date June 1, 2027). At maturity investors receive $1,812.50 if the final level is at or above the call threshold, the stated principal ($1,000) if the final level is at or above the buffer level 1,307.122, or a reduced principal reflecting the performance factor below the buffer (subject to a minimum payment of 15% of principal).
Morgan Stanley Finance LLC issues $344,000 aggregate of Principal at Risk securities fully and unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per security. The securities are linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index and feature an automatic early redemption opportunity on the first determination date that pays $1,247.50 per security if each underlier meets its call threshold. If not redeemed, maturity payoffs depend on the worst performing underlier: investors may receive the stated principal plus an upside payment at a 150% participation rate, receive only principal, or suffer losses of 1% for each 1% decline in the worst performing underlier, potentially losing the entire investment. All payments are subject to Morgan Stanley credit risk and the estimated value on the pricing date was $977.50 per security.
Morgan Stanley Finance LLC priced a $1,291,000 aggregate issuance of Buffered PLUS principal-at-risk securities, each with a $1,000 stated principal amount and original issue price of $1,000. The securities reference the S&P 500 Equal Weight Index and the S&P 500 Index and are fully guaranteed by Morgan Stanley.
At maturity on June 2, 2031, payoff depends on the worst performing underlier as measured on the observation date May 28, 2031. Terms include a 170% leverage factor, a 10% buffer, a maximum payment of $1,802.50 per security and a minimum payment equal to 10% of principal. Estimated value on pricing date was $974.90. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced principal-at-risk securities linked to the VanEck® Semiconductor ETF. Each security has a $1,000 face amount, a pricing date of May 29, 2026, and matures on June 1, 2029. The participation rate is 100%, the buffer amount is 25%, and the maximum return is 77.40 (maximum payoff $1,774.00 per security). The estimated value on the pricing date was $951.50 per security. The offering price to the public is $1,000 per security; total proceeds shown are $485,875 with aggregate public offering of $500,000.
The securities provide upside participation to a capped return and a fixed buffered downside (75% threshold); if the ending price is below the threshold, investors may lose up to 75 of face amount. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and are subject to the issuer’s credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities due June 4, 2027, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering is issued at $1,000 per security with an aggregate principal amount of $1,100,000 and an estimated value on the pricing date of $989.60 per security.
The notes pay a contingent coupon at an annual rate of 7.80% only if each underlier meets its coupon barrier on observation dates, are automatically redeemable on specified redemption dates if all underliers meet call thresholds, and at maturity expose investors to full principal loss tied to the worst performing underlier below a 60% downside threshold.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,249,000. The securities reference the S&P 500® Futures Excess Return Index, have a strike date of May 27, 2026, an observation date of May 27, 2031 (subject to postponement), and mature on May 30, 2031.
Key economics: an initial level of 605.14, a leverage factor of 201.40%, a buffer amount of 20% (buffer level 484.112), and a minimum payment at maturity equal to 20% of stated principal. The estimated value on the pricing date was $980.10 and the issue price is $1,000 (agent commission $1.50 per security). The securities pay no interest and expose holders to Morgan Stanley credit risk and to full downside beyond the buffer.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities with Downside Factor linked to the MSCI Emerging Markets Index, due June 16, 2027. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $2,236,000. If the index final level is greater than or equal to the buffer level (90% of the initial level), each security will pay the stated principal amount plus a fixed upside payment of $151.40 (15.14%). If the final level is below the buffer level, investors lose 1.1111% of principal for every 1% decline beyond the 10% buffer, and there is no minimum payment at maturity; investors could lose their entire investment. All payments are unsecured and subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Securities linked to the S&P 500® Index with a stated principal of $1,000 per security and an aggregate principal of $2,390,000. The issue price is $1,000 and the estimated value on the pricing date was $991.20. The strike and pricing date are May 29, 2026, the observation date is June 29, 2027 and the maturity date is July 2, 2027. Payments at maturity follow three scenarios: full upside (100% participation) up to a $1,105 maximum payment, an absolute-return feature if the final level is at or above an 85% buffer level, and pro rata losses beyond the buffer with a 15% minimum payment. The offering is sold to fee-based advisory accounts and all payments are subject to the issuer’s and guarantor’s credit risk.